WATER ISLAND CAPITAL LLC Q3 2021 Filing
Filed November 12, 2021
Portfolio Value
$1.7B
Holdings
70
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (70 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | WLFCWILLIS LEASE FIN CORP | 593,794 | $138.0M | 7.95% | |
| 2 | —IHS MARKIT LTD | 1,148,987 | $134.0M | 7.71% | |
| 3 | KSUEURKANSAS CITY SOUTHERN | 455,788 | $123.4M | 7.10% | |
| 4 | FIVNFIVE9 INC | 686,798 | $109.7M | 6.31% | |
| 5 | NUANEURNUANCE COMMUNICATIONS INC | 1,967,894 | $108.3M | 6.23% | |
| 6 | —PPD INC | 2,172,818 | $101.7M | 5.85% | |
| 7 | XLNXEURXILINX INC | 659,912 | $99.6M | 5.74% | |
| 8 | COHREURCOHERENT INC | 352,804 | $88.2M | 5.08% | |
| 9 | MFS1EURWELBILT INC | 3,275,296 | $76.1M | 4.38% | |
| 10 | CHNGUSDCHANGE HEALTHCARE INC | 3,214,759 | $67.3M | 3.87% | |
| 11 | HRCHILL-ROM HLDGS INC | 350,757 | $52.6M | 3.03% | |
| 12 | —CORNERSTONE ONDEMAND INC | 798,143 | $45.7M | 2.63% | |
| 13 | AJRDEURAEROJET ROCKETDYNE HLDGS INC | 1,046,040 | $45.6M | 2.62% | |
| 14 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 2,107,070 | $39.3M | 2.26% | |
| 15 | —MEDALLIA INC | 1,154,515 | $39.1M | 2.25% | |
| 16 | SF9SANDERSON FARMS INC | 207,739 | $39.1M | 2.25% | |
| 17 | CVA1EURCOVANTA HLDG CORP | 1,665,163 | $33.5M | 1.93% | |
| 18 | —COLUMBIA PPTY TR INC | 1,718,772 | $32.7M | 1.88% | |
| 19 | —ATOTECH LTD | 1,198,797 | $29.0M | 1.67% | |
| 20 | —DSP GROUPS INC | 1,193,259 | $26.1M | 1.50% | |
| 21 | —INOVALON HLDGS INC | 644,922 | $26.0M | 1.50% | |
| 22 | —GREENSKY INC | 2,210,506 | $24.7M | 1.42% | |
| 23 | —FORTERRA INC | 997,824 | $23.5M | 1.35% | |
| 24 | —MGM GROWTH PPTYS LLC | 596,247 | $22.8M | 1.31% | |
| 25 | MXMAGNACHIP SEMICONDUCTOR CORP | 1,187,839 | $21.1M | 1.21% | |
| 26 | —QAD INC | 239,336 | $20.9M | 1.20% | |
| 27 | —FERRO CORP | 1,018,104 | $20.7M | 1.19% | |
| 28 | —KRATON CORP | 357,518 | $16.3M | 0.94% | |
| 29 | —ECHO GLOBAL LOGISTICS INC | 322,703 | $15.4M | 0.89% | |
| 30 | XLRNACCELERON PHARMA INC | 89,140 | $15.3M | 0.88% | |
| 31 | —VEONEER INC | 359,619 | $12.2M | 0.71% | |
| 32 | —Moneylion Inc | 1,703,000 | $11.5M | 0.66% | |
| 33 | —GOLDEN NUGGET ONLINE GAMIN | 433,747 | $7.5M | 0.43% | |
| 34 | TREURTRILLIUM THERAPEUTICS INC | 423,290 | $7.4M | 0.43% | |
| 35 | —SCORE MEDIA & GAMING INC | 195,861 | $6.7M | 0.39% | |
| 36 | JOBSUSD51JOB INC | 93,225 | $6.5M | 0.37% | |
| 37 | —Medallia Inc | 5,000,000 | $5.3M | 0.31% | |
| 38 | —Lightning eMotors Inc | 5,700,000 | $5.1M | 0.29% | |
| 39 | —ITAMAR MED LTD | 167,525 | $5.1M | 0.29% | |
| 40 | —ATHENE HOLDING LTD | 61,669 | $4.2M | 0.24% | |
| 41 | —AMERICAN NATIONAL GROUP INC | 22,300 | $4.2M | 0.24% | |
| 42 | FIVN 0.5 06/01/25FIVE9 INC | 3,000,000 | $4.1M | 0.23% | |
| 43 | —KAMAN CORP | 3,000,000 | $3.1M | 0.18% | |
| 44 | KLR1USDKALEYRA INC | 240,000 | $2.6M | 0.15% | |
| 45 | —NUANCE COMMUNICATIONS INC | 1,000,000 | $2.3M | 0.13% | |
| 46 | —PARATEK PHARMACEUTICALS INC | 2,250,000 | $2.0M | 0.12% | |
| 47 | —TWITTER INC | 1,500,000 | $1.9M | 0.11% | |
| 48 | PSTG 0.125 04/15/23PURE STORAGE INC | 1,500,000 | $1.7M | 0.10% | |
| 49 | —Stryve Foods Inc | 300,000 | $1.6M | 0.09% | |
| 50 | —BULL HORN HLDGS CORP | 150,000 | $1.5M | 0.09% | |
| 51 | HIGHARTFORD FINL SVCS GROUP INC | 17,900 | $1.3M | 0.07% | |
| 52 | —STAMPS COM INC | 3,308 | $1.1M | 0.06% | |
| 53 | UFSDOMTAR CORP | 9,953 | $543K | 0.03% | |
| 54 | SPGIS&P GLOBAL INC | 197,900 | $341K | 0.02% | Call |
| 55 | —UPHEALTH INC | 97,623 | $285K | 0.02% | |
| 56 | VERVEREIT INC | 5,132 | $232K | 0.01% | |
| 57 | CNRCANADIAN NATL RY CO | 297,400 | $216K | 0.01% | Call |
| 58 | —PARATEK PHARMACEUTICALS INC | 43,596 | $212K | 0.01% | |
| 59 | —KADMON HLDGS INC | 20,534 | $179K | 0.01% | |
| 60 | —VICI PPTYS INC | 451,000 | $79K | 0.00% | Call |
| 61 | —ACCELERON PHARMA INC | 73,000 | $66K | 0.00% | Call |
| 62 | —SCIENTIFIC GAMES CORP | 11,500 | $63K | 0.00% | Call |
| 63 | —CIT Group Inc | 50,000 | $54K | 0.00% | |
| 64 | —CORVUS GOLD INC | 11,172 | $36K | 0.00% | |
| 65 | ZMZOOM VIDEO COMMUNICATIONS IN | 374,600 | $32K | 0.00% | Call |
| 66 | OPLNKAR AUCTION SVCS INC | 21,500 | $20K | 0.00% | Call |
| 67 | STTSPDR S&P 500 ETF TR | 20,000 | $19K | 0.00% | Call |
| 68 | —DIVERSEY HLDGS LTD | 13,000 | $9K | 0.00% | Call |
| 69 | —KRATON CORP | 13,200 | $9K | 0.00% | Call |
| 70 | —TRILLIUM THERAPEUTICS INC | 273,200 | $7K | 0.00% | Call |