WATER ISLAND CAPITAL LLC Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$2.1B

Holdings

109

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (109 positions)

#StockSharesValue% PortfolioType
1
NXPINXP SEMICONDUCTORS N V
1,396,508$157.9M7.47%
2
BCRUSDBARD C R INC
452,933$145.2M6.87%
3
TWXCHFTIME WARNER INC
1,346,872$138.0M6.53%
4
PAREXEL INTL CORP
1,501,517$132.3M6.26%
5
VWR CORP
2,559,219$84.7M4.01%
6
FORTRESS INVESTMENT GROUP LL
10,502,410$83.7M3.96%
7
ASTORIA FINL CORP
3,608,146$77.6M3.67%
8
ADVISORY BRD CO
1,199,977$64.3M3.05%
9
PARKWAY INC
2,790,261$64.3M3.04%
10
SNISCRIPPS NETWORKS INTERACT IN
633,798$54.4M2.58%
11
ROCKWELL COLLINS INC
405,900$53.1M2.51%
12
MONSANTO CO NEW
431,513$51.7M2.45%
13
CALPINE CORP
3,457,150$51.0M2.41%
14
KITE PHARMA INC
281,817$50.7M2.40%
15
STRAIGHT PATH COMMUNICATNS I
260,846$47.1M2.23%
16
PHARMERICA CORP
1,460,861$42.8M2.03%
17
STATE NATL COS INC
2,021,864$42.4M2.01%
18
TRCOTRIBUNE MEDIA CO
1,035,106$42.3M2.00%
19
BROCADE COMMUNICATIONS SYS I
3,507,139$41.9M1.98%
20
WRUSDWESTAR ENERGY INC
708,068$35.1M1.66%
21
ORBITAL ATK INC
259,894$34.6M1.64%
22
UNITED TECHNOLOGIES CORP
433,500$34.6M1.64%Call
23
AABAUSDALTABA INC
491,419$32.6M1.54%
24
TAT&T INC
617,400$32.0M1.51%Put
25
GENERAL COMMUNICATION INC
659,626$26.9M1.27%
26
CALGON CARBON CORP
1,250,000$26.8M1.27%
27
AKORN INC
761,778$25.3M1.20%
28
PARK STERLING CORP
1,941,598$24.1M1.14%
29
NXSTAGE MEDICAL INC
853,218$23.5M1.11%
30
IXYS CORP
972,678$23.1M1.09%
31
WESTERN REFNG LOGISTICS LP
851,952$22.0M1.04%
32
LEVEL 3 COMMUNICATIONS INC
398,878$21.3M1.01%
33
SILVER SPRING NETWORKS INC
1,178,000$19.0M0.90%
34
NEURODERM LTD
458,400$17.8M0.84%
35
FIDELITY & GTY LIFE
528,692$16.4M0.78%
36
HSN INC
411,865$16.1M0.76%
37
BANKRATE INC DEL
1,124,586$15.7M0.74%
38
WEST CORP
612,522$14.4M0.68%
39
BOBEUSDBOB EVANS FARMS INC
146,543$11.4M0.54%
40
NEFF CORP
432,787$10.8M0.51%
41
EGHT8X8 INC NEW
775,000$10.5M0.50%
42
ALERE INC
200,000$10.2M0.48%
43
LANDAUER INC
141,155$9.5M0.45%
44
FIRST POTOMAC RLTY TR
850,000$9.5M0.45%
45
TESCO CORP
1,497,814$8.2M0.39%
46
AETNA INC NEW
46,450$7.4M0.35%
47
METMETLIFE INC
131,000$6.8M0.32%
48
TMUST MOBILE US INC
100,177$6.2M0.29%
49
HUNHUNTSMAN CORP
204,340$5.6M0.27%
50
QDELUSDQUIDEL CORP
125,000$5.5M0.26%
51
CNDTCONDUENT INC
347,351$5.4M0.26%
52
UPBDRENT A CTR INC NEW
450,000$5.2M0.24%
53
ASHASHLAND GLOBAL HLDGS INC
78,294$5.1M0.24%
54
ENSCO PLC
824,305$4.9M0.23%
55
MAINSOURCE FINANCIAL GP INC
137,092$4.9M0.23%
56
JBGSJBG SMITH PPTYS
142,498$4.9M0.23%
57
JACKJACK IN THE BOX INC
47,500$4.8M0.23%
58
ILG INC
180,000$4.8M0.23%
59
FOREST CITY RLTY TR INC
185,000$4.7M0.22%
60
GENERAL CABLE CORP DEL NEW
275,000$4.4M0.21%Put
61
DISCOVERY COMMUNICATNS NEW
178,600$4.2M0.20%Call
62
SOUTHWEST BANCORP INC OKLA
148,931$4.1M0.19%
63
LUMOS NETWORKS CORP
217,919$3.9M0.18%
64
IMPAX LABORATORIES INC
190,000$3.9M0.18%
65
GENERAL CABLE CORP DEL NEW
200,000$3.8M0.18%
66
DYNEGY INC NEW DEL
344,719$3.4M0.16%
67
KNXKNIGHT SWIFT TRANSN HLDGS IN
73,413$3.0M0.14%
68
EXA CORP
126,111$3.0M0.14%
69
NSCNORFOLK SOUTHERN CORP
21,959$2.9M0.14%
70
STARWOOD WAYPOINT HOMES
70,720$2.6M0.12%
71
TGNATEGNA INC
191,900$2.6M0.12%
72
BANK MUTUAL CORP NEW
245,921$2.5M0.12%
73
CORNERSTONE ONDEMAND INC
60,000$2.4M0.12%
74
PARATEK PHARMACEUTICALS INC
96,500$2.4M0.11%
75
NXP SEMICONDUCTORS N V
2,000,000$2.4M0.11%
76
CORNERSTONE ONDEMAND INC
62,100$2.3M0.11%Put
77
TWITTER INC
2,500,000$2.3M0.11%
78
XLKSELECT SECTOR SPDR TR
34,100$2.0M0.10%
79
PANDORA MEDIA INC
2,000,000$1.9M0.09%
80
WYNEURWYNDHAM WORLDWIDE CORP
17,119$1.8M0.09%
81
MGMMGM RESORTS INTERNATIONAL
50,170$1.6M0.08%
82
SPRINT CORP
200,000$1.6M0.07%
83
BROCADE COMMUNICATIONS SYS I
1,500,000$1.5M0.07%
84
CMECME GROUP INC
10,694$1.5M0.07%
85
ICEINTERCONTINENTAL EXCHANGE IN
20,625$1.4M0.07%
86
HORIZON PHARMA INVT LTD
1,500,000$1.4M0.06%
87
SHUTTERFLY INC
1,300,000$1.3M0.06%
88
CSTMCONSTELLIUM NV
104,812$1.1M0.05%
89
GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW
1,000,000$888K0.04%
90
PENNPENN NATL GAMING INC
27,260$638K0.03%
91
PINNACLE ENTMT INC NEW
26,970$575K0.03%
92
BYDBOYD GAMING CORP
20,880$544K0.03%
93
CONE MIDSTREAM PARTNERS LP
30,800$488K0.02%
94
NBL2EURNOBLE ENERGY INC
15,000$425K0.02%
95
HRIHERC HLDGS INC
6,583$323K0.02%
96
WENWENDYS CO
20,601$320K0.02%
97
QSRRESTAURANT BRANDS INTL INC
5,001$319K0.02%
98
MCDMCDONALDS CORP
2,000$313K0.01%
99
DNKNDUNKIN BRANDS GROUP INC
5,801$308K0.01%
100
AGOASSURED GUARANTY LTD
7,800$294K0.01%
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