UNITED CAPITAL FINANCIAL ADVISORS, LLC Q4 2019 Filing
Filed February 14, 2020
Portfolio Value
$15.5B
Holdings
1,350
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (1,350 positions)
| Stock | Value |
|---|---|
—Bitauto Holdings Ltd | $148K |
—Direxion Daily S&P 500 Bear 3X ETF | $146K |
—GNC Holdings Inc | $143K |
—Seaspan Corp | $142K |
CDZICadiz Inc | $141K |
GABGabelli Equity Trust | $125K |
KGCKinross Gold Corp | $122K |
ETWEV Tax-Managed Glb B-W Opps | $118K |
YB4PSavara Inc | $116K |
TEVATeva Pharmaceutical Industries Ltd ADR | $114K |
—Entercom Communications Corp | $107K |
—Exicure Inc | $105K |
XBGYXBlackRock Enhanced Intl Div Trust | $104K |
—Encana Corp | $96K |
—Royal Bank Of Scotland Group Plc | $94K |
—Voya Prime Rate Trust | $94K |
—MVC Capital Inc | $92K |
FAXAberdeen Asia-Pacific Income | $84K |
CPIXCumberland Pharmaceuticals Inc | $84K |
NIONIO INC ADS REPSTG CL A ORD SHS | $79K |
RIGTransocean Ltd | $70K |
GGBGerdau SA | $63K |
AEGAegon NV | $62K |
—Five Prime Therapeutics Inc | $58K |
SJTSan Juan Basin Royalty Trust | $57K |
ACBAurora Cannabis Inc | $49K |
CHKEURChesapeake Energy Corp | $47K |
EQEquillium Inc | $43K |
—PDL BioPharma 2.750 12/01/21 CVT | $40K |
YRIYamana Gold Inc | $40K |
LEE1EURLee Enterprises Inc | $36K |
—Medalist Diversified REIT Inc | $35K |
OPKOPKO Health Inc | $30K |
GONGeron Corp | $28K |
—Ampio Pharmaceuticals Inc | $28K |
SWN1EURSouthwestern Energy Co | $25K |
—Evoke Pharma Inc | $25K |
XXII22nd Century Group Inc | $25K |
TTS1EURTile Shop Holdings Inc | $24K |
LAB 2.75 02/01/34Fluidigm 2.750 02/01/34 '21 CVT | $23K |
—Blackstone Trust 4.375 05/05/22 CVT | $21K |
—EyePoint Pharmaceuticals Inc | $16K |
BTEBaytex Energy Corp Com | $16K |
—Sigma Labs Inc | $15K |
—Spirit Realty 3.750 05/15/21 CVT | $15K |
NENoble Corp PLC | $13K |
—T2 Biosystems Inc | $12K |
—PSEC 4.750 04/15/20 CVT | $10K |
DAREDare Bioscience Inc | $8K |
—McDermott International Inc | $7K |
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