Warberg Asset Management LLC Q4 2021 Filing
Filed February 14, 2022
Portfolio Value
$539.6B
Holdings
197
Report Date
Q4 2021
Filing Type
13F-HR
All Holdings (197 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | GCMGWGCM GROSVENOR INC | 109,001 | $164.0M | 0.03% | |
| 102 | —ALTITUDE ACQUISITION CORP | 16,400 | $162.0M | 0.03% | |
| 103 | MDAIROSECLIFF ACQUISITION CORP I | 16,077 | $158.0M | 0.03% | |
| 104 | —PROPERTY SOLUTIONS ACQUISITI | 16,000 | $155.0M | 0.03% | |
| 105 | —MACONDRAY CAP ACQUISITN CORP | 15,000 | $148.0M | 0.03% | |
| 106 | —CONX CORP | 15,044 | $148.0M | 0.03% | |
| 107 | —G&P ACQUISITION CORP | 15,000 | $147.0M | 0.03% | |
| 108 | —COLISEUM ACQUISITION CORP | 15,000 | $146.0M | 0.03% | |
| 109 | NGNOVAGOLD RES INC | 21,000 | $144.0M | 0.03% | Call |
| 110 | GOEWQCANOO INC | 69,588 | $143.0M | 0.03% | |
| 111 | —TASTEMAKER ACQUISITION CORP | 14,500 | $143.0M | 0.03% | |
| 112 | —PEPPERLIME HEALTH ACQUSTN CO | 14,136 | $139.0M | 0.03% | |
| 113 | —BOXED INC | 116,826 | $139.0M | 0.03% | |
| 114 | NXPLWORBSAT CORP | 119,654 | $134.0M | 0.02% | |
| 115 | —DELWINDS INS ACQUISITION COR | 13,500 | $134.0M | 0.02% | |
| 116 | —SPREE ACQUISITION CORP 1 LTD | 13,000 | $130.0M | 0.02% | |
| 117 | —LARKSPUR HEALTH ACQUISITION | 12,000 | $120.0M | 0.02% | |
| 118 | —DPCM CAP INC | 12,000 | $118.0M | 0.02% | |
| 119 | —ATLANTIC AVE ACQUISITION COR | 11,850 | $116.0M | 0.02% | |
| 120 | NNAVWNEXTNAV INC | 66,000 | $112.0M | 0.02% | |
| 121 | NVST 2.375 06/01/25ENVISTA HOLDINGS CORPORATION | 50,000 | $111.0M | 0.02% | |
| 122 | —JAWS HURRICANE ACQUISITN COR | 11,076 | $109.0M | 0.02% | |
| 123 | —ARCHIMEDES TECH SPAC PARTNR | 11,000 | $109.0M | 0.02% | |
| 124 | —GLADSTONE ACQUISITION CORP | 10,828 | $108.0M | 0.02% | |
| 125 | AOGOUAROGO CAPITAL ACQUISITION CO | 10,600 | $106.0M | 0.02% | |
| 126 | —BLOCK INC | 50,000 | $104.0M | 0.02% | |
| 127 | —AETHERIUM ACQUISITION CORP | 10,000 | $100.0M | 0.02% | |
| 128 | ZURAJATT ACQUISITION CORP | 10,000 | $99.0M | 0.02% | |
| 129 | MOBXCHAVANT CAPITAL ACQUISITN CO | 10,000 | $98.0M | 0.02% | |
| 130 | —ELLIOTT OPPORTUNITY II CORP | 10,000 | $98.0M | 0.02% | |
| 131 | AEO 3.75 04/15/25AMERICAN EAGLE OUTFITTERS IN | 32,000 | $97.0M | 0.02% | |
| 132 | AHTASHFORD HOSPITALITY TR INC | 10,000 | $96.0M | 0.02% | Call |
| 133 | —DASEKE INC | 717,408 | $96.0M | 0.02% | |
| 134 | —BLUE OWL CAPITAL INC | 20,311 | $95.0M | 0.02% | |
| 135 | HPKEWHIGHPEAK ENERGY INC | 17,166 | $89.0M | 0.02% | |
| 136 | KTTAWPASITHEA THERAPEUTICS CORP | 218,920 | $81.0M | 0.02% | |
| 137 | DTSTWDATA STORAGE CORP | 88,300 | $72.0M | 0.01% | |
| 138 | PTIXWPROTAGENIC THERAPEUTICS INC | 181,534 | $69.0M | 0.01% | |
| 139 | —HARBOR CUSTOM DEVELOPMENT IN | 89,743 | $69.0M | 0.01% | |
| 140 | OPHCOPTIMUMBANK HLDGS INC | 17,114 | $67.0M | 0.01% | |
| 141 | BFRIWBIOFRONTERA INC | 18,487 | $67.0M | 0.01% | |
| 142 | VRMEWVERIFYME INC | 57,158 | $65.0M | 0.01% | |
| 143 | VEVMQVICINITY MOTOR CORP | 18,501 | $65.0M | 0.01% | |
| 144 | NRSNNEUROSENSE THERAPEUTICS LTD | 66,606 | $61.0M | 0.01% | |
| 145 | —WHOLE EARTH BRANDS INC | 50,000 | $59.0M | 0.01% | |
| 146 | VGZVISTA GOLD CORP | 78,110 | $55.0M | 0.01% | |
| 147 | —TROIKA MEDIA GROUP INC | 219,043 | $53.0M | 0.01% | |
| 148 | —HANNON ARMSTRONG SUST INFR C | 27,000 | $53.0M | 0.01% | |
| 149 | KRBPEURKIROMIC BIOPHARMA INC | 33,815 | $52.0M | 0.01% | |
| 150 | PENN 2.75 05/15/26PENN NATL GAMING INC | 20,000 | $47.0M | 0.01% | |
| 151 | —ENGINE GAMING AND MEDIA INC | 15,000 | $46.0M | 0.01% | Call |
| 152 | CINGWCINGULATE INC | 56,667 | $40.0M | 0.01% | |
| 153 | NRSNNEUROSENSE THERAPEUTICS LTD | 15,501 | $38.0M | 0.01% | |
| 154 | CELUWCELULARITY INC | 43,603 | $37.0M | 0.01% | |
| 155 | BKSY/WSBLACKSKY TECHNOLOGY INC | 63,865 | $35.0M | 0.01% | |
| 156 | PETVWPETVIVO HLDGS INC | 60,508 | $34.0M | 0.01% | |
| 157 | —APPLIED UV INC | 12,500 | $34.0M | 0.01% | |
| 158 | EZRAWRELIANCE GLOBAL GROUP INC | 30,156 | $34.0M | 0.01% | |
| 159 | SYTAWSIYATA MOBILE INC | 42,426 | $34.0M | 0.01% | |
| 160 | SURGSURGEPAYS INC | 60,000 | $34.0M | 0.01% | |
| 161 | GFAIGUARDFORCE AI CO LTD | 61,500 | $31.0M | 0.01% | |
| 162 | TALKWTALKSPACE INC | 125,002 | $29.0M | 0.01% | |
| 163 | BBLGBONE BIOLOGICS CORP | 39,003 | $27.0M | 0.01% | |
| 164 | RBOTWVICARIOUS SURGICAL INC | 12,000 | $26.0M | 0.00% | |
| 165 | —AMPCO-PITTSBURG CORP | 42,401 | $25.0M | 0.00% | |
| 166 | BTBDWBT BRANDS INC | 32,737 | $24.0M | 0.00% | |
| 167 | —WORKSPORT LTD | 25,778 | $23.0M | 0.00% | |
| 168 | TMCTMC THE METALS COMPANY INC | 11,100 | $23.0M | 0.00% | Call |
| 169 | MOBQWMOBIQUITY TECHNOLOGIES INC | 42,501 | $23.0M | 0.00% | |
| 170 | DRMAWDERMATA THERAPEUTICS INC | 51,399 | $22.0M | 0.00% | |
| 171 | —ADITXT INC | 39,900 | $21.0M | 0.00% | |
| 172 | GOVXWGEOVAX LABS INC | 21,087 | $20.0M | 0.00% | |
| 173 | PL/WSPLANET LABS PBC | 10,000 | $19.0M | 0.00% | |
| 174 | SQLLWSEQLL INC | 22,795 | $19.0M | 0.00% | |
| 175 | IINNINSPIRA TECHNOLOGIES OXY BHN | 20,001 | $18.0M | 0.00% | |
| 176 | IKTEURINHIBIKASE THERAPEUTICS INC | 12,494 | $18.0M | 0.00% | |
| 177 | —ZIVO BIOSCIENCE INC | 19,441 | $18.0M | 0.00% | |
| 178 | —DIGITAL BRANDS GROUP INC | 32,503 | $17.0M | 0.00% | |
| 179 | —EZFILL HOLDINGS INC | 12,001 | $17.0M | 0.00% | |
| 180 | CRTDWCREATD INC | 24,545 | $14.0M | 0.00% | |
| 181 | BEATWHEARTBEAM INC | 18,638 | $14.0M | 0.00% | |
| 182 | SPIR/WSSPIRE GLOBAL INC | 29,800 | $13.0M | 0.00% | |
| 183 | LIVXEURLIVEONE INC | 10,000 | $13.0M | 0.00% | |
| 184 | SBEVWSPLASH BEVERAGE GROUP INC | 40,712 | $13.0M | 0.00% | |
| 185 | —GROM SOCIAL ENTERPRISES INC | 24,022 | $12.0M | 0.00% | |
| 186 | —PYXIS TANKERS INC | 25,001 | $12.0M | 0.00% | |
| 187 | PXSPYXIS TANKERS INC | 81,744 | $12.0M | 0.00% | |
| 188 | JOBGEE GROUP INC | 15,001 | $9.0M | 0.00% | |
| 189 | —CLARUS THERAPEUTICS HLDNGS I | 32,502 | $9.0M | 0.00% | |
| 190 | —AVENUE THERAPEUTICS INC | 10,001 | $9.0M | 0.00% | |
| 191 | CLVRWCLEVER LEAVES HOLDINGS INC | 18,686 | $9.0M | 0.00% | |
| 192 | LIXTWLIXTE BIOTECHNOLOGY HLDGS IN | 17,934 | $8.0M | 0.00% | |
| 193 | SHPSQSHAPEWAYS HOLDINGS INC | 14,669 | $8.0M | 0.00% | |
| 194 | —ABEONA THERAPEUTICS INC | 23,200 | $8.0M | 0.00% | |
| 195 | —IMAC HLDGS INC | 24,313 | $6.0M | 0.00% | |
| 196 | —G MED INNOVATIONS HLDGS LTD | 12,801 | $4.0M | 0.00% | |
| 197 | —ENTERA BIO LTD | 14,047 | $4.0M | 0.00% |
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