UNITED CAPITAL FINANCIAL ADVISORS, LLC Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$20.0B

Holdings

1,192

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (1,192 positions)

#	Stock	Shares	Value	% Portfolio
401	BXMTBlackstone Mortgage Trust, Inc. Class A	135,156	$4.1M	0.02%
402	AQLTiShares iBonds Dec 2024 Term Muni Bond ETF	151,954	$4.1M	0.02%
403	IAUiShares iBonds Dec 2025 Term Muni Bond ETF	145,706	$4.1M	0.02%
404	PFFiShares Preferred & Income Securities ETF	104,533	$4.1M	0.02%
405	FLOTiShares Floating Rate Bond ETF	79,450	$4.0M	0.02%
406	IYJiShares U.S. Industrials ETF	37,509	$4.0M	0.02%
407	DFATDimensional U.S. Targeted Value ETF	90,096	$4.0M	0.02%
408	GSSTGoldman Sachs Access Ultra Short Bond ETF	78,732	$4.0M	0.02%
409	EQIXEquinix, Inc.	5,004	$4.0M	0.02%
410	ACWViShares MSCI Global Min Vol Factor ETF	37,889	$3.9M	0.02%
411	NVSNNovartis AG Sponsored ADR	47,296	$3.9M	0.02%
412	DC4DexCom, Inc.	6,992	$3.8M	0.02%
413	MTZMasTec, Inc.	44,150	$3.8M	0.02%
414	VOTVanguard Mid-Cap Growth ETF	15,977	$3.8M	0.02%
415	CADEEURCadence Bancorporation Class A	171,660	$3.8M	0.02%
416	RFRegions Financial Corporation	176,425	$3.8M	0.02%
417	—PDL BioPharma, Inc. 2.75 01-DEC-2021	37,000	$3.8M	0.02%
418	KIDSOrthoPediatrics Corp.	55,974	$3.7M	0.02%
419	CVNACarvana Co. Class A	12,153	$3.7M	0.02%
420	AZOAutoZone, Inc.	2,158	$3.7M	0.02%
421	GDXVanEck Gold Miners ETF	123,166	$3.6M	0.02%
422	PSXPhillips 66	51,617	$3.6M	0.02%
423	YUMCYum China Holdings, Inc.	61,766	$3.6M	0.02%
424	SRCLStericycle, Inc.	52,300	$3.6M	0.02%
425	SPGSimon Property Group, Inc.	27,292	$3.5M	0.02%
426	BUDAnheuser-Busch InBev SA/NV Sponsored ADR	62,859	$3.5M	0.02%
427	XLNXEURXilinx, Inc.	23,465	$3.5M	0.02%
428	HUMHumana Inc.	9,005	$3.5M	0.02%
429	RSPHInvesco S&P 500 Equal Weight Health Care ETF	11,725	$3.5M	0.02%
430	SGENUSDSeagen, Inc.	20,417	$3.5M	0.02%
431	RSPNInvesco S&P 500 Equal Weight Industrials ETF	18,972	$3.5M	0.02%
432	GBDCGolub Capital BDC, Inc.	216,400	$3.4M	0.02%
433	AKAMAkamai Technologies, Inc.	32,667	$3.4M	0.02%
434	USHYiShares Broad USD High Yield Corporate Bond ETF	81,179	$3.4M	0.02%
435	SNOWSnowflake, Inc. Class A	11,108	$3.4M	0.02%
436	VXUSVanguard Total International Stock ETF	52,855	$3.3M	0.02%
437	ADIAnalog Devices, Inc.	19,918	$3.3M	0.02%
438	ARCCAres Capital Corporation	163,069	$3.3M	0.02%
439	DEMWisdomTree Emerging Markets High Dividend Fund	75,810	$3.3M	0.02%
440	IBDRiShares iBonds Dec 2026 Term Corporate ETF	124,620	$3.3M	0.02%
441	IYGiShares US Financial Services ETF	17,525	$3.3M	0.02%
442	XLYConsumer Discretionary Select Sector SPDR Fund	18,358	$3.3M	0.02%
443	SPMDSPDR Portfolio S&P 400 Mid Cap ETF	71,266	$3.3M	0.02%
444	ELVAnthem, Inc.	8,694	$3.2M	0.02%
445	ASMLASML Holding NV ADR	4,349	$3.2M	0.02%
446	SPOTSpotify Technology SA	14,189	$3.2M	0.02%
447	DOVDover Corporation	20,471	$3.2M	0.02%
448	ALSAllstate Corporation	24,767	$3.2M	0.02%
449	VOEVanguard Mid-Cap Value ETF	22,584	$3.2M	0.02%
450	SCHCSchwab International Small-Cap Equity ETF	75,542	$3.1M	0.02%
451	ESGEiShares ESG Aware MSCI EM ETF	75,323	$3.1M	0.02%
452	DDominion Energy Inc	42,691	$3.1M	0.02%
453	BPBP p.l.c. Sponsored ADR	114,038	$3.1M	0.02%
454	RSPDInvesco S&P 500 Equal Weight Consumer Discretionary ETF	21,585	$3.1M	0.02%
455	RSPUInvesco S&P 500 Equal Weight Utilities ETF	30,206	$3.1M	0.02%
456	ORealty Income Corporation	47,791	$3.1M	0.02%
457	ADSKAutodesk, Inc.	10,722	$3.1M	0.02%
458	SLYGSPDR S&P 600 Small Cap Growth ETF	34,816	$3.0M	0.02%
459	SLViShares Silver Trust	147,069	$3.0M	0.02%
460	BSCLInvesco BulletShares 2021 Corporate Bond ETF	142,715	$3.0M	0.02%
461	CARRCarrier Global Corp.	58,031	$3.0M	0.02%
462	DGROiShares Core Dividend Growth ETF	59,585	$3.0M	0.01%
463	NSCNorfolk Southern Corporation	12,395	$3.0M	0.01%
464	AG8Agilent Technologies, Inc.	18,716	$2.9M	0.01%
465	TTDTrade Desk, Inc. Class A	41,919	$2.9M	0.01%
466	SUBiShares Short-Term National Muni Bond ETF	26,449	$2.8M	0.01%
467	WELLWelltower, Inc.	34,457	$2.8M	0.01%
468	MTUMiShares MSCI USA Momentum Factor ETF	16,087	$2.8M	0.01%
469	DONSPDR Dow Jones Industrial Average ETF Trust	8,328	$2.8M	0.01%
470	IDEViShares Core MSCI International Developed Markets ETF	41,929	$2.8M	0.01%
471	XELXcel Energy Inc.	44,277	$2.8M	0.01%
472	NSYNICE Ltd Sponsored ADR	9,452	$2.7M	0.01%
473	SLRCSLR Investment Corp.	139,100	$2.7M	0.01%
474	VIGIVanguard International Dividend Appreciation ETF	30,421	$2.7M	0.01%
475	AZNAstrazeneca PLC Sponsored ADR	43,768	$2.6M	0.01%
476	SCHWCharles Schwab Corporation	35,601	$2.6M	0.01%
477	BKNGBooking Holdings Inc.	1,077	$2.6M	0.01%
478	IBDSiShares iBonds Dec 2027 Term Corporate ETF	94,424	$2.5M	0.01%
479	AEPAmerican Electric Power Company, Inc.	31,346	$2.5M	0.01%
480	VTRSViatris, Inc.	187,470	$2.5M	0.01%
481	VWOBVanguard Emerging Markets Government Bond ETF	32,088	$2.5M	0.01%
482	IBDTiShares iBonds Dec 2028 Term Corporate ETF	87,119	$2.5M	0.01%
483	QCRHQCR Holdings, Inc.	48,326	$2.5M	0.01%
484	BSCMUSDInvesco BulletShares 2022 Corporate Bond ETF	115,451	$2.5M	0.01%
485	IBBiShares Biotechnology ETF	15,107	$2.4M	0.01%
486	HUBSHubSpot, Inc.	3,582	$2.4M	0.01%
487	7HPHP Inc.	88,216	$2.4M	0.01%
488	XNEAXNuveen AMT-Free Quality Municipal Income Fund of Benef Interest	158,940	$2.4M	0.01%
489	OSPNOneSpan Inc.	127,252	$2.4M	0.01%
490	FBTFirst Trust NYSE Arca Biotechnology Index Fund	14,386	$2.4M	0.01%
491	ESGUiShares ESG Aware MSCI USA ETF	24,134	$2.4M	0.01%
492	IAU*iShares Gold Trust	71,043	$2.4M	0.01%
493	XMLVInvesco S&P MidCap Low Volatility ETF	45,171	$2.4M	0.01%
494	—Nuveen Enhanced Municipal Value Fund	148,919	$2.4M	0.01%
495	MPCMarathon Petroleum Corporation	38,112	$2.4M	0.01%
496	BILSPDR Bloomberg 1-3 Month T-Bill ETF	25,672	$2.3M	0.01%
497	LVLNSPDR S&P Regional Banking ETF	34,306	$2.3M	0.01%
498	PANWPalo Alto Networks, Inc.	4,819	$2.3M	0.01%
499	ICEIntercontinental Exchange, Inc.	20,050	$2.3M	0.01%
500	AMDAdvanced Micro Devices, Inc.	21,885	$2.3M	0.01%

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