UBS Group AG Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$287.4M

Holdings

7,122

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (7,122 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	ALLYALLY FINL INC	783,994	$2.4M	0.83%	Put
2	SONOSONOS INC	150,746	$2.4M	0.82%	Put
3	BACBANK AMER CORP	44,220,196	$2.3M	0.81%	Put
4	CSCOCISCO SYS INC	27,856,585	$2.3M	0.81%	Put
5	GOOGALPHABET INC	1,197,100	$2.3M	0.78%	Put
6	CVXCHEVRON CORP NEW	10,982,776	$2.1M	0.72%	Put
7	PSAPUBLIC STORAGE	448,335	$2.0M	0.71%	Put
8	—HEALTH INS INNOVATIONS INC	105,056	$2.0M	0.71%	Put
9	BAPCREDICORP LTD	102,902	$2.0M	0.69%
10	VAREURVARIAN MED SYS INC	182,524	$1.9M	0.68%	Put
11	SL2SLEEP NUMBER CORP	38,575	$1.9M	0.66%	Call
12	EEMISHARES TR	62,913,493	$1.9M	0.66%	Put
13	BXBLACKSTONE GROUP INC	6,190,252	$1.9M	0.65%	Put
14	ROKROCKWELL AUTOMATION INC	4,229,595	$1.9M	0.64%	Put
15	EIDOISHARES TR	70,705	$1.8M	0.63%
16	IWMISHARES TR	21,132,016	$1.8M	0.63%	Put
17	NFLXNETFLIX INC	4,546,507	$1.8M	0.62%	Put
18	EXPDEXPEDITORS INTL WASH INC	305,731	$1.8M	0.62%
19	TTWOTAKE-TWO INTERACTIVE SOFTWAR	419,498	$1.8M	0.62%
20	—OASIS MIDSTREAM PARTNERS LP	107,111	$1.8M	0.62%
21	IVZINVESCO LTD	1,448,173	$1.8M	0.62%	Put
22	CVECENOVUS ENERGY INC	733,424	$1.8M	0.61%	Put
23	IXORIX CORP	21,043	$1.8M	0.61%
24	METAFACEBOOK INC	19,336,174	$1.8M	0.61%	Put
25	VOOVANGUARD INDEX FDS	2,674,507	$1.7M	0.60%
26	ABGAMERISOURCEBERGEN CORP	138,157	$1.7M	0.60%	Call
27	1T7TRICIDA INC	45,563	$1.7M	0.60%	Call
28	TEN1TENNECO INC	130,893	$1.7M	0.60%
29	AMTTD AMERITRADE HLDG CORP	1,105,724	$1.7M	0.60%
30	YUMYUM BRANDS INC	2,455,565	$1.7M	0.60%	Put
31	MTGMGIC INVT CORP WIS	237,951	$1.7M	0.59%
32	AWNADVANCE AUTO PARTS INC	414,741	$1.7M	0.59%	Call
33	ELLAUDER ESTEE COS INC	2,609,067	$1.7M	0.58%	Put
34	OREALTY INCOME CORP	859,602	$1.7M	0.58%
35	PFEPFIZER INC	22,236,856	$1.7M	0.58%	Put
36	NDQINVESCO QQQ TR	13,271,350	$1.7M	0.58%	Put
37	ABBVABBVIE INC	7,750,407	$1.7M	0.58%	Put
38	TRNTRINITY INDS INC	74,475	$1.6M	0.57%
39	AMTAMERICAN TOWER CORP NEW	3,562,173	$1.6M	0.57%	Put
40	DLTRDOLLAR TREE INC	758,644	$1.6M	0.56%	Put
41	HTDCORCEPT THERAPEUTICS INC	330,217	$1.6M	0.56%	Put
42	NVONOVO-NORDISK A S	439,712	$1.6M	0.56%
43	AMZNAMAZON COM INC	2,370,197	$1.6M	0.56%	Put
44	LXLEXINFINTECH HLDGS LTD	1,455,274	$1.6M	0.56%	Call
45	FQIDIGITAL RLTY TR INC	560,917	$1.6M	0.55%	Put
46	TRIPTRIPADVISOR INC	1,740,572	$1.6M	0.55%	Put
47	SRCE1ST SOURCE CORP	30,516	$1.6M	0.55%
48	—COMPANHIA BRASILEIRA DE DIST	341,259	$1.6M	0.55%
49	LQDISHARES TR	12,354,663	$1.6M	0.55%	Put
50	CGCCANOPY GROWTH CORP	415,065	$1.6M	0.55%	Put
51	GRMNGARMIN LTD	192,078	$1.6M	0.55%	Put
52	BSMBLACK STONE MINERALS L P	123,991	$1.6M	0.55%
53	GQ9SPDR GOLD TRUST	6,730,919	$1.6M	0.55%	Put
54	SDCCQSMILEDIRECTCLUB INC	179,833	$1.6M	0.55%
55	CBCHUBB LIMITED	3,717,343	$1.6M	0.54%	Put
56	XLFSELECT SECTOR SPDR TR	48,299,841	$1.6M	0.54%	Put
57	BLKCHFBLACKROCK INC	1,397,527	$1.6M	0.54%	Put
58	BACVERIZON COMMUNICATIONS INC	12,581,602	$1.6M	0.54%	Put
59	MASMASCO CORP	2,162,027	$1.6M	0.54%	Put
60	GSKGLAXOSMITHKLINE PLC	1,415,002	$1.5M	0.54%
61	CTBICOMMUNITY TR BANCORP INC	32,710	$1.5M	0.53%
62	MRKMERCK & CO INC	13,744,182	$1.5M	0.53%	Put
63	IPGPIPG PHOTONICS CORP	10,478	$1.5M	0.53%
64	CACCAMDEN NATL CORP	32,923	$1.5M	0.53%
65	TAT&T INC	35,793,974	$1.5M	0.53%	Put
66	IRMIRON MTN INC NEW	880,922	$1.5M	0.53%	Put
67	CMCSACOMCAST CORP NEW	43,385,650	$1.5M	0.52%	Put
68	FSC1EUROAKTREE SPECIALTY LENDING CO	275,207	$1.5M	0.52%
69	CLVTRIP COM GROUP LTD	2,232,659	$1.5M	0.52%	Put
70	IVWISHARES TR	3,297,377	$1.5M	0.52%
71	SHGSHINHAN FINANCIAL GROUP CO L	38,853	$1.5M	0.51%
72	INTCINTEL CORP	45,298,946	$1.5M	0.51%	Put
73	TLVGRUPO TELEVISA SA	218,912	$1.5M	0.51%	Put
74	AGFIRST MAJESTIC SILVER CORP	119,688	$1.5M	0.51%	Put
75	FSVFIRSTSERVICE CORP NEW	15,745	$1.5M	0.51%
76	RTN1USDRAYTHEON CO	4,548,321	$1.5M	0.51%	Put
77	USMVISHARES TR	9,791,972	$1.5M	0.51%	Put
78	EFAISHARES TR	49,098,613	$1.5M	0.51%	Put
79	UMHUMH PPTYS INC	92,181	$1.4M	0.50%
80	CCLCARNIVAL CORP	1,709,009	$1.4M	0.50%	Put
81	BKBANK NEW YORK MELLON CORP	1,580,090	$1.4M	0.50%	Put
82	LOWLOWES COS INC	5,982,325	$1.4M	0.50%	Put
83	HYGISHARES TR	6,776,470	$1.4M	0.50%	Put
84	BABAALIBABA GROUP HLDG LTD	11,788,074	$1.4M	0.50%	Put
85	—OPTION CARE HEALTH INC	379,390	$1.4M	0.49%
86	CPBCAMPBELL SOUP CO	184,110	$1.4M	0.49%	Put
87	GDXVANECK VECTORS ETF TRUST	43,320,090	$1.4M	0.49%	Put
88	IBMINTERNATIONAL BUSINESS MACHS	4,545,319	$1.4M	0.49%	Put
89	LBTYBLIBERTY GLOBAL PLC	953,740	$1.4M	0.48%	Put
90	EWBCEAST WEST BANCORP INC	133,875	$1.4M	0.48%
91	AXTAAXALTA COATING SYS LTD	425,769	$1.4M	0.48%	Put
92	BABOEING CO	5,467,993	$1.4M	0.48%	Put
93	0VVBVIACOMCBS INC	2,874,107	$1.4M	0.48%	Put
94	UTMUTAH MED PRODS INC	12,778	$1.4M	0.48%
95	TMOTHERMO FISHER SCIENTIFIC INC	3,404,233	$1.4M	0.48%	Put
96	MSFTMICROSOFT CORP	49,844,392	$1.4M	0.48%	Put
97	PTENPATTERSON UTI ENERGY INC	130,469	$1.4M	0.48%
98	MBTGBPMOBILE TELESYSTEMS PJSC	522,084	$1.4M	0.48%
99	IVEISHARES TR	3,371,936	$1.4M	0.48%
100	LGNDLIGAND PHARMACEUTICALS INC	73,040	$1.4M	0.48%	Call

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