Warberg Asset Management LLC Q1 2021 Filing
Filed May 17, 2021
Portfolio Value
$301.0B
Holdings
147
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (147 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —AMERICAN ACQUISITION OPPT IN | 15,000 | $150.0M | 0.05% | |
| 102 | —G&P ACQUISITION CORP | 15,000 | $149.0M | 0.05% | |
| 103 | W 1 08/15/26WAYFAIR INC | 65,000 | $144.0M | 0.05% | |
| 104 | —TASTEMAKER ACQUISITION CORP | 14,500 | $141.0M | 0.05% | |
| 105 | —BTRS HOLDINGS INC | 29,200 | $138.0M | 0.05% | |
| 106 | —DELWINDS INS ACQUISITION COR | 13,500 | $131.0M | 0.04% | |
| 107 | —NEW FRONTIER HEALTH CORP | 54,313 | $128.0M | 0.04% | |
| 108 | —MONTES ARCHIMEDES ACQUISITIO | 12,850 | $126.0M | 0.04% | |
| 109 | —SPARTACUS ACQUISITION CORP | 12,600 | $124.0M | 0.04% | |
| 110 | —AMPCO-PITTSBURG CORP | 88,700 | $117.0M | 0.04% | |
| 111 | —ATLANTIC AVE ACQUISITION COR | 11,850 | $115.0M | 0.04% | |
| 112 | OKTA 0.125 09/01/25OKTA INC | 85,000 | $115.0M | 0.04% | |
| 113 | —VERB TECHNOLOGY CO INC | 78,000 | $109.0M | 0.04% | |
| 114 | —ARCHIMEDES TECH SPAC PARTNR | 11,000 | $109.0M | 0.04% | |
| 115 | —PTK ACQUISITION CORP | 10,677 | $105.0M | 0.03% | |
| 116 | —COMSOVEREIGN HLDG CORP | 72,058 | $90.0M | 0.03% | |
| 117 | —MCEWEN MNG INC | 80,000 | $83.0M | 0.03% | |
| 118 | SHIPSEANERGY MARITIME HLDGS CORP | 75,000 | $80.0M | 0.03% | |
| 119 | —HC2 HLDGS INC | 20,000 | $79.0M | 0.03% | Call |
| 120 | —BAUDAX BIO INC | 58,000 | $75.0M | 0.02% | Call |
| 121 | ASMAVINO SILVER & GOLD MINES LT | 56,242 | $70.0M | 0.02% | |
| 122 | BCTXWBRIACELL THERAPEUTICS CORP | 59,400 | $64.0M | 0.02% | |
| 123 | VRMEWVERIFYME INC | 38,582 | $61.0M | 0.02% | |
| 124 | —PINGTAN MARINE ENTERPRISE LT | 56,000 | $58.0M | 0.02% | |
| 125 | FATBWFAT BRANDS INC | 15,000 | $53.0M | 0.02% | |
| 126 | HYMCHYCROFT MINING HOLDING CORP | 102,355 | $53.0M | 0.02% | |
| 127 | —SAILPOINT TECHNOLOGIES HLDGS | 25,000 | $47.0M | 0.02% | |
| 128 | —ELECTRAMECCANICA VEHS CORP | 15,500 | $45.0M | 0.01% | |
| 129 | —IMAC HLDGS INC | 102,360 | $44.0M | 0.01% | |
| 130 | PXSPYXIS TANKERS INC | 59,397 | $38.0M | 0.01% | |
| 131 | —SOLENO THERAPEUTICS INC | 30,000 | $38.0M | 0.01% | |
| 132 | PAVMPAVMED INC | 13,235 | $37.0M | 0.01% | |
| 133 | —NLS PHARMACEUTICS LTD | 35,000 | $33.0M | 0.01% | |
| 134 | SMTSFSIERRA METALS INC | 10,000 | $32.0M | 0.01% | |
| 135 | —MEDIGUS LTD | 37,000 | $32.0M | 0.01% | |
| 136 | —LENDINGTREE INC NEW | 25,000 | $30.0M | 0.01% | |
| 137 | —SEACHANGE INTL INC | 18,000 | $28.0M | 0.01% | |
| 138 | —IMAC HLDGS INC | 16,542 | $27.0M | 0.01% | |
| 139 | LIXTWLIXTE BIOTECHNOLOGY HLDGS IN | 26,600 | $22.0M | 0.01% | |
| 140 | —PYXIS TANKERS INC | 20,000 | $21.0M | 0.01% | |
| 141 | —GLOBAL BLUE GROUP HOLDING AG | 15,450 | $19.0M | 0.01% | |
| 142 | —ENTERA BIO LTD | 35,257 | $18.0M | 0.01% | |
| 143 | HYMCLHYCROFT MINING HOLDING CORP | 24,400 | $16.0M | 0.01% | |
| 144 | GOVXWGEOVAX LABS INC | 12,052 | $14.0M | 0.00% | |
| 145 | —LIBERTY MEDIA CORP DEL | 12,968 | $13.0M | 0.00% | |
| 146 | —LANDSEA HOMES CORP | 16,000 | $4.0M | 0.00% | |
| 147 | —BROADMARK RLTY CAP INC | 10,000 | $2.0M | 0.00% |
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