UBS Group AG Q4 2018 Filing

Filed February 14, 2019

Portfolio Value

$220.5M

Holdings

7,180

Report Date

Q4 2018

Filing Type

13F-HR

All Holdings (7,180 positions)

#	Stock	Shares	Value	% Portfolio	Type
3501	PZCPIMCO CALIF MUN INCOME FD II	66,017	$629K	0.29%
3502	SNNSMITH & NEPHEW PLC	16,823	$629K	0.29%
3503	AAOIAPPLIED OPTOELECTRONICS INC	40,795	$629K	0.29%
3504	SAFTSAFETY INS GROUP INC	7,685	$629K	0.29%
3505	WTVWISDOMTREE TR	8,441	$627K	0.28%
3506	—SHUTTERFLY INC	15,575	$627K	0.28%
3507	FDMFIRST TR DJS MICROCAP INDEX	15,394	$625K	0.28%
3508	STBAS & T BANCORP INC	16,466	$624K	0.28%
3509	QQLVINVESCO EXCH TRD SLF IDX FD	25,267	$622K	0.28%
3510	EMFTEMPLETON EMERGING MKTS FD I	46,949	$620K	0.28%
3511	EFRENERGY FUELS INC	217,495	$620K	0.28%
3512	—CHURCHILL CAP CORP	64,685	$618K	0.28%
3513	FXBINVESCO CURNCYSHS BRIT PND S	4,996	$618K	0.28%
3514	—WESTERN ASSET MUN DEF OPP TR	31,585	$617K	0.28%
3515	NPKNATIONAL PRESTO INDS INC	5,243	$613K	0.28%
3516	FTSDFRANKLIN ETF TR	6,455	$612K	0.28%
3517	MTWMANITOWOC CO INC	41,420	$612K	0.28%
3518	—TECH DATA CORP	7,475	$611K	0.28%
3519	RBLDFIRST TR EXCHANGE TRADED FD	13,290	$611K	0.28%
3520	PLABPHOTRONICS INC	63,115	$611K	0.28%
3521	EXLSEXLSERVICE HOLDINGS INC	11,592	$610K	0.28%
3522	EBEVENTBRITE INC	21,902	$609K	0.28%	Call
3523	XNROXNEUBERGER BERMAN RE ES SEC F	146,653	$609K	0.28%
3524	XGLQXCLOUGH GLOBAL EQUITY FD	56,067	$608K	0.28%
3525	MOG/AMOOG INC	7,834	$607K	0.28%
3526	COHRII VI INC	18,707	$607K	0.28%
3527	U6ZURANIUM ENERGY CORP	483,557	$605K	0.27%
3528	LPLLG DISPLAY CO LTD	73,580	$603K	0.27%
3529	AZZAZZ INC	14,907	$602K	0.27%
3530	WTWISDOMTREE INVTS INC	90,449	$601K	0.27%
3531	LOCOEL POLLO LOCO HLDGS INC	39,661	$601K	0.27%
3532	HTBKHERITAGE COMMERCE CORP	52,855	$599K	0.27%
3533	NXPNUVEEN SELECT TAX FREE INCM	42,560	$598K	0.27%
3534	—BARCLAYS BK PLC	3,866	$597K	0.27%
3535	GTYGETTY RLTY CORP NEW	20,262	$596K	0.27%
3536	UEURBAN EDGE PPTYS	35,859	$596K	0.27%
3537	ARTNAARTESIAN RESOURCES CORP	17,071	$595K	0.27%
3538	DKLDELEK LOGISTICS PARTNERS LP	20,315	$595K	0.27%
3539	OZKBANK OZK	25,988	$593K	0.27%
3540	BYDBOYD GAMING CORP	28,408	$591K	0.27%
3541	IMAIMAX CORP	31,404	$591K	0.27%
3542	SCSCSCANSOURCE INC	17,146	$590K	0.27%
3543	—UNITED FINL BANCORP INC NEW	40,013	$589K	0.27%
3544	EHTHEHEALTH INC	15,313	$588K	0.27%
3545	—BLACKROCK MUNIHOLDNGS QLTY I	51,841	$587K	0.27%
3546	UFCSUNITED FIRE GROUP INC	10,591	$587K	0.27%
3547	EIGEMPLOYERS HOLDINGS INC	13,979	$586K	0.27%
3548	PTENPATTERSON UTI ENERGY INC	56,197	$582K	0.26%
3549	AVLRUSDAVALARA INC	18,692	$582K	0.26%
3550	GSBCGREAT SOUTHN BANCORP INC	12,599	$580K	0.26%
3551	XHIEXMILLER HOWARD HIGH INC EQTY	60,814	$580K	0.26%
3552	FULFULLER H B CO	13,563	$579K	0.26%
3553	ATRCATRICURE INC	18,894	$578K	0.26%
3554	AZOAUTOZONE INC	83,642	$578K	0.26%	Put
3555	CACCAMDEN NATL CORP	16,061	$577K	0.26%
3556	IMKTAINGLES MKTS INC	20,994	$572K	0.26%
3557	—PENNEY J C INC	549,082	$571K	0.26%	Put
3558	PHYS/USPROTT PHYSICAL GOLD TRUST	55,290	$570K	0.26%
3559	LMEURLEGG MASON INC	22,299	$569K	0.26%
3560	JBTJOHN BEAN TECHNOLOGIES CORP	7,933	$569K	0.26%
3561	—CUBIC CORP	10,524	$566K	0.26%
3562	XPCQXPIMCO CA MUNICIPAL INCOME FD	34,905	$564K	0.26%
3563	NHCNATIONAL HEALTHCARE CORP	7,190	$564K	0.26%
3564	—BSB BANCORP INC MD	20,056	$563K	0.26%
3565	PFBCPREFERRED BK LOS ANGELES CA	12,989	$563K	0.26%
3566	JLSNUVEEN MTG OPPORTUNITY TERM	25,149	$562K	0.25%
3567	QLTAISHARES TR	11,205	$561K	0.25%
3568	—VIRTUS TOTAL RETURN FUND INC	64,717	$560K	0.25%
3569	AQLTISHARES TR	9,591	$560K	0.25%
3570	—UNITY BIOTECHNOLOGY INC	34,390	$559K	0.25%
3571	—NUVEEN ENHANCED MUN VALUE FD	43,370	$558K	0.25%
3572	MVTBLACKROCK MUNIVEST FD II INC	42,712	$558K	0.25%
3573	GTNGRAY TELEVISION INC	37,767	$557K	0.25%
3574	VEMYSTONE HBR EMERG MKTS TL INC	51,039	$557K	0.25%
3575	—ARLINGTON ASSET INVT CORP	76,931	$557K	0.25%
3576	GRIDFIRST TR EXCH TRADED FD II	14,199	$554K	0.25%
3577	COPXGLOBAL X FDS	30,210	$553K	0.25%
3578	BILIBILIBILI INC	37,920	$553K	0.25%
3579	XLGIXLAZARD GLB TTL RET&INCM FD I	40,538	$553K	0.25%
3580	EVBGEUREVERBRIDGE INC	9,731	$552K	0.25%
3581	INCOCOLUMBIA ETF TR II	12,460	$551K	0.25%
3582	SLXVANECK VECTORS ETF TR	15,820	$551K	0.25%
3583	LTHM1EURLIVENT CORP	39,729	$548K	0.25%
3584	WSRWHITESTONE REIT	44,565	$547K	0.25%
3585	AVNWAVIAT NETWORKS INC	41,345	$547K	0.25%
3586	AMBAAMBARELLA INC	15,630	$547K	0.25%
3587	RDFNREDFIN CORP	37,981	$547K	0.25%
3588	LGLVSPDR SER TR	6,123	$545K	0.25%
3589	SBG1SEACOAST BKG CORP FLA	20,887	$544K	0.25%
3590	KBWPINVESCO EXCHNG TRADED FD TR	9,610	$544K	0.25%
3591	YRDYIRENDAI LTD	50,510	$543K	0.25%
3592	SPWRQSUNPOWER CORP	109,034	$542K	0.25%
3593	CHWCALAMOS GBL DYN INCOME FUND	82,829	$542K	0.25%
3594	PSCCINVESCO EXCHNG TRADED FD TR	7,837	$542K	0.25%
3595	OFGOFG BANCORP	32,912	$542K	0.25%
3596	SSLSASOL LTD	18,469	$541K	0.25%
3597	—RTI SURGICAL INC	146,240	$541K	0.25%
3598	ISCGISHARES TR	3,249	$541K	0.25%
3599	JHSCJOHN HANCOCK EXCHANGE TRADED	23,918	$541K	0.25%
3600	SMOGVANECK VECTORS ETF TR	9,899	$540K	0.24%

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