WATER ISLAND CAPITAL LLC Q2 2016 Filing
Filed August 15, 2016
Portfolio Value
$2.0B
Holdings
136
Report Date
Q2 2016
Filing Type
13F-HR
All Holdings (136 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —Starwood Hotels & Resorts Worldwide Inc | 2,226,532 | $164.7M | 8.15% | |
| 2 | —AGL Resources Inc | 2,398,438 | $158.2M | 7.84% | |
| 3 | —ITC Holdings Corp | 2,244,796 | $105.1M | 5.21% | |
| 4 | —FirstMerit Corp | 3,943,989 | $79.9M | 3.96% | |
| 5 | —Qlik Technologies Inc | 2,619,550 | $77.5M | 3.84% | |
| 6 | —Cvent Inc | 2,139,386 | $76.1M | 3.77% | Put |
| 7 | —Piedmont Natural Gas Co Inc | 1,220,625 | $73.4M | 3.63% | |
| 8 | —TECO Energy Inc | 2,496,376 | $69.0M | 3.42% | |
| 9 | —Valspar Corp/The | 612,009 | $66.1M | 3.27% | |
| 10 | —Questar Corp | 2,604,018 | $66.1M | 3.27% | |
| 11 | —Demandware Inc | 995,551 | $65.4M | 3.24% | Put |
| 12 | —TiVo Inc | 6,265,836 | $62.0M | 3.07% | |
| 13 | —ExamWorks Group Inc | 1,758,914 | $61.3M | 3.04% | |
| 14 | —LinkedIn Corp | 384,900 | $61.0M | 3.02% | Put |
| 15 | —St Jude Medical Inc | 708,893 | $55.3M | 2.74% | |
| 16 | KLACKLA-Tencor Corp | 656,509 | $48.1M | 2.38% | |
| 17 | —Marketo Inc | 1,319,745 | $45.4M | 2.25% | Put |
| 18 | —FEI Co | 420,219 | $44.9M | 2.22% | |
| 19 | WRUSDWestar Energy Inc | 748,100 | $39.3M | 1.95% | Put |
| 20 | —DreamWorks Animation SKG Inc | 945,416 | $38.6M | 1.91% | |
| 21 | —Columbia Pipeline Group Inc | 1,895,316 | $36.8M | 1.82% | Put |
| 22 | —Tumi Holdings Inc | 1,352,275 | $36.2M | 1.79% | |
| 23 | —Tyco International Plc | 837,857 | $35.7M | 1.77% | |
| 24 | —LDR Holding Corp | 926,977 | $34.3M | 1.70% | |
| 25 | —Rofin-Sinar Technologies Inc | 1,246,424 | $33.2M | 1.64% | Put |
| 26 | —Xura Inc | 1,285,435 | $29.7M | 1.47% | Call |
| 27 | —Axiall Corp | 910,209 | $29.7M | 1.47% | |
| 28 | —Krispy Kreme Doughnuts Inc | 1,179,578 | $24.4M | 1.21% | Call |
| 29 | —Syngenta AG | 256,624 | $19.7M | 0.98% | |
| 30 | —Celator Pharmaceuticals Inc | 972,400 | $16.9M | 0.84% | Put |
| 31 | —Media General Inc | 951,044 | $16.3M | 0.81% | |
| 32 | —SciQuest Inc | 889,329 | $15.7M | 0.78% | |
| 33 | —Yahoo! Inc | 385,961 | $14.5M | 0.72% | |
| 34 | —HeartWare International Inc | 233,514 | $13.5M | 0.67% | |
| 35 | —First Niagara Financial Group Inc | 1,382,955 | $13.5M | 0.67% | |
| 36 | —TiVo Inc | 12,500,000 | $12.2M | 0.60% | |
| 37 | HPEHewlett Packard Enterprise Co | 653,069 | $11.9M | 0.59% | |
| 38 | —XenoPort Inc | 1,618,007 | $11.4M | 0.56% | |
| 39 | —Astoria Financial Corp | 737,465 | $11.3M | 0.56% | |
| 40 | —Empire District Electric Co/The | 287,866 | $9.8M | 0.48% | |
| 41 | TLNTalen Energy Corp | 701,118 | $9.5M | 0.47% | |
| 42 | —Elizabeth Arden Inc | 667,282 | $9.2M | 0.45% | |
| 43 | —PrivateBancorp Inc | 206,000 | $9.1M | 0.45% | |
| 44 | —Cabela's Inc | 325,663 | $8.8M | 0.44% | Put |
| 45 | —Parkway Properties Inc/Md | 521,841 | $8.7M | 0.43% | |
| 46 | NXSTNexstar Broadcasting Group Inc | 140,772 | $6.7M | 0.33% | |
| 47 | CMCSAComcast Corp | 96,153 | $6.3M | 0.31% | |
| 48 | —Hatteras Financial Corp | 337,004 | $5.5M | 0.27% | |
| 49 | —Fairchild Semiconductor International Inc | 247,800 | $4.9M | 0.24% | |
| 50 | —Rouse Properties Inc | 257,454 | $4.7M | 0.23% | |
| 51 | —Polycom Inc | 400,000 | $4.5M | 0.22% | |
| 52 | STRZStarz | 145,000 | $4.3M | 0.21% | |
| 53 | XLIIndustrial Select Sector SPDR Fund | 68,401 | $3.8M | 0.19% | |
| 54 | —Electro Rent Corp | 223,236 | $3.4M | 0.17% | |
| 55 | —Electronics For Imaging Inc | 78,401 | $3.4M | 0.17% | |
| 56 | CAJPYCanon Inc | 117,601 | $3.4M | 0.17% | |
| 57 | XHBSPDR S&P Homebuilders ETF | 80,971 | $2.7M | 0.13% | |
| 58 | XLFIConsumer Staples Select Sector SPDR Fund | 45,054 | $2.5M | 0.12% | |
| 59 | —Skullcandy Inc | 373,582 | $2.3M | 0.11% | |
| 60 | NOMDNomad Foods Ltd | 259,365 | $2.1M | 0.10% | |
| 61 | —HeartWare International Inc | 2,000,000 | $2.0M | 0.10% | |
| 62 | GIBCGI Group Inc | 46,279 | $2.0M | 0.10% | |
| 63 | VMWEURVMware Inc | 31,209 | $1.8M | 0.09% | |
| 64 | XLKTechnology Select Sector SPDR Fund | 36,950 | $1.6M | 0.08% | |
| 65 | —Shutterfly Inc | 1,500,000 | $1.5M | 0.07% | |
| 66 | —Twitter Inc | 1,500,000 | $1.3M | 0.07% | |
| 67 | —Medivation Inc | 20,000 | $1.2M | 0.06% | |
| 68 | —inContact Inc | 1,000,000 | $1.2M | 0.06% | |
| 69 | —Accenture PLC | 9,881 | $1.1M | 0.06% | |
| 70 | CTSHCognizant Technology Solutions Corp | 18,700 | $1.1M | 0.05% | |
| 71 | —Yahoo! Inc | 1,000,000 | $993K | 0.05% | |
| 72 | —NetSuite Inc | 1,000,000 | $979K | 0.05% | |
| 73 | —Genpact Ltd | 36,402 | $977K | 0.05% | |
| 74 | ODPEUROffice Depot Inc | 276,353 | $915K | 0.05% | |
| 75 | —Rovi Corp | 804,150 | $787K | 0.04% | Put |
| 76 | ORCLOracle Corp | 18,588 | $761K | 0.04% | |
| 77 | INTCIntel Corp | 22,475 | $737K | 0.04% | |
| 78 | CLSCA Inc | 21,828 | $717K | 0.04% | |
| 79 | IBMInternational Business Machines Corp | 4,726 | $717K | 0.04% | |
| 80 | FFIVF5 Networks Inc | 4,905 | $558K | 0.03% | |
| 81 | —Ferro Corp | 38,189 | $511K | 0.03% | |
| 82 | LOGMEURLogMeIn Inc | 8,024 | $509K | 0.03% | |
| 83 | —Infoblox Inc | 21,158 | $397K | 0.02% | |
| 84 | —Mitel Networks Corp | 55,800 | $351K | 0.02% | |
| 85 | —Great Plains Energy Inc | 197,600 | $288K | 0.01% | Call |
| 86 | —Dynegy Inc | 16,300 | $281K | 0.01% | |
| 87 | MUMicron Technology Inc | 29,100 | $277K | 0.01% | Call |
| 88 | —Consol Energy Inc | 16,725 | $242K | 0.01% | Call |
| 89 | LXULSB Industries Inc | 19,300 | $205K | 0.01% | Call |
| 90 | HP5AEquity Commonwealth | 6,500 | $189K | 0.01% | |
| 91 | —Forest City Realty Trust Inc | 8,342 | $186K | 0.01% | |
| 92 | XLFFinancial Select Sector SPDR Fund | 8,000 | $183K | 0.01% | |
| 93 | —Cone Midstream Partners LP | 10,536 | $183K | 0.01% | |
| 94 | AWNAdvance Auto Parts Inc | 1,085 | $175K | 0.01% | |
| 95 | NBL2EURNoble Energy Inc | 6,600 | $156K | 0.01% | Call |
| 96 | —Monsanto Co | 1,500 | $155K | 0.01% | |
| 97 | —Forest City Realty Trust Inc | 6,993 | $155K | 0.01% | |
| 98 | 37MMRC Global Inc | 10,000 | $142K | 0.01% | |
| 99 | —Lions Gate Entertainment Corp | 39,300 | $141K | 0.01% | Put |
| 100 | CLRUSDContinental Resources Inc/OK | 3,100 | $140K | 0.01% |
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