Warberg Asset Management LLC Q2 2021 Filing
Filed August 16, 2021
Portfolio Value
$515.8B
Holdings
189
Report Date
Q2 2021
Filing Type
13F-HR
All Holdings (189 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | AQNCN 7.75 06/15/24ALGONQUIN PWR UTILS CORP | 5,000 | $248.0M | 0.05% | |
| 102 | —MOUNTAIN CREST ACQUSITN CRP | 25,000 | $248.0M | 0.05% | |
| 103 | —WORKDAY INC | 147,000 | $243.0M | 0.05% | |
| 104 | LPXLOUISIANA PAC CORP | 4,000 | $241.0M | 0.05% | Put |
| 105 | —WAYFAIR INC | 79,000 | $239.0M | 0.05% | |
| 106 | —ALTAIR ENGR INC | 150,000 | $233.0M | 0.05% | |
| 107 | SDPPROSHARES TR | 25,000 | $226.0M | 0.04% | |
| 108 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 150,000 | $213.0M | 0.04% | |
| 109 | —CONMED CORP | 131,000 | $212.0M | 0.04% | |
| 110 | CERE1EURCEREVEL THERAPEUTICS HLDNG I | 8,000 | $205.0M | 0.04% | Put |
| 111 | PODD 0.375 09/01/26INSULET CORP | 150,000 | $204.0M | 0.04% | |
| 112 | —GLOBAL CONSUMER ACQUISITN CO | 20,000 | $200.0M | 0.04% | |
| 113 | —FAR PEAK ACQUISITION CORP | 19,900 | $198.0M | 0.04% | |
| 114 | —CITIC CAPITAL ACQUISITION CO | 19,900 | $197.0M | 0.04% | |
| 115 | NBSTNEWBURY STREET ACQUISITN COR | 20,000 | $193.0M | 0.04% | |
| 116 | —TESLA INC | 17,000 | $186.0M | 0.04% | |
| 117 | CLVRWCLEVER LEAVES HOLDINGS INC | 88,559 | $184.0M | 0.04% | |
| 118 | —CLOVER HEALTH INVESTMENTS CO | 35,000 | $179.0M | 0.03% | |
| 119 | —PINE TECHNOLOGY ACQUISITN CO | 17,502 | $170.0M | 0.03% | |
| 120 | CVM1EURCEL-SCI CORP | 19,000 | $165.0M | 0.03% | Put |
| 121 | —ALTITUDE ACQUISITION CORP | 16,400 | $161.0M | 0.03% | |
| 122 | —MALACCA STRAITS ACQUISITION | 16,269 | $161.0M | 0.03% | |
| 123 | MDAIROSECLIFF ACQUISITION CORP I | 16,077 | $156.0M | 0.03% | |
| 124 | —PROPERTY SOLUTIONS ACQUISITI | 16,000 | $155.0M | 0.03% | |
| 125 | —ATLAS CREST INVT CORP | 15,200 | $151.0M | 0.03% | |
| 126 | —BURGERFI INTERNATIONAL INC | 66,879 | $150.0M | 0.03% | |
| 127 | —COLISEUM ACQUISITION CORP | 15,000 | $148.0M | 0.03% | |
| 128 | —CONX CORP | 15,044 | $148.0M | 0.03% | |
| 129 | —G&P ACQUISITION CORP | 15,000 | $146.0M | 0.03% | |
| 130 | —PINE IS ACQUISITION CORP | 15,000 | $146.0M | 0.03% | |
| 131 | —GIGINTERNATIONAL1 INC | 14,400 | $145.0M | 0.03% | |
| 132 | —TASTEMAKER ACQUISITION CORP | 14,500 | $141.0M | 0.03% | |
| 133 | —PROOFPOINT INC | 109,000 | $137.0M | 0.03% | |
| 134 | OPHCOPTIMUMBANK HLDGS INC | 27,775 | $134.0M | 0.03% | |
| 135 | CLOVCLOVER HEALTH INVESTMENTS CO | 10,000 | $133.0M | 0.03% | Put |
| 136 | —AMERICAN VRTUAL CLOUD TECH I | 22,282 | $133.0M | 0.03% | |
| 137 | —DELWINDS INS ACQUISITION COR | 13,500 | $132.0M | 0.03% | |
| 138 | —BTRS HOLDINGS INC | 33,000 | $130.0M | 0.03% | |
| 139 | NGNOVAGOLD RES INC | 15,700 | $126.0M | 0.02% | Call |
| 140 | —DILA CAPITAL ACQUISITION COR | 12,465 | $126.0M | 0.02% | |
| 141 | GOEWQCANOO INC | 42,000 | $126.0M | 0.02% | |
| 142 | DTSTWDATA STORAGE CORP | 99,374 | $121.0M | 0.02% | |
| 143 | —SOARING EAGLE ACQUISITION CO | 12,000 | $120.0M | 0.02% | |
| 144 | —DPCM CAP INC | 12,000 | $119.0M | 0.02% | |
| 145 | —VPC IMPACT ACQUISITION HLDNG | 11,815 | $118.0M | 0.02% | |
| 146 | —BM TECHNOLOGIES INC | 45,972 | $118.0M | 0.02% | |
| 147 | —DASEKE INC | 1,013,192 | $117.0M | 0.02% | |
| 148 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 39,000 | $116.0M | 0.02% | |
| 149 | —ATLANTIC AVE ACQUISITION COR | 11,850 | $115.0M | 0.02% | |
| 150 | —JAWS HURRICANE ACQUISITN COR | 11,374 | $114.0M | 0.02% | |
| 151 | —WHOLE EARTH BRANDS INC | 50,000 | $111.0M | 0.02% | |
| 152 | —ARCHIMEDES TECH SPAC PARTNR | 11,000 | $107.0M | 0.02% | |
| 153 | —ZANITE ACQUISITION CORP | 10,600 | $107.0M | 0.02% | |
| 154 | —ELLIOTT OPPORTUNITY II CORP | 10,000 | $100.0M | 0.02% | |
| 155 | —GROM SOCIAL ENTERPRISES INC | 90,400 | $90.0M | 0.02% | |
| 156 | SOSSOS LIMITED | 26,900 | $89.0M | 0.02% | Put |
| 157 | —DIGITAL BRANDS GROUP INC | 51,800 | $88.0M | 0.02% | |
| 158 | —AMPCO-PITTSBURG CORP | 87,500 | $79.0M | 0.02% | |
| 159 | —HARBOR CUSTOM DEVELOPMENT IN | 120,240 | $76.0M | 0.01% | |
| 160 | BLBLFBILIBILI INC | 15,000 | $74.0M | 0.01% | |
| 161 | NXPLWORBSAT CORP | 36,900 | $65.0M | 0.01% | |
| 162 | AUUDAUDDIA INC | 32,000 | $60.0M | 0.01% | |
| 163 | ASMAVINO SILVER & GOLD MINES LT | 50,000 | $59.0M | 0.01% | |
| 164 | BCTXWBRIACELL THERAPEUTICS CORP | 32,000 | $58.0M | 0.01% | |
| 165 | VRMEWVERIFYME INC | 37,108 | $52.0M | 0.01% | |
| 166 | —HARBOR CUSTOM DEVELOPMENT IN | 15,583 | $50.0M | 0.01% | |
| 167 | —SAILPOINT TECHNOLOGIES HLDGS | 25,000 | $47.0M | 0.01% | |
| 168 | —ZIVO BIOSCIENCE INC | 30,000 | $45.0M | 0.01% | |
| 169 | —ENTERA BIO LTD | 45,001 | $45.0M | 0.01% | |
| 170 | —NLS PHARMACEUTICS LTD | 40,111 | $44.0M | 0.01% | |
| 171 | HYMCLHYCROFT MINING HOLDING CORP | 51,158 | $43.0M | 0.01% | |
| 172 | W 1 08/15/26WAYFAIR INC | 19,000 | $42.0M | 0.01% | |
| 173 | —COMSOVEREIGN HLDG CORP | 35,000 | $41.0M | 0.01% | |
| 174 | —SOLENO THERAPEUTICS INC | 30,000 | $34.0M | 0.01% | |
| 175 | —PANBELA THERAPEUTICS INC | 11,567 | $33.0M | 0.01% | |
| 176 | —IMAC HLDGS INC | 65,625 | $33.0M | 0.01% | |
| 177 | JOBGEE GROUP INC | 54,000 | $31.0M | 0.01% | |
| 178 | ADVWWADVANTAGE SOLUTIONS INC | 12,000 | $30.0M | 0.01% | |
| 179 | —ZILLOW GROUP INC | 15,000 | $23.0M | 0.00% | |
| 180 | —PYXIS TANKERS INC | 25,000 | $22.0M | 0.00% | |
| 181 | GOVXWGEOVAX LABS INC | 16,302 | $22.0M | 0.00% | |
| 182 | —SEACHANGE INTL INC | 15,400 | $20.0M | 0.00% | |
| 183 | PXSPYXIS TANKERS INC | 47,045 | $19.0M | 0.00% | |
| 184 | —MEDIGUS LTD | 32,900 | $19.0M | 0.00% | |
| 185 | —LIBERTY MEDIA CORP DEL | 12,968 | $15.0M | 0.00% | |
| 186 | SBEVWSPLASH BEVERAGE GROUP INC | 13,512 | $15.0M | 0.00% | |
| 187 | —GX ACQUISITION CORP | 10,000 | $14.0M | 0.00% | |
| 188 | LIXTWLIXTE BIOTECHNOLOGY HLDGS IN | 14,354 | $11.0M | 0.00% | |
| 189 | NBSTWNEWBURY STREET ACQUISITN COR | 10,000 | $8.0M | 0.00% |
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