Warberg Asset Management LLC Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$407.6B
Holdings
147
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (147 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —NEW FRONTIER HEALTH CORP | 54,313 | $118.0M | 0.03% | |
| 102 | CODXGBPCO-DIAGNOSTICS INC | 12,000 | $112.0M | 0.03% | Put |
| 103 | —PTK ACQUISITION CORP | 11,000 | $112.0M | 0.03% | |
| 104 | —LIONHEART ACQUISITION CORP I | 10,610 | $107.0M | 0.03% | |
| 105 | —MCEWEN MNG INC | 108,750 | $107.0M | 0.03% | |
| 106 | —LANDCADIA HOLDINGS III INC | 10,143 | $106.0M | 0.03% | |
| 107 | TDWDTAILWIND ACQUISITION CORP | 10,160 | $106.0M | 0.03% | |
| 108 | —ZANITE ACQUISITION CORP | 10,000 | $105.0M | 0.03% | |
| 109 | HYMCUSDHYCROFT MINING HOLDING CORP | 13,282 | $104.0M | 0.03% | |
| 110 | GTXIEURONCTERNAL THERAPEUTICS INC | 21,000 | $103.0M | 0.03% | Call |
| 111 | —DIGITAL MEDIA SOLUTIONS INC | 126,637 | $98.0M | 0.02% | |
| 112 | —ELECTRAMECCANICA VEHS CORP | 18,205 | $69.0M | 0.02% | |
| 113 | —HC2 HLDGS INC | 20,000 | $65.0M | 0.02% | Call |
| 114 | —BAUDAX BIO INC | 63,000 | $64.0M | 0.02% | Call |
| 115 | GCMGWGCM GROSVENOR INC | 189,714 | $60.0M | 0.01% | |
| 116 | SMTSFSIERRA METALS INC | 18,000 | $60.0M | 0.01% | |
| 117 | LEVBUSDCBDMD INC | 20,000 | $59.0M | 0.01% | |
| 118 | —HISTOGEN INC | 74,000 | $56.0M | 0.01% | |
| 119 | —DOCUSIGN INC | 16,000 | $50.0M | 0.01% | |
| 120 | FATBWFAT BRANDS INC | 17,900 | $48.0M | 0.01% | |
| 121 | VRMEWVERIFYME INC | 40,107 | $41.0M | 0.01% | |
| 122 | —AMPCO-PITTSBURG CORP | 92,900 | $40.0M | 0.01% | |
| 123 | POWWAMMO INC | 10,000 | $33.0M | 0.01% | |
| 124 | —BENITEC BIOPHARMA INC | 10,000 | $30.0M | 0.01% | |
| 125 | —9 METERS BIOPHARMA INC | 31,888 | $27.0M | 0.01% | |
| 126 | RENOBIOHITECH GLOBAL INC | 24,000 | $27.0M | 0.01% | |
| 127 | CNSPCNS PHARMACEUTICALS INC | 14,000 | $25.0M | 0.01% | |
| 128 | —ENTERA BIO LTD | 288,725 | $25.0M | 0.01% | |
| 129 | —MEDIGUS LTD | 13,000 | $25.0M | 0.01% | |
| 130 | —IMAC HLDGS INC | 105,360 | $24.0M | 0.01% | |
| 131 | —GLRY STR NW MDIA GRUP HLDG L | 280,000 | $23.0M | 0.01% | |
| 132 | —PROPERTY SOLUTIONS ACQUISITI | 21,740 | $23.0M | 0.01% | |
| 133 | CTXRCITIUS PHARMACEUTICALS INC | 20,000 | $20.0M | 0.00% | |
| 134 | —DASEKE INC | 915,000 | $17.0M | 0.00% | |
| 135 | —ENDRA LIFE SCIENCES INC | 20,374 | $15.0M | 0.00% | |
| 136 | —VISTAS MEDIA ACQUISITION CO | 17,740 | $15.0M | 0.00% | |
| 137 | GOVXWGEOVAX LABS INC | 26,975 | $14.0M | 0.00% | |
| 138 | CRTDWCREATD INC | 12,600 | $12.0M | 0.00% | |
| 139 | LIXTWLIXTE BIOTECHNOLOGY HLDGS IN | 13,001 | $12.0M | 0.00% | |
| 140 | —LIBERTY MEDIA CORP DEL | 11,968 | $11.0M | 0.00% | |
| 141 | —MEDIGUS LTD | 54,000 | $10.0M | 0.00% | |
| 142 | CLNNWCLENE INC | 14,000 | $7.0M | 0.00% | |
| 143 | HYMCHYCROFT MINING HOLDING CORP | 73,155 | $4.0M | 0.00% | |
| 144 | —GLOBAL BLUE GROUP HOLDING AG | 15,450 | $4.0M | 0.00% | |
| 145 | —ARTELO BIOSCIENCES INC | 16,403 | $4.0M | 0.00% | |
| 146 | PXSPYXIS TANKERS INC | 21,828 | $3.0M | 0.00% | |
| 147 | —BROADMARK RLTY CAP INC | 10,000 | $1.0M | 0.00% |
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