UNITED CAPITAL FINANCIAL ADVISORS, LLC Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$10.3B

Holdings

1,256

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (1,256 positions)

#	Stock	Shares	Value	% Portfolio
701	IYY*iShares Dow Jones US	12,190	$1.3M	0.01%
702	EWLiShares MSCI Switzerland Capped ETF	43,269	$1.3M	0.01%
703	UNMUnum Group	37,163	$1.3M	0.01%
704	HTHHilltop Holdings, Inc.	58,357	$1.3M	0.01%
705	—Intercontinentalexchange Group	4,862	$1.3M	0.01%
706	—Alza Corp	8,000	$1.3M	0.01%
707	TMToyota Motor Corporation Ads	11,176	$1.3M	0.01%
708	ADIAnalog Devices	19,944	$1.3M	0.01%
709	VPUVanguard Utilities ETF	11,966	$1.3M	0.01%
710	WOOFoot Locker, Inc.	18,823	$1.3M	0.01%
711	—VanEck Vectors JP Morgan EM LC Bd ETF	66,697	$1.3M	0.01%
712	EWQiShares MSCI France	52,583	$1.3M	0.01%
713	—Quintiles	15,665	$1.3M	0.01%
714	RYRoyal Bk Canad	20,474	$1.3M	0.01%
715	UGIUGI Corp	27,651	$1.3M	0.01%
716	—Wisdom Tree Emerging Mkts Small-Cap	29,817	$1.2M	0.01%
717	—MainSource Financial Group Inc	49,450	$1.2M	0.01%
718	APDAir Products & Chemicals, Inc.	8,137	$1.2M	0.01%
719	OHIOmega Healthcare Investors Inc	34,340	$1.2M	0.01%
720	HUBBHubbell Inc	11,284	$1.2M	0.01%
721	GPIGroup 1 Automotive Inc Com	18,995	$1.2M	0.01%
722	LTCLTC Properties Inc	23,302	$1.2M	0.01%
723	ICFiShares Cohen & Steers Realty Majors Index	11,544	$1.2M	0.01%
724	JWNUSDNordstrom Inc	23,156	$1.2M	0.01%
725	PACWUSDPacwest Bancorp	27,975	$1.2M	0.01%
726	—PowerShares DWA SmallCap Momentum ETF	30,991	$1.2M	0.01%
727	ONEYSPDR Russell 1000 Yield ETF	18,168	$1.2M	0.01%
728	MTUMiShares Edge MSCI USA Momentum Factor	15,192	$1.2M	0.01%
729	GPCGenuine Parts Co	11,683	$1.2M	0.01%
730	EPREPR Properties	14,836	$1.2M	0.01%
731	IXUSiShares Core MSCI Total Intl Stk	22,274	$1.2M	0.01%
732	RHT1EURRedhat, Inc.	14,379	$1.2M	0.01%
733	9990302DApache Corp	18,152	$1.2M	0.01%
734	THOThor Industries Inc	13,588	$1.2M	0.01%
735	—PNC Financial Services Warrants 12/31/18	48,950	$1.1M	0.01%
736	SEICSEI Investments Co	25,080	$1.1M	0.01%
737	KIMKimco Realty Corp	39,104	$1.1M	0.01%
738	AQLTiShares MSCI Philippines	30,285	$1.1M	0.01%
739	BIGGQBig Lots Inc	23,509	$1.1M	0.01%
740	DEMWisdom Tree Emerging Markets Equity Inc	29,877	$1.1M	0.01%
741	FBTFirst Trust Biotech Index	11,204	$1.1M	0.01%
742	STZConstellation Brands, Inc.	6,699	$1.1M	0.01%
743	—AmTrust Financial Services Inc	41,514	$1.1M	0.01%
744	VDCVanguard Consumer Staples ETF	8,138	$1.1M	0.01%
745	CFCfindustries Holdings Inc	45,719	$1.1M	0.01%
746	HOGHarley-Davidson, Inc.	21,145	$1.1M	0.01%
747	MACMacerich Co	13,622	$1.1M	0.01%
748	—Chicago Bridge & Iron	39,123	$1.1M	0.01%
749	—Guggenheim BulletShrs 2023 Corp Bd ETF	51,010	$1.1M	0.01%
750	CMICummins, Inc.	8,427	$1.1M	0.01%
751	EIXEdison International	14,908	$1.1M	0.01%
752	—Deutsche X-trackers MSCI Germany Hedged Equity ETF	45,887	$1.1M	0.01%
753	OGEOge Energy	33,916	$1.1M	0.01%
754	PCHPotlatch Corp	27,530	$1.1M	0.01%
755	IJJiShares S&P Midcap 400 Value Index	8,010	$1.1M	0.01%
756	RCI/BRogers Communications Inc	24,958	$1.1M	0.01%
757	—CurrencyShares Japanese Yen ETF	11,039	$1.1M	0.01%
758	CDWCDW Corp	22,862	$1.0M	0.01%
759	FXRFirst Trust Indtls/PrdcrDurbAlphaDEXETF	35,409	$1.0M	0.01%
760	CSXCSX Corp	34,132	$1.0M	0.01%
761	OSKOshkosh Corp	18,548	$1.0M	0.01%
762	NUENucor Corporation	20,812	$1.0M	0.01%
763	HESHess Corporation	19,193	$1.0M	0.01%
764	DHSWisdomTree High Dividend ETF	15,388	$1.0M	0.01%
765	—Knoll Inc	44,484	$1.0M	0.01%
766	CRTOCriteo S.A. Ads	28,940	$1.0M	0.01%
767	SPHSuburban Propane Partners L P Unit Ltd Pa	30,439	$1.0M	0.01%
768	PBCTEURPeople's United Financial Inc	63,934	$1.0M	0.01%
769	HPTUSDHospitality Properties Trust	33,905	$1.0M	0.01%
770	FNDESchwab Fundamental Emerg Mkts Lg Co ETF	42,412	$1.0M	0.01%
771	—Nustar Energy L.P	20,088	$996K	0.01%
772	—Retail Properties of America Inc	58,909	$990K	0.01%
773	VGTVanguard Info Tech Et	8,214	$989K	0.01%
774	PMBSPimco Total Return ETF	9,148	$987K	0.01%
775	GIISPDR S&P Global Infrastructure ETF	20,490	$983K	0.01%
776	—Monsanto Co. New Del	9,576	$979K	0.01%
777	—Cbscorp Class B	17,687	$968K	0.01%
778	SIXEURSix Flags Entertainment Corp	18,021	$966K	0.01%
779	XNEAXNuveen AMT-Free Municipal Inc	66,033	$964K	0.01%
780	—Fidelity National Information Services	12,501	$963K	0.01%
781	—Powershares S&p 500 Low Volatility	23,119	$959K	0.01%
782	WYNEURWyndham Worldwide Corporation	14,226	$958K	0.01%
783	PKGPackaging Corp Amer	11,788	$958K	0.01%
784	VIOOVanguard S&P Small-Cap 600 ETF	8,440	$953K	0.01%
785	VOEVanguard Mid-Cap Value ETF	10,112	$946K	0.01%
786	CECelanese Corp	13,932	$927K	0.01%
787	—Agrium Inc	10,176	$923K	0.01%
788	IWPiShares Russell Mid Cap Growth Inde	9,455	$921K	0.01%
789	HDSUSDHD Supply Holdings Inc	28,767	$920K	0.01%
790	EUHYIshares Inc International High Yield Bond Etf	19,137	$919K	0.01%
791	BKRBaker Hughes, Inc.	18,186	$918K	0.01%
792	KRCKilroy Realty Corp	13,156	$912K	0.01%
793	REGRegency Centers Corp	11,736	$909K	0.01%
794	AREAlexandria Real Estate Equities Inc	8,332	$906K	0.01%
795	WPCW.P. Carey Inc	14,034	$906K	0.01%
796	ELEstee Lauder Co.	10,200	$903K	0.01%
797	SCHOSchwab Short-Term US Treasury ETF	17,749	$901K	0.01%
798	CBTCabot Corp	17,087	$896K	0.01%
799	VMCVulcan Materials Co	7,861	$894K	0.01%
800	S9QSpirit AeroSystems Holdings Inc	20,067	$894K	0.01%

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