WATER ISLAND CAPITAL LLC Q1 2016 Filing
Filed May 16, 2016
Portfolio Value
$1.5B
Holdings
127
Report Date
Q1 2016
Filing Type
13F-HR
All Holdings (127 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | CAMCameron International Corp | 2,373,407 | $159.1M | 10.50% | |
| 2 | —Heartland Payment Systems Inc | 1,097,372 | $106.0M | 6.99% | |
| 3 | —Time Warner Cable Inc | 504,772 | $103.3M | 6.82% | |
| 4 | —Jarden Corp | 1,505,767 | $88.8M | 5.86% | |
| 5 | —Youku Tudou Inc | 2,406,894 | $66.2M | 4.37% | |
| 6 | SNDKSanDisk Corp | 837,268 | $63.7M | 4.20% | |
| 7 | —Airgas Inc | 446,890 | $63.3M | 4.18% | |
| 8 | —AGL Resources Inc | 960,622 | $62.6M | 4.13% | |
| 9 | KLACKLA-Tencor Corp | 656,509 | $47.8M | 3.15% | |
| 10 | —Citizens Funding Trust I | 2,211,329 | $46.5M | 3.07% | |
| 11 | CNCCentene Corp | 692,331 | $42.6M | 2.81% | |
| 12 | —Allergan Inc/United States | 187,765 | $39.3M | 2.59% | Put |
| 13 | —CSC Holdings LLC | 1,189,738 | $39.3M | 2.59% | |
| 14 | —ITC Holdings Corp | 845,711 | $36.8M | 2.43% | |
| 15 | —Baxalta Inc | 848,148 | $34.3M | 2.26% | |
| 16 | —Newport Corp | 1,298,489 | $29.9M | 1.97% | |
| 17 | —Fresh Market Inc/The | 991,786 | $28.3M | 1.87% | |
| 18 | —ADT Corp/The | 1,673,649 | $27.9M | 1.84% | Put |
| 19 | —Starwood Hotels & Resorts Worldwide Inc | 330,084 | $26.7M | 1.76% | Call |
| 20 | —Valspar Corp/The | 248,612 | $26.6M | 1.76% | |
| 21 | —National Penn Bancshares Inc | 2,255,852 | $25.6M | 1.69% | |
| 22 | —Piedmont Natural Gas Co Inc | 408,813 | $24.5M | 1.61% | |
| 23 | —Yahoo! Inc | 1,619,009 | $23.8M | 1.57% | |
| 24 | —Questar Corp | 902,443 | $22.4M | 1.48% | |
| 25 | —TECO Energy Inc | 722,312 | $19.9M | 1.31% | |
| 26 | —PowerSecure International Inc | 1,018,718 | $19.0M | 1.26% | |
| 27 | —Atmel Corp | 2,247,967 | $18.3M | 1.20% | |
| 28 | —Syngenta AG | 216,624 | $17.9M | 1.18% | |
| 29 | —Tumi Holdings Inc | 630,034 | $16.9M | 1.12% | |
| 30 | —LIN Television Corp | 937,965 | $15.3M | 1.01% | |
| 31 | —Journal Media Group Inc | 1,240,424 | $14.8M | 0.98% | |
| 32 | —Rofin-Sinar Technologies Inc | 643,650 | $13.8M | 0.91% | Put |
| 33 | —Affymetrix Inc | 964,586 | $12.8M | 0.85% | Call |
| 34 | —Alere Inc | 247,900 | $12.5M | 0.83% | |
| 35 | —Progressive Waste Solutions Ltd | 400,000 | $12.4M | 0.82% | |
| 36 | —Astoria Financial Corp | 737,465 | $11.7M | 0.77% | |
| 37 | CHKPCheckpoint Systems Inc | 794,566 | $8.0M | 0.53% | |
| 38 | SUSchneider Electric SA | 285,700 | $8.0M | 0.53% | |
| 39 | —Columbia Pipeline Group Inc | 638,100 | $6.2M | 0.41% | Put |
| 40 | VMWEURVMware Inc | 394,335 | $5.8M | 0.39% | Put |
| 41 | —Tower International Inc | 200,000 | $5.4M | 0.36% | |
| 42 | —Fairchild Semiconductor International Inc | 247,800 | $5.0M | 0.33% | |
| 43 | NXSTNexstar Broadcasting Group Inc | 110,700 | $4.9M | 0.32% | |
| 44 | —Rouse Properties Inc | 257,154 | $4.7M | 0.31% | |
| 45 | XLFIConsumer Staples Select Sector SPDR Fund | 62,494 | $3.3M | 0.22% | |
| 46 | —Empire District Electric Co/The | 95,763 | $3.2M | 0.21% | |
| 47 | —TiVo Inc | 1,274,000 | $3.1M | 0.20% | Call |
| 48 | —Polycom Inc | 267,248 | $3.0M | 0.20% | |
| 49 | ODPEUROffice Depot Inc | 377,907 | $2.7M | 0.18% | |
| 50 | NOMDNomad Foods Ltd | 237,854 | $2.1M | 0.14% | |
| 51 | —HC2 Holdings Inc | 545,106 | $2.1M | 0.14% | |
| 52 | —NII Capital Corp | 363,966 | $2.0M | 0.13% | |
| 53 | —Axiall Corp | 108,014 | $1.7M | 0.12% | Put |
| 54 | —Frontier Communications Corp | 300,703 | $1.7M | 0.11% | |
| 55 | —BHP Billiton PLC | 163,598 | $1.6M | 0.11% | |
| 56 | —Shire PLC | 125,100 | $1.6M | 0.11% | Put |
| 57 | —Shutterfly Inc | 1,501,500 | $1.5M | 0.10% | Call |
| 58 | —Epiq Systems Inc | 92,306 | $1.4M | 0.09% | |
| 59 | —Carmike Cinemas Inc | 45,400 | $1.4M | 0.09% | |
| 60 | —Twitter Inc | 1,500,000 | $1.3M | 0.08% | |
| 61 | DISHDISH Network Corp | 24,689 | $1.1M | 0.08% | |
| 62 | —NetSuite Inc | 1,000,000 | $954K | 0.06% | |
| 63 | CAJPYCanon Inc | 31,244 | $932K | 0.06% | |
| 64 | —Electronics For Imaging Inc | 20,830 | $884K | 0.06% | |
| 65 | WMWaste Management Inc | 11,655 | $688K | 0.05% | |
| 66 | NWLNewell Rubbermaid Inc | 1,459,100 | $678K | 0.04% | Call |
| 67 | —XenoPort Inc | 145,604 | $656K | 0.04% | |
| 68 | —Salesforce.com Inc | 7,700 | $568K | 0.04% | |
| 69 | RSGRepublic Services Inc | 11,655 | $556K | 0.04% | |
| 70 | NBL2EURNoble Energy Inc | 13,050 | $410K | 0.03% | |
| 71 | —Red Hat Inc | 4,800 | $358K | 0.02% | |
| 72 | —Macquarie Infrastructure Corp | 4,800 | $324K | 0.02% | |
| 73 | GIBCGI Group Inc | 6,138 | $294K | 0.02% | |
| 74 | —Genpact Ltd | 9,672 | $264K | 0.02% | |
| 75 | 37MMRC Global Inc | 20,000 | $263K | 0.02% | |
| 76 | MARMarriott International Inc/MD | 269,500 | $225K | 0.01% | Call |
| 77 | WFRDWeatherford International Ltd/Switzerland | 27,500 | $214K | 0.01% | |
| 78 | —Cone Midstream Partners LP | 17,000 | $213K | 0.01% | |
| 79 | SPYSPDR S&P 500 ETF Trust | 333,500 | $213K | 0.01% | Put |
| 80 | IWMiShares Russell 2000 ETF | 270,000 | $210K | 0.01% | Put |
| 81 | —First Niagara Financial Group Inc | 19,701 | $191K | 0.01% | |
| 82 | —Dynegy Inc | 12,500 | $180K | 0.01% | |
| 83 | MUMicron Technology Inc | 15,250 | $160K | 0.01% | |
| 84 | —Consol Energy Inc | 12,750 | $144K | 0.01% | |
| 85 | INTCIntel Corp | 4,003 | $131K | 0.01% | |
| 86 | —Cloud Peak Energy Inc | 66,372 | $129K | 0.01% | |
| 87 | HP5AEquity Commonwealth | 4,500 | $127K | 0.01% | |
| 88 | HBANHuntington Bancshares Inc/OH | 333,900 | $115K | 0.01% | Call |
| 89 | —LSB Industries Inc | 35,000 | $113K | 0.01% | Call |
| 90 | LDOSLeidos Holdings Inc | 2,250 | $113K | 0.01% | |
| 91 | ETEnergy Transfer Equity LP | 15,250 | $109K | 0.01% | |
| 92 | IBMInternational Business Machines Corp | 714 | $108K | 0.01% | |
| 93 | —CNX Coal Resources LP | 15,000 | $108K | 0.01% | |
| 94 | CCOCameco Corp | 7,500 | $96K | 0.01% | |
| 95 | —Continental Resources Inc/OK | 3,100 | $94K | 0.01% | |
| 96 | CMAComerica Inc | 2,400 | $91K | 0.01% | |
| 97 | XLKTechnology Select Sector SPDR Fund | 1,800 | $81K | 0.01% | |
| 98 | —Hertz Corp/The | 7,500 | $79K | 0.01% | |
| 99 | WMBWilliams Cos Inc/The | 4,750 | $76K | 0.01% | |
| 100 | BBBlackberry Ltd | 8,000 | $65K | 0.00% |
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