UNITED CAPITAL FINANCIAL ADVISORS, LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$10.3B

Holdings

1,256

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (1,256 positions)

#	Stock	Shares	Value	% Portfolio
101	EWGiShares MSCI Germany ETF	860,747	$22.6M	0.22%
102	—PowerShares High Yld Eq Div Achiev ETF	1,414,200	$22.5M	0.22%
103	XLVHealth Care Select Spdr Fund	307,035	$22.1M	0.21%
104	—PowerShares S&P SmallCap Info Tech ETF	345,865	$21.9M	0.21%
105	DESWisdomTree SmallCap Dividend Fund	291,409	$21.9M	0.21%
106	UNPUnion Pacific Corp.	224,140	$21.9M	0.21%
107	COSTCostco Corp.	141,435	$21.6M	0.21%
108	MMM3M Company	122,085	$21.5M	0.21%
109	—Guggenheim BulletShrs 2017 HY CorpBd ETF	827,315	$21.4M	0.21%
110	UPSUnited Parcel Service	195,339	$21.4M	0.21%
111	IYMiShares Dow Jones U.S. Basic Materials	269,266	$21.3M	0.21%
112	ABTAbbott Labs	499,034	$21.1M	0.20%
113	AMTAmerican Tower Corp	183,998	$20.9M	0.20%
114	EPDEnterprise Products Partners LP	752,113	$20.8M	0.20%
115	CELGCelgene Corporation	197,992	$20.7M	0.20%
116	UTXZUnited Technologies	203,237	$20.6M	0.20%
117	ITWIllinois Tool Works	169,901	$20.4M	0.20%
118	BABoeing	154,024	$20.3M	0.20%
119	MUBiShares National Muni Bond	177,004	$20.0M	0.19%
120	PWVPowerShares Dynamic Large Cap Growth ETF	623,725	$19.8M	0.19%
121	AIGAIG Warrants 01/19/21	925,914	$19.6M	0.19%
122	FXGFirst Trust Cnsmr Staples AlphaDEX ETF	416,699	$19.3M	0.19%
123	GILDGilead Sciences	244,335	$19.3M	0.19%
124	METAFacebook, Inc.	150,483	$19.3M	0.19%
125	VSSVanguard Intl Equity Index Fd Ftse Smcap Etf	192,172	$19.1M	0.19%
126	VCITVanguard Intermediate Term Corporate Bond Etf	212,549	$19.0M	0.18%
127	EMBIshares Jpmorgan Usd Emer Mkt Bnd Fd Etf	162,009	$19.0M	0.18%
128	IYKiShares Dow Jones U.S. Consumer Goods	166,442	$19.0M	0.18%
129	SDOGALPS Sector Dividend Dogs ETF	447,511	$18.6M	0.18%
130	BMYBristol Myers Squibb Co.	344,790	$18.6M	0.18%
131	KOCoca Cola Co.	437,875	$18.5M	0.18%
132	—Mallinckrodt Pub Ltd C Shs	264,184	$18.4M	0.18%
133	IYEiShares Trust US Energy Sector	471,743	$18.4M	0.18%
134	MDTMedtronic Plc	212,864	$18.4M	0.18%
135	XPOXPO Logistics Inc	501,357	$18.4M	0.18%
136	SPSBSPDR Barclays Short Term Corporate Bond ETF	597,368	$18.4M	0.18%
137	OEFiShares S&P 100 Index Fund	189,297	$18.2M	0.18%
138	TMOThermo Fisher Scientific, Inc.	113,875	$18.1M	0.18%
139	KMIKinder Morgan, Inc.	773,499	$17.9M	0.17%
140	YUMYum! Brands Inc.	194,263	$17.6M	0.17%
141	GOODGladstone Commercial	941,260	$17.5M	0.17%
142	VVVanguard Large Cap ETF	175,988	$17.5M	0.17%
143	—Macquarie Infrastructure Company, LLC	208,582	$17.4M	0.17%
144	SOSouthern Company	336,676	$17.3M	0.17%
145	GWWW.W. Grainger, Inc.	75,660	$17.0M	0.17%
146	MAMastercard International	165,719	$16.9M	0.16%
147	BALLBall Corporation	205,184	$16.8M	0.16%
148	MDLZMondelez Intl Inc Cl A	381,268	$16.7M	0.16%
149	AIGAmerican International Group	281,979	$16.7M	0.16%
150	WEPMagellan Midstream Partners L.P	236,468	$16.7M	0.16%
151	LOWLowes, Inc.	226,953	$16.4M	0.16%
152	—Vanguard Shrt-Term Corp Bond ETF	202,724	$16.3M	0.16%
153	—Guggenheim Multi-Asset Income ETF	827,883	$16.1M	0.16%
154	CMECME Group Inc.	153,254	$16.0M	0.16%
155	FQIDigital Realty Trust Inc	162,138	$15.7M	0.15%
156	WMTWal-Mart Stores, Inc.	217,454	$15.7M	0.15%
157	—PowerShares DWA Energy Momentum ETF	377,016	$15.7M	0.15%
158	NVSNovartis	197,324	$15.6M	0.15%
159	—PowerShares QQQ	130,980	$15.6M	0.15%
160	GVIiShares Interm Government/Credit Bd	137,433	$15.5M	0.15%
161	AXPAmerican Express	240,886	$15.4M	0.15%
162	IYJiShares Trust US Industrial Index	133,232	$15.2M	0.15%
163	SKYYFirst Trust ISE Cloud Computing ETF	445,559	$15.2M	0.15%
164	IYCiShares Dow Jones US Consumer Services	102,911	$15.1M	0.15%
165	XLESector SPDR Energy Select	213,395	$15.1M	0.15%
166	SCHZSchwab US Aggregate Bond ETF	275,271	$14.8M	0.14%
167	JPMJP Morgan Chase Wts	597,843	$14.7M	0.14%
168	NKENike	274,166	$14.4M	0.14%
169	CATCaterpillar, Inc.	162,452	$14.4M	0.14%
170	WFCWells Fargo & Co.	325,117	$14.4M	0.14%
171	ORCLOracle Corp.	361,324	$14.2M	0.14%
172	ACNAccenture Plc	116,152	$14.2M	0.14%
173	—Guggenheim BulletShrs 2018 HY CorpBd ETF	560,140	$14.2M	0.14%
174	EXPEExpedia Inc	120,289	$14.0M	0.14%
175	DEDeere & Co	164,112	$14.0M	0.14%
176	XLFIFinancial Select Sector SPDR Fund	724,243	$14.0M	0.14%
177	NVONovo Nordisk A/S (adr)	329,093	$13.7M	0.13%
178	LLYEli Lilly & Co.	169,414	$13.6M	0.13%
179	TLTIshares 20 Plus Year Treasury Bond Etf	98,618	$13.6M	0.13%
180	EMREmerson Electric Co.	247,659	$13.5M	0.13%
181	XLFIUtilities Select Sector SPDR Fund	275,204	$13.5M	0.13%
182	BIIBBiogen Idec Inc.	42,957	$13.4M	0.13%
183	NOCNorthrop Grumman Corp	62,751	$13.4M	0.13%
184	EDConsolidated Edison	178,278	$13.4M	0.13%
185	TRVThe Travelers Company	116,234	$13.3M	0.13%
186	DTHWisdomTree International High Div ETF	347,640	$13.3M	0.13%
187	AFWAlign Technology Inc	140,374	$13.2M	0.13%
188	LVSLas Vegas Sands Corporation	227,116	$13.1M	0.13%
189	ETNEaton Corp PLC	196,545	$12.9M	0.13%
190	ROSTRoss Stores Inc	200,293	$12.9M	0.13%
191	LAMRLamar Advertising Co	197,114	$12.9M	0.13%
192	—Parexel International Corp	185,219	$12.9M	0.12%
193	RJFRaymond James Financial Inc	219,858	$12.8M	0.12%
194	COPConocophillips	291,530	$12.7M	0.12%
195	CBChubb Limited	100,717	$12.7M	0.12%
196	IWFiShares Trust Russell 1000 Growth Index	121,151	$12.6M	0.12%
197	VXUSVanguard Total International Stock ETF	267,019	$12.6M	0.12%
198	MCKMcKesson Corporation	75,515	$12.6M	0.12%
199	AQLTIshares Trust Dj Select Div Index Fund	146,313	$12.5M	0.12%
200	OXYOccidental Petroleum Corporation	170,592	$12.4M	0.12%

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