WATER ISLAND CAPITAL LLC Q3 2020 Filing
Filed November 12, 2020
Portfolio Value
$1.2B
Holdings
96
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (96 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | ETRAETRADE Financial Corp | 2,554,978 | $127.9M | 10.86% | |
| 2 | AMTTD Ameritrade Holding Corp | 2,349,279 | $92.0M | 7.81% | |
| 3 | —Acacia Communications Inc | 1,143,544 | $77.1M | 6.55% | |
| 4 | NBL2EURNoble Energy Inc | 8,467,038 | $72.4M | 6.15% | |
| 5 | WLFCWillis Towers Watson PLC | 312,498 | $65.3M | 5.54% | |
| 6 | —National General Holdings Corp | 1,920,524 | $64.8M | 5.51% | |
| 7 | —Delphi Technologies PLC | 3,541,969 | $59.2M | 5.03% | |
| 8 | —Wright Medical Group NV | 1,573,338 | $48.0M | 4.08% | |
| 9 | —GCI Liberty Inc | 544,468 | $44.6M | 3.79% | |
| 10 | VAREURVarian Medical Systems Inc | 236,602 | $40.7M | 3.46% | |
| 11 | —Grubhub Inc | 552,378 | $40.0M | 3.39% | |
| 12 | —Aimmune Therapeutics Inc | 1,062,245 | $36.6M | 3.11% | |
| 13 | —Momenta Pharmaceuticals Inc | 615,540 | $32.3M | 2.74% | |
| 14 | CBBCincinnati Bell Inc | 2,097,432 | $31.5M | 2.67% | |
| 15 | —Immunomedics Inc | 368,202 | $31.3M | 2.66% | |
| 16 | MXIMMaxim Integrated Products Inc | 384,354 | $26.0M | 2.21% | |
| 17 | —Virtusa Corp | 510,530 | $25.1M | 2.13% | |
| 18 | —WPX Energy Inc | 4,287,871 | $21.0M | 1.78% | |
| 19 | —Vivint Solar Inc | 438,579 | $18.6M | 1.58% | |
| 20 | UNUSDUnilever NV | 301,303 | $18.2M | 1.55% | |
| 21 | —QIAGEN NV | 342,651 | $17.8M | 1.51% | |
| 22 | —BMC Stock Holdings Inc | 389,422 | $16.7M | 1.42% | |
| 23 | —Rosetta Stone Inc | 542,432 | $16.3M | 1.38% | |
| 24 | —Pfenex Inc | 1,274,452 | $16.2M | 1.38% | |
| 25 | PACBPacific Biosciences of Califor | 1,519,832 | $15.0M | 1.27% | |
| 26 | TDOCTeladoc Health Inc | 60,950 | $13.4M | 1.13% | |
| 27 | TIFEURTiffany & Co | 108,690 | $12.6M | 1.07% | |
| 28 | GILTGilat Satellite Networks Ltd | 1,586,173 | $8.6M | 0.73% | |
| 29 | GRAFUSDVelodyne Lidar Inc | 385,000 | $7.2M | 0.61% | |
| 30 | —MobileIron Inc | 755,995 | $5.3M | 0.45% | |
| 31 | —Fast Acquisition Corp | 488,913 | $4.9M | 0.41% | |
| 32 | —Front Yard Residential Corp | 531,333 | $4.6M | 0.39% | |
| 33 | —Akcea Therapeutics Inc | 218,000 | $4.0M | 0.34% | |
| 34 | ACMAECOM | 93,150 | $3.9M | 0.33% | |
| 35 | —Hudson Ltd | 360,100 | $2.7M | 0.23% | |
| 36 | —Cellular Biomedicine Group Inc | 133,286 | $2.4M | 0.21% | |
| 37 | ON 1 12/01/20ON SEMICONDUCTOR CORP | 2,000,000 | $2.4M | 0.20% | |
| 38 | —Montage Resources Corp | 470,799 | $2.1M | 0.18% | |
| 39 | —Fusion Acquisition Corp | 200,000 | $2.1M | 0.17% | |
| 40 | —Trine Acquisition Corp | 190,000 | $2.1M | 0.17% | |
| 41 | —VERINT SYSTEMS INC | 2,000,000 | $2.0M | 0.17% | |
| 42 | —Flying Eagle Acquisition Corp | 150,000 | $1.8M | 0.15% | |
| 43 | —IAC/InterActiveCorp | 15,000 | $1.8M | 0.15% | |
| 44 | —Oxford Immunotec Global PLC | 150,000 | $1.8M | 0.15% | |
| 45 | —Alpha Healthcare Acquisition C | 167,971 | $1.7M | 0.14% | |
| 46 | —Synaptics Inc | 1,500,000 | $1.7M | 0.14% | |
| 47 | APY1EURChampionX Corp | 199,419 | $1.6M | 0.14% | |
| 48 | —JAZZ INVESTMENTS I LTD | 1,500,000 | $1.5M | 0.13% | |
| 49 | —LF Capital Acquisition Corp | 140,000 | $1.5M | 0.13% | |
| 50 | TGNATEGNA Inc | 124,800 | $1.5M | 0.12% | |
| 51 | —NUANCE COMMUNICATIONS | 1,000,000 | $1.5M | 0.12% | |
| 52 | PSTG 0.125 04/15/23PURE STORAGE INC | 1,500,000 | $1.5M | 0.12% | |
| 53 | PRSPPerspecta Inc | 69,492 | $1.4M | 0.11% | |
| 54 | —Whole Earth Brands Inc | 160,000 | $1.3M | 0.11% | |
| 55 | CALYCallaway Golf Co | 66,665 | $1.3M | 0.11% | |
| 56 | CLGXCoreLogic Inc/United States | 18,500 | $1.3M | 0.11% | |
| 57 | —CC Neuberger Principal Holding | 126,664 | $1.2M | 0.10% | |
| 58 | —Paratek Pharmaceuticals Inc | 225,409 | $1.2M | 0.10% | |
| 59 | —Hudson Executive Investment Co | 150,003 | $1.2M | 0.10% | |
| 60 | —Live Oak Acquisition Corp | 170,001 | $1.2M | 0.10% | |
| 61 | RNRReinvent Technology Partners | 100,000 | $1.1M | 0.10% | |
| 62 | —Oaktree Acquisition Corp II | 100,000 | $1.0M | 0.09% | |
| 63 | —Hennessy Capital Acquisition C | 90,750 | $1.0M | 0.09% | |
| 64 | —Churchill Capital Corp IV | 100,000 | $1.0M | 0.09% | |
| 65 | —Foley Trasimene Acquisition Co | 106,668 | $996K | 0.08% | |
| 66 | —Trebia Acquisition Corp | 106,668 | $951K | 0.08% | |
| 67 | —CF Finance Acquisition Corp | 90,000 | $936K | 0.08% | |
| 68 | —Sustainable Opportunities Acqu | 125,000 | $915K | 0.08% | |
| 69 | MPCMarathon Petroleum Corp | 23,000 | $675K | 0.06% | |
| 70 | —Pivotal Investment Corp II | 49,947 | $576K | 0.05% | |
| 71 | ARCH1USDArch Resources Inc | 12,400 | $527K | 0.04% | |
| 72 | BWABorgWarner Inc | 13,395 | $519K | 0.04% | |
| 73 | AQLTiShares Russell 2000 ETF | 62,100 | $490K | 0.04% | Put |
| 74 | CLDRCloudera Inc | 44,000 | $479K | 0.04% | |
| 75 | TLTiShares iBoxx $ Investment Gra | 269,900 | $457K | 0.04% | Put |
| 76 | CXOEURConcho Resources Inc | 10,000 | $441K | 0.04% | |
| 77 | —Fortress Value Acquisition Cor | 35,000 | $390K | 0.03% | |
| 78 | WCCWESCO International Inc | 8,000 | $352K | 0.03% | |
| 79 | MTNBEURMatinas BioPharma Holdings Inc | 350,000 | $268K | 0.02% | |
| 80 | —Navistar International Corp | 6,000 | $261K | 0.02% | |
| 81 | LVGOLivongo Health Inc | 1,699 | $238K | 0.02% | |
| 82 | OXYOccidental Petroleum Corp | 23,187 | $219K | 0.02% | |
| 83 | CNXCNX Resources Corp | 22,000 | $208K | 0.02% | |
| 84 | AVYAUSDAvaya Holdings Corp | 36,455 | $198K | 0.02% | |
| 85 | BTEBaytex Energy Corp | 480,000 | $169K | 0.01% | |
| 86 | —Fitbit Inc | 21,699 | $151K | 0.01% | |
| 87 | —Parsley Energy Inc | 14,000 | $131K | 0.01% | |
| 88 | SPYSPDR S&P 500 ETF Trust | 50,000 | $120K | 0.01% | Put |
| 89 | —Scientific Games Corp | 11,000 | $53K | 0.00% | Call |
| 90 | —Triumph Group Inc | 50,000 | $49K | 0.00% | Call |
| 91 | AMRNAmarin Corp PLC | 10,000 | $42K | 0.00% | |
| 92 | BMY-RBristol-Myers Squibb Co | 10,000 | $23K | 0.00% | |
| 93 | —Nielsen Holdings PLC | 25,000 | $18K | 0.00% | Call |
| 94 | —Immunomedics Inc | 187,500 | $5K | 0.00% | Call |
| 95 | XRXXerox Holdings Corp | 35,000 | $1K | 0.00% | Call |
| 96 | AMRNAmarin Corp PLC | 10,000 | $1K | 0.00% | Call |