WATER ISLAND CAPITAL LLC Q3 2016 Filing

Filed November 17, 2016

Portfolio Value

$1.6B

Holdings

128

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (128 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	—VeriFone Systems Inc	8,950	$141K	0.01%
102	—Consol Energy Inc	8,850	$141K	0.01%	Call
103	HRIHerc Holdings Inc	4,000	$135K	0.01%
104	TMUST-Mobile US Inc	123,300	$127K	0.01%	Call
105	LXULSB Industries Inc	14,750	$127K	0.01%
106	AWNAdvance Auto Parts Inc	826	$123K	0.01%
107	CCOCameco Corp	13,000	$111K	0.01%
108	—Lions Gate Entertainment Corp	39,300	$110K	0.01%	Put
109	HP5AEquity Commonwealth	3,000	$91K	0.01%
110	RRCRange Resources Corp	2,000	$78K	0.00%
111	RICEEURRice Energy Inc	3,000	$78K	0.00%
112	SPYSPDR S&P500 ETF Trust	65,000	$68K	0.00%	Put
113	—Team Health Holdings Inc	2,000	$65K	0.00%
114	CHTRCharter Communications Inc	17,500	$59K	0.00%	Call
115	MUMicron Technology Inc	10,000	$38K	0.00%	Call
116	WFRDWeatherford International Ltd/Switzerland	6,000	$34K	0.00%
117	BBBlackberry Ltd	17,500	$33K	0.00%	Call
118	—Allergan plc	115	$26K	0.00%
119	—TiVo Corp	147,300	$26K	0.00%	Put
120	CTSHCognizant Technology Solutions Corp	500	$24K	0.00%
121	—Great Plains Energy Inc	91,000	$16K	0.00%	Call
122	VMWEURVMware Inc	175	$13K	0.00%
123	—CSRA Inc	500	$13K	0.00%
124	—Quorum Health Corp	20,000	$6K	0.00%	Call
125	JCIJohnson Controls International plc	33,500	$2K	0.00%	Call
126	LNWOScientific Games Corp	10,000	$1K	0.00%	Put
127	TPCTutor Perini Corp	5,000	$1K	0.00%	Call
128	—tronc Inc	5,500	$0	0.00%	Put

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