UBS Group AG Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$317.6M

Holdings

8,587

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (8,587 positions)

#	Stock	Shares	Value	% Portfolio	Type
6001	—INVESCO EXCH TRADED FD TR II	728	$22K	0.01%
6002	—JIYA ACQUISITION CORP	2,222	$22K	0.01%
6003	—EVAXION BIOTECH A S	2,261	$22K	0.01%
6004	—ALKURI GLOBAL ACQUISITION CO	2,159	$22K	0.01%
6005	N1KNEWAGE INC	15,408	$22K	0.01%
6006	75ZMEMBERSHIP COLLECTIVE GROUP	1,798	$22K	0.01%
6007	—TIDAL ETF TR	637	$22K	0.01%
6008	VRRMVERRA MOBILITY CORP	1,491	$22K	0.01%
6009	—ALPHA PARTNERS TECH MERGR CO	2,227	$22K	0.01%
6010	—DBX ETF TR	741	$22K	0.01%
6011	GAMBGAMBLING COM GROUP LIMITED	2,359	$22K	0.01%
6012	KCAC-UNKENSINGTON CAPITAL ACQUISITI	2,129	$22K	0.01%
6013	—EXCHANGE TRADED CONCEPTS TR	545	$22K	0.01%
6014	—MEDIGUS LTD	14,195	$22K	0.01%
6015	GGRPGLIMPSE GROUP INC	2,969	$22K	0.01%
6016	FTAGFIRST TR EXCHANGE TRADED FD	730	$22K	0.01%
6017	—UBS AG LONDON BRANCH	1,153	$22K	0.01%
6018	BFPBANCO BBVA ARGENTINA S A	5,747	$22K	0.01%
6019	—UNITY BIOTECHNOLOGY INC	6,933	$22K	0.01%
6020	MGYMAGNOLIA OIL & GAS CORP	1,225	$22K	0.01%
6021	LEGRFIRST TR EXCHANGE-TRADED FD	533	$22K	0.01%
6022	MYPSPLAYSTUDIOS INC	4,917	$22K	0.01%
6023	—TIDAL ETF TR	826	$22K	0.01%
6024	CRMDCORMEDIX INC	4,725	$22K	0.01%
6025	—IKONICS CORP	786	$22K	0.01%
6026	IPODDUNE ACQUISITION CORP	2,173	$22K	0.01%
6027	ACCSISSUER DIRECT CORP	827	$22K	0.01%
6028	—AEA-BRIDGES IMPACT CORP	2,211	$22K	0.01%
6029	—VIRGIN GROUP ACQUISIT CORP I	2,277	$22K	0.01%
6030	—2ND VOTE FDS	642	$21K	0.01%
6031	CELUCELULARITY INC	2,898	$21K	0.01%
6032	WRNWESTERN COPPER & GOLD CORP	14,412	$21K	0.01%
6033	OROARROW INVTS TR	1,595	$21K	0.01%
6034	—MDH ACQUISITION CORP	2,065	$21K	0.01%
6035	SWANAMPLIFY ETF TR	607	$21K	0.01%
6036	TESLSIMPLIFY EXCHANGE TRADED FUN	1,771	$21K	0.01%
6037	RFEMFIRST TR EXCH TRADED FD III	318	$21K	0.01%
6038	—LIBERTY MEDIA ACQUISITION CO	2,007	$21K	0.01%
6039	—CORNER GROWTH ACQUISITION CO	2,119	$21K	0.01%
6040	—CLOOPEN GROUP HOLDING LIMITE	4,754	$21K	0.01%
6041	FEMBFIRST TR EXCH TRADED FD III	630	$21K	0.01%
6042	—CASCADE ACQUISITION CORP	2,101	$21K	0.01%
6043	—NORTHERN STAR INVEST CORP IV	2,089	$21K	0.01%
6044	FVAVFORTRESS VALUE ACQUIS CORP I	2,163	$21K	0.01%
6045	AFLGFIRST TR EXCHNG TRADED FD VI	838	$21K	0.01%
6046	—G SQUARED ASCEND II INC	2,137	$21K	0.01%
6047	DNAGINKGO BIOWORKS HOLDINGS INC	1,839	$21K	0.01%
6048	BRKDDIREXION SHS ETF TR	951	$21K	0.01%
6049	—FOREST ROAD ACQUISITION COR	2,074	$21K	0.01%
6050	AHTASHFORD HOSPITALITY TR INC	1,468	$21K	0.01%
6051	IDWMIDW MEDIA HLDGS INC	7,529	$21K	0.01%
6052	RXDXPROMETHEUS BIOSCIENCES INC	873	$21K	0.01%
6053	SPLPSTEEL PARTNERS HLDGS L P	749	$21K	0.01%
6054	—ROCKWELL MED INC	35,033	$21K	0.01%
6055	CEECENTRAL & EASTERN EUROPE FD	724	$21K	0.01%
6056	—NAKED BRAND GROUP LIMITED	30,036	$21K	0.01%
6057	53SBRIDGE INVT GROUP HLDGS INC	1,200	$21K	0.01%
6058	FXLVF45 TRAINING HLDGS INC	1,389	$21K	0.01%
6059	FVCBFVCBANKCORP INC	1,032	$21K	0.01%
6060	—ISHARES TR	923	$21K	0.01%
6061	ASLNASLAN PHARMACEUTICALS LTD	11,793	$21K	0.01%
6062	PAVMPAVMED INC	3,077	$21K	0.01%
6063	—FINCH THERAPEUTICS GROUP INC	1,591	$21K	0.01%
6064	SOXLDIREXION SHS ETF TR	515	$21K	0.01%
6065	—BARCLAYS BANK PLC	461	$21K	0.01%
6066	—E MERGE TECHNOLOGY ACQUISITI	2,150	$21K	0.01%
6067	—DMY TECHNOLOGY GROUP INC IV	2,017	$21K	0.01%
6068	DIVBISHARES TR	535	$21K	0.01%
6069	—ATLAS CREST INVESTMENT CORP	2,167	$21K	0.01%
6070	TIXTTELUS INTL CDA INC	612	$21K	0.01%
6071	BSRRSIERRA BANCORP	881	$21K	0.01%
6072	—WHEELER REAL ESTATE INVT TR	7,134	$21K	0.01%
6073	—ASTREA ACQUISITION CORP	2,148	$21K	0.01%
6074	ADMAADMA BIOLOGICS INC	18,435	$21K	0.01%
6075	—FIRSTMARK HORIZON ACQUISITIO	2,050	$21K	0.01%
6076	—PINE IS ACQUISITION CORP	2,124	$21K	0.01%
6077	—SYROS PHARMACEUTICALS INC	4,800	$21K	0.01%
6078	ONVOCHFORGANOVO HLDGS INC	3,072	$21K	0.01%
6079	—ALTIMAR ACQUISITION CORP II	2,061	$20K	0.01%
6080	CBATCBAK ENERGY TECHNOLOGY INC	8,508	$20K	0.01%	Put
6081	—LISTED FD TR	1,438	$20K	0.01%
6082	STKSTHE ONE GROUP HOSPITALITY IN	1,868	$20K	0.01%
6083	—ADARA ACQUISITION CORP	2,022	$20K	0.01%
6084	IBTEISHARES TR	785	$20K	0.01%
6085	—KINS TECHNOLOGY GROUP INC	1,990	$20K	0.01%
6086	—COHBAR INC	21,123	$20K	0.01%
6087	FORTYFORMULA SYSTEMS 1985 LTD	200	$20K	0.01%
6088	DYNTQDYNATRONICS CORP	13,406	$20K	0.01%
6089	—PENNSYLVANIA REAL ESTATE INV	10,179	$20K	0.01%
6090	SVVCFIRSTHAND TECHNOLOGY VALUE F	4,186	$20K	0.01%
6091	SLAMFSLAM CORP	2,036	$20K	0.01%
6092	—CF ACQUISITION CORP VI	2,026	$20K	0.01%
6093	KHYBKRANESHARES TR	542	$20K	0.01%
6094	RNGRRANGER ENERGY SVCS INC	2,184	$20K	0.01%
6095	SMTISANARA MEDTECH INC	575	$20K	0.01%
6096	—DECARBONIZATION PLUS ACQU II	1,909	$20K	0.01%
6097	—VY GLOBAL GROWTH	15,000	$20K	0.01%
6098	—WORKSPORT LTD	10,604	$20K	0.01%
6099	—ACORDA THERAPEUTICS INC	4,486	$20K	0.01%
6100	—SENIOR CONNECT ACQUISITN COR	2,032	$20K	0.01%

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