Warberg Asset Management LLC Q3 2022 Filing
Filed November 7, 2022
Portfolio Value
$578.3B
Holdings
284
Report Date
Q3 2022
Filing Type
13F-HR
All Holdings (284 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 425,600 | $152.0B | 26.29% | Put |
| 2 | NDQINVESCO QQQ TR | 175,500 | $46.9B | 8.11% | Put |
| 3 | OXY/WSOCCIDENTAL PETE CORP | 1,121,795 | $44.4B | 7.69% | |
| 4 | —ON SEMICONDUCTOR CORP | 10,590,000 | $31.9B | 5.51% | |
| 5 | EXEEWCHESAPEAKE ENERGY CORP | 395,369 | $31.7B | 5.49% | |
| 6 | PXD 0.25 05/15/25PIONEER NAT RES CO | 10,571,000 | $24.0B | 4.14% | |
| 7 | EXEELCHESAPEAKE ENERGY CORP | 302,383 | $22.2B | 3.84% | |
| 8 | EXEEZCHESAPEAKE ENERGY CORP | 241,808 | $18.5B | 3.19% | |
| 9 | PLUG 3.75 06/01/25PLUG PWR INC | 3,485,000 | $14.7B | 2.54% | |
| 10 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 5,902,000 | $10.9B | 1.89% | |
| 11 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN | 6,390,000 | $10.2B | 1.77% | |
| 12 | FCN 2 08/15/23FTI CONSULTING INC | 5,000,000 | $8.3B | 1.43% | |
| 13 | FWONK 1 01/30/23LIBERTY MEDIA CORP DEL | 4,333,000 | $6.9B | 1.19% | |
| 14 | KBR 2.5 11/01/23KBR INC | 3,456,000 | $6.0B | 1.04% | |
| 15 | MIDD 1 09/01/25MIDDLEBY CORP | 5,039,000 | $5.8B | 1.00% | |
| 16 | MDRX 0.875 01/01/27ALLSCRIPTS HEALTHCARE SOLUTI | 4,500,000 | $5.8B | 0.99% | |
| 17 | AAPLAPPLE INC | 41,000 | $5.7B | 0.98% | Put |
| 18 | LITE 0.25 03/15/24LUMENTUM HLDGS INC | 4,480,000 | $5.5B | 0.96% | |
| 19 | HTZWWHERTZ GLOBAL HLDGS INC | 605,332 | $5.4B | 0.93% | |
| 20 | LYV 2.5 03/15/23LIVE NATION ENTERTAINMENT IN | 4,479,000 | $5.3B | 0.92% | |
| 21 | NVST 2.375 06/01/25ENVISTA HOLDINGS CORPORATION | 3,129,000 | $5.2B | 0.89% | |
| 22 | ATVIEURACTIVISION BLIZZARD INC | 66,500 | $4.9B | 0.85% | Call |
| 23 | MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC. | 1,830,000 | $4.8B | 0.84% | |
| 24 | TLTISHARES TR | 40,000 | $4.1B | 0.71% | Put |
| 25 | TSLATESLA INC | 15,000 | $4.0B | 0.69% | Put |
| 26 | GFLCN 6 03/15/23GFL ENVIRONMENTAL INC | 67,927 | $3.9B | 0.68% | |
| 27 | ETSY 0.125 10/01/26ETSY INC | 2,834,000 | $3.8B | 0.66% | |
| 28 | VIAV 1 03/01/24VIAVI SOLUTIONS INC | 3,286,000 | $3.7B | 0.64% | |
| 29 | —ENCORE CAP EUROPE FIN LTD | 3,000,000 | $3.5B | 0.61% | |
| 30 | NVMI 0 10/15/25NOVA LTD | 2,760,000 | $3.5B | 0.60% | |
| 31 | —COLLIERS INTL GROUP INC | 2,000,000 | $3.3B | 0.58% | |
| 32 | XLESELECT SECTOR SPDR TR | 44,000 | $3.2B | 0.55% | Put |
| 33 | OMCL 0.25 09/15/25OMNICELL COM | 2,900,000 | $3.1B | 0.54% | |
| 34 | —ZENDESK INC | 2,500,000 | $3.1B | 0.53% | |
| 35 | DKS 3.25 04/15/25DICKS SPORTING GOODS INC | 862,000 | $2.8B | 0.49% | |
| 36 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 2,706,000 | $2.8B | 0.48% | |
| 37 | PSTG 0.125 04/15/23PURE STORAGE INC | 2,130,000 | $2.4B | 0.42% | |
| 38 | —CLOUDFLARE INC | 1,485,000 | $2.4B | 0.41% | |
| 39 | QTWO 0.75 02/15/23Q2 HLDGS INC | 2,400,000 | $2.4B | 0.41% | |
| 40 | BSJOINVESCO EXCH TRD SLF IDX FD | 104,451 | $2.3B | 0.39% | |
| 41 | BSJPINVESCO EXCH TRD SLF IDX FD | 87,215 | $1.9B | 0.33% | |
| 42 | SLAB 0.625 06/15/25SILICON LABORATORIES INC | 1,584,000 | $1.9B | 0.33% | |
| 43 | GDXVANECK ETF TRUST | 73,800 | $1.8B | 0.31% | Call |
| 44 | SPAQUSDFISKER INC | 225,100 | $1.7B | 0.29% | Put |
| 45 | —TESLA INC | 117,000 | $1.5B | 0.26% | |
| 46 | XOMEXXON MOBIL CORP | 17,000 | $1.5B | 0.26% | Call |
| 47 | —NICE SYS INC | 639,000 | $1.4B | 0.25% | |
| 48 | NENNEW ENGLAND RLTY ASSOC LTD P | 16,760 | $1.3B | 0.22% | |
| 49 | SJI 8.75 04/01/24SOUTH JERSEY INDS INC | 17,960 | $1.2B | 0.21% | |
| 50 | SURGSURGEPAYS INC | 911,236 | $1.2B | 0.20% | |
| 51 | MCDMCDONALDS CORP | 5,000 | $1.2B | 0.20% | Put |
| 52 | JNKSPDR SER TR | 12,366 | $1.1B | 0.19% | |
| 53 | —HCI GROUP INC | 1,209,000 | $1.0B | 0.18% | |
| 54 | —DTE ENERGY CO | 20,000 | $1.0B | 0.17% | |
| 55 | SLVISHARES SILVER TR | 55,000 | $963.0M | 0.17% | Call |
| 56 | —CONMED CORP | 807,000 | $883.0M | 0.15% | |
| 57 | MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC. | 471,000 | $798.0M | 0.14% | |
| 58 | INTCINTEL CORP | 25,000 | $644.0M | 0.11% | Call |
| 59 | UNGUSDUNITED STS NAT GAS FD LP | 25,000 | $585.0M | 0.10% | Call |
| 60 | ARKKARK ETF TR | 15,500 | $584.0M | 0.10% | Put |
| 61 | BTUPEABODY ENGR CORP | 20,000 | $496.0M | 0.09% | Call |
| 62 | —INTL GNRL INSURANCE HLDNGS L | 799,088 | $455.0M | 0.08% | |
| 63 | —ACRI CAPITAL ACQUISITION COR | 44,500 | $447.0M | 0.08% | |
| 64 | MIGAMICROSTRATEGY INC | 2,000 | $425.0M | 0.07% | Put |
| 65 | —TERADYNE INC | 173,000 | $411.0M | 0.07% | |
| 66 | —DEEP MEDICINE ACQUISITION CO | 40,389 | $407.0M | 0.07% | |
| 67 | CVNACARVANA CO | 20,000 | $406.0M | 0.07% | Put |
| 68 | —SANABY HEALTH ACQUISITION CO | 40,000 | $405.0M | 0.07% | |
| 69 | —VISION SENSING ACQUISITION C | 40,043 | $405.0M | 0.07% | |
| 70 | —OXBRIDGE ACQUISITION CORP | 40,000 | $403.0M | 0.07% | |
| 71 | —PRIME NO ACQUISITION I CORP | 40,421 | $402.0M | 0.07% | |
| 72 | EONRHNR ACQUISITION CORP | 40,002 | $401.0M | 0.07% | |
| 73 | —BLOCKCHAIN MOON ACQUISITN CO | 40,000 | $400.0M | 0.07% | |
| 74 | —MDH ACQUISITION CORP | 40,461 | $399.0M | 0.07% | |
| 75 | —G SQUARED ASCEND I INC | 40,000 | $397.0M | 0.07% | |
| 76 | —26 CAPITAL ACQUISITION CORP | 40,000 | $395.0M | 0.07% | |
| 77 | BKCHGLOBAL BLOCKCHAIN ACQUI CORP | 40,000 | $395.0M | 0.07% | |
| 78 | —AUSTERLITZ ACQUISITION CORP | 40,000 | $392.0M | 0.07% | |
| 79 | AEMAGNICO EAGLE MINES LTD | 9,000 | $380.0M | 0.07% | Call |
| 80 | —VALUENCE MERGER CORP I | 35,205 | $359.0M | 0.06% | |
| 81 | —MONTEREY CAP ACQUISITION COR | 35,740 | $354.0M | 0.06% | |
| 82 | KKR 6 09/15/23 CKKR & CO INC | 6,010 | $327.0M | 0.06% | |
| 83 | —RH | 250,000 | $324.0M | 0.06% | |
| 84 | HOODROBINHOOD MKTS INC | 30,000 | $303.0M | 0.05% | Put |
| 85 | SAVACASSAVA SCIENCES INC | 7,000 | $293.0M | 0.05% | Put |
| 86 | —AUSTERLITZ ACQUISITION CORP | 29,600 | $290.0M | 0.05% | |
| 87 | OPHCOPTIMUMBANK HLDGS INC | 70,342 | $286.0M | 0.05% | |
| 88 | —GARDINER HEALTHCARE ACQTS CO | 27,873 | $278.0M | 0.05% | |
| 89 | GDSTGOLDENSTONE ACQUISITION LTD | 27,823 | $277.0M | 0.05% | |
| 90 | FCXFREEPORT-MCMORAN INC | 10,000 | $273.0M | 0.05% | Call |
| 91 | —AURA FAT PROJS ACQUISITION C | 25,000 | $252.0M | 0.04% | |
| 92 | AIEVFEUTUNE LIGHT ACQUISITION CO | 24,900 | $248.0M | 0.04% | |
| 93 | PAASPAN AMERN SILVER CORP | 15,200 | $241.0M | 0.04% | Call |
| 94 | —MOBIV ACQUISITION CORP | 22,750 | $228.0M | 0.04% | |
| 95 | BNIXBANNIX ACQUISITION CORP | 22,500 | $225.0M | 0.04% | |
| 96 | FGMCFG MERGER CORP | 22,068 | $221.0M | 0.04% | |
| 97 | TWTRUSDTWITTER INC | 5,000 | $219.0M | 0.04% | Call |
| 98 | PENN 2.75 05/15/26PENN NATL GAMING INC | 156,000 | $218.0M | 0.04% | |
| 99 | ALSAFALPHA STAR ACQUISITION CORP | 21,103 | $213.0M | 0.04% | |
| 100 | —NOBLE ROCK ACQUISITION CORP | 21,324 | $212.0M | 0.04% |
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