Warberg Asset Management LLC Q2 2022 Filing
Filed August 11, 2022
Portfolio Value
$455.0B
Holdings
251
Report Date
Q2 2022
Filing Type
13F-HR
All Holdings (251 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 245,000 | $92.4B | 20.31% | Put |
| 2 | OXY/WSOCCIDENTAL PETE CORP | 1,051,472 | $39.1B | 8.60% | |
| 3 | QQQINVESCO QQQ TR | 85,000 | $23.8B | 5.24% | Put |
| 4 | —ON SEMICONDUCTOR CORP | 9,541,000 | $23.4B | 5.13% | |
| 5 | EXEEWCHESAPEAKE ENERGY CORP | 376,848 | $23.0B | 5.06% | |
| 6 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 7,573,000 | $19.0B | 4.17% | |
| 7 | EXEELCHESAPEAKE ENERGY CORP | 301,794 | $15.8B | 3.48% | |
| 8 | —SIERRA ONCOLOGY INC | 213,100 | $11.7B | 2.58% | Put |
| 9 | PLUG 3.75 06/01/25PLUG PWR INC | 3,485,000 | $11.7B | 2.56% | |
| 10 | EXEEZCHESAPEAKE ENERGY CORP | 198,101 | $11.2B | 2.47% | |
| 11 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 5,791,000 | $10.9B | 2.39% | |
| 12 | —ARCH RESOURCES INC | 2,500,000 | $10.1B | 2.22% | |
| 13 | —II-VI INC | 5,956,000 | $6.6B | 1.46% | |
| 14 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 4,500,000 | $6.3B | 1.38% | |
| 15 | SPYSPDR S&P 500 ETF TR | 16,000 | $6.0B | 1.33% | |
| 16 | MCDMCDONALDS CORP | 23,000 | $5.7B | 1.25% | Put |
| 17 | MDRX 0.875 01/01/27ALLSCRIPTS HEALTHCARE SOLUTI | 4,500,000 | $5.7B | 1.25% | |
| 18 | HASI 0 08/15/23HANNON ARMSTRONG SUST INFR C | 5,482,000 | $5.4B | 1.19% | |
| 19 | —ACTIVISION BLIZZARD INC | 62,400 | $4.9B | 1.07% | Call |
| 20 | —ENCORE CAP EUROPE FIN LTD | 3,500,000 | $4.8B | 1.06% | |
| 21 | MIDD 1 09/01/25MIDDLEBY CORP | 4,035,000 | $4.6B | 1.01% | |
| 22 | KBR 2.5 11/01/23KBR INC | 2,321,000 | $4.5B | 0.99% | |
| 23 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN | 3,290,000 | $4.3B | 0.94% | |
| 24 | —INVESCO QQQ TR | 15,000 | $4.2B | 0.92% | Call |
| 25 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 67,156 | $4.0B | 0.87% | |
| 26 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 3,286,000 | $3.7B | 0.81% | |
| 27 | OMCL 0.25 09/15/25OMNICELL COM | 2,900,000 | $3.7B | 0.81% | |
| 28 | NVMI 0 10/15/25NOVA LTD | 2,760,000 | $3.6B | 0.78% | |
| 29 | —RH | 2,725,000 | $3.3B | 0.72% | |
| 30 | ETSY 0.125 10/01/26ETSY INC | 2,829,000 | $3.2B | 0.71% | |
| 31 | —WORKDAY INC | 2,933,000 | $3.1B | 0.68% | |
| 32 | —ZENDESK INC | 2,500,000 | $3.0B | 0.66% | |
| 33 | RMBS 1.375 02/01/23RAMBUS INC DEL | 2,482,000 | $3.0B | 0.65% | |
| 34 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,706,000 | $3.0B | 0.65% | |
| 35 | FCN 2 08/15/23FTI CONSULTING INC | 1,622,000 | $2.9B | 0.64% | |
| 36 | —CLOUDFLARE INC | 2,100,000 | $2.9B | 0.63% | |
| 37 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 2,451,000 | $2.9B | 0.63% | |
| 38 | TSLATESLA INC | 3,600 | $2.4B | 0.53% | Put |
| 39 | QTWO 0.75 02/15/23Q2 HLDGS INC | 2,400,000 | $2.4B | 0.52% | |
| 40 | —VANECK ETF TRUST | 79,100 | $2.2B | 0.48% | Call |
| 41 | —ENVESTNET INC | 2,136,000 | $2.2B | 0.48% | |
| 42 | HTZWWHERTZ GLOBAL HLDGS INC | 213,192 | $2.1B | 0.46% | |
| 43 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 1,552,000 | $2.0B | 0.44% | |
| 44 | NDQINVESCO QQQ TR | 7,000 | $2.0B | 0.43% | |
| 45 | SJI 8.75 04/01/24SOUTH JERSEY INDS INC | 26,037 | $1.8B | 0.39% | |
| 46 | FWONK 1 01/30/23LIBERTY MEDIA CORP DEL | 1,000,000 | $1.7B | 0.38% | |
| 47 | —RH | 1,466,000 | $1.7B | 0.38% | |
| 48 | —FISKER INC | 185,700 | $1.6B | 0.35% | Put |
| 49 | —NICE SYS INC | 639,000 | $1.5B | 0.32% | |
| 50 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 824,000 | $1.4B | 0.31% | |
| 51 | NENNEW ENGLAND RLTY ASSOC LTD P | 17,971 | $1.4B | 0.30% | |
| 52 | AAPLAPPLE INC | 10,000 | $1.4B | 0.30% | Put |
| 53 | —HCI GROUP INC | 1,194,000 | $1.4B | 0.30% | |
| 54 | SWK 5.25 11/15/22STANLEY BLACK & DECKER INC | 16,442 | $1.1B | 0.24% | |
| 55 | —UNITED STS NAT GAS FD LP | 55,000 | $1.0B | 0.23% | Call |
| 56 | —BRISTOL-MYERS SQUIBB CO | 465,000 | $968.0M | 0.21% | |
| 57 | SLVISHARES SILVER TR | 50,000 | $932.0M | 0.20% | Call |
| 58 | —CONMED CORP | 722,000 | $875.0M | 0.19% | |
| 59 | —TERADYNE INC | 303,000 | $858.0M | 0.19% | |
| 60 | XOMEXXON MOBIL CORP | 10,000 | $856.0M | 0.19% | Call |
| 61 | —PERSHING SQUARE TONTINE HLDG | 39,147 | $782.0M | 0.17% | |
| 62 | —SIXTH STREET SPECIALTY LENDI | 716,000 | $757.0M | 0.17% | |
| 63 | SOSOUTHERN CO | 10,000 | $713.0M | 0.16% | |
| 64 | SOSOUTHERN CO | 10,000 | $713.0M | 0.16% | Put |
| 65 | PTCPTC INC | 6,200 | $659.0M | 0.14% | Put |
| 66 | GMEGAMESTOP CORP NEW | 5,000 | $612.0M | 0.13% | Put |
| 67 | —SOUTHERN CO | 11,401 | $604.0M | 0.13% | |
| 68 | SURGSURGEPAYS INC | 469,545 | $563.0M | 0.12% | |
| 69 | NFLXNETFLIX INC | 3,000 | $525.0M | 0.12% | Call |
| 70 | —MUDRICK CAPITAL ACQU CORP II | 51,063 | $515.0M | 0.11% | |
| 71 | CCL 5.75 04/01/23CARNIVAL CORP | 460,000 | $514.0M | 0.11% | |
| 72 | OPHCOPTIMUMBANK HLDGS INC | 119,118 | $476.0M | 0.10% | |
| 73 | CTLPCANTALOUPE INC | 83,800 | $469.0M | 0.10% | Call |
| 74 | —ACRI CAPITAL ACQUISITION COR | 44,500 | $445.0M | 0.10% | |
| 75 | —INTL GNRL INSURANCE HLDNGS L | 799,088 | $432.0M | 0.09% | |
| 76 | AEMAGNICO EAGLE MINES LTD | 9,000 | $412.0M | 0.09% | Call |
| 77 | —REDBOX ENTERTAINMENT INC | 50,000 | $370.0M | 0.08% | Put |
| 78 | MSTRMICROSTRATEGY INC | 2,200 | $361.0M | 0.08% | Put |
| 79 | NVST 2.375 06/01/25ENVISTA HOLDINGS CORPORATION | 172,000 | $329.0M | 0.07% | |
| 80 | XLFISELECT SECTOR SPDR TR | 4,500 | $322.0M | 0.07% | Call |
| 81 | —VALUENCE MERGER CORP I | 32,100 | $321.0M | 0.07% | |
| 82 | —SOCIAL CAPITAL HEDOSOPHA HLD | 31,700 | $315.0M | 0.07% | |
| 83 | —PAN AMERN SILVER CORP | 15,200 | $299.0M | 0.07% | Call |
| 84 | —PRIME NO ACQUISITION I CORP | 27,316 | $273.0M | 0.06% | |
| 85 | —CONNEXA SPORTS TECHNOLOGIES | 179,515 | $266.0M | 0.06% | |
| 86 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 108,000 | $257.0M | 0.06% | |
| 87 | —AURA FAT PROJS ACQUISITION C | 25,000 | $248.0M | 0.05% | |
| 88 | —FEUTUNE LIGHT ACQUISITION CO | 24,900 | $248.0M | 0.05% | |
| 89 | —ROBINHOOD MKTS INC | 30,000 | $247.0M | 0.05% | Put |
| 90 | ATMPBARCLAYS BANK PLC | 10,000 | $231.0M | 0.05% | Call |
| 91 | FGMCFG MERGER CORP | 22,068 | $220.0M | 0.05% | |
| 92 | —REVLON INC | 40,000 | $217.0M | 0.05% | Put |
| 93 | —NOBLE ROCK ACQUISITION CORP | 21,324 | $209.0M | 0.05% | |
| 94 | SBEVWSPLASH BEVERAGE GROUP INC | 288,878 | $208.0M | 0.05% | |
| 95 | —EVERGREEN CORPORATION | 20,636 | $206.0M | 0.05% | |
| 96 | —AIMFINITY INVESTMENT CORP I | 20,000 | $197.0M | 0.04% | |
| 97 | NBSTNEWBURY STREET ACQUISITN COR | 20,000 | $195.0M | 0.04% | |
| 98 | UNGUSDUNITED STS NAT GAS FD LP | 10,000 | $190.0M | 0.04% | |
| 99 | BKNG 0.75 05/01/25BOOKING HOLDINGS INC | 149,000 | $180.0M | 0.04% | |
| 100 | POLWQ1847 GOEDEKER INC | 689,514 | $179.0M | 0.04% |
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