WATER ISLAND CAPITAL LLC Q4 2016 Filing
Filed February 14, 2017
Portfolio Value
$1.5B
Holdings
110
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (110 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —St Jude Medical Inc | 1,872,298 | $150.1M | 10.23% | |
| 2 | —CST Brands Inc | 1,587,216 | $76.4M | 5.21% | |
| 3 | —Endurance Specialty Holdings Ltd | 805,873 | $74.5M | 5.07% | |
| 4 | —Harman International Industries Inc | 555,947 | $61.8M | 4.21% | |
| 5 | —WhiteWave Foods Co/The | 1,047,748 | $58.3M | 3.97% | |
| 6 | —Team Health Holdings Inc | 1,221,499 | $53.1M | 3.62% | |
| 7 | —Valspar Corp/The | 504,927 | $52.3M | 3.56% | |
| 8 | NXPINXP Semiconductors NV | 530,200 | $52.0M | 3.54% | |
| 9 | —Chemtura Corp | 1,527,599 | $50.7M | 3.45% | |
| 10 | —InterOil Corp | 1,021,361 | $48.6M | 3.31% | |
| 11 | —LifeLock Inc | 1,976,634 | $47.3M | 3.22% | |
| 12 | SESpectra Energy Corp | 1,138,223 | $46.8M | 3.19% | |
| 13 | TWXCHFTime Warner Inc | 481,700 | $46.5M | 3.17% | |
| 14 | —Joy Global Inc | 1,608,662 | $45.0M | 3.07% | |
| 15 | —Linear Technology Corp | 712,740 | $44.4M | 3.03% | |
| 16 | —Syngenta AG | 412,583 | $32.6M | 2.22% | |
| 17 | WRUSDWestar Energy Inc | 555,730 | $31.3M | 2.13% | |
| 18 | —Blue Nile Inc | 666,977 | $27.1M | 1.85% | |
| 19 | —Mentor Graphics Corp | 728,442 | $26.9M | 1.83% | |
| 20 | STRZStarz | 743,467 | $25.8M | 1.75% | |
| 21 | —Allied World Assurance Co Holdings AG | 432,856 | $23.2M | 1.58% | |
| 22 | —EverBank Financial Corp | 1,129,339 | $22.0M | 1.50% | |
| 23 | —Media General Inc | 1,091,793 | $20.6M | 1.40% | |
| 24 | —Columbia Pipeline Partners LP | 1,124,788 | $19.3M | 1.31% | |
| 25 | —Yahoo! Inc | 456,312 | $17.6M | 1.20% | |
| 26 | —Brocade Communications Systems Inc | 1,339,811 | $16.7M | 1.14% | |
| 27 | —Headwaters Inc | 707,383 | $16.6M | 1.13% | |
| 28 | —Empire District Electric Co/The | 457,669 | $15.6M | 1.06% | |
| 29 | —IntraLinks Holdings Inc | 1,000,400 | $13.5M | 0.92% | |
| 30 | —WCI Communities Inc | 567,092 | $13.3M | 0.91% | |
| 31 | —Vascular Solutions Inc | 218,139 | $12.2M | 0.83% | |
| 32 | HLTHilton Worldwide Holdings Inc | 447,536 | $12.2M | 0.83% | |
| 33 | —CLARCOR Inc | 137,345 | $11.3M | 0.77% | |
| 34 | —PrivateBancorp Inc | 200,000 | $10.8M | 0.74% | |
| 35 | —Intersil Corp | 410,800 | $9.2M | 0.62% | |
| 36 | —Applied Micro Circuits Corp | 1,036,736 | $8.6M | 0.58% | |
| 37 | HPEHewlett Packard Enterprise Co | 366,217 | $8.5M | 0.58% | |
| 38 | —Xerox Corp | 933,500 | $8.1M | 0.56% | |
| 39 | —Cascade Bancorp | 960,199 | $7.8M | 0.53% | |
| 40 | APDAir Products & Chemicals Inc | 52,399 | $7.5M | 0.51% | |
| 41 | —AEP Industries Inc | 58,077 | $6.7M | 0.46% | |
| 42 | —Heritage Oaks Bancorp | 525,742 | $6.5M | 0.44% | |
| 43 | —Cornerstone OnDemand Inc | 148,182 | $6.3M | 0.43% | |
| 44 | —Level 3 Communications Inc | 110,700 | $6.2M | 0.42% | |
| 45 | —InvenSense Inc | 467,310 | $6.0M | 0.41% | |
| 46 | —Astoria Financial Corp | 298,898 | $5.6M | 0.38% | |
| 47 | CMCSAComcast Corp | 73,476 | $5.1M | 0.35% | |
| 48 | CTXSEURCitrix Systems Inc | 53,265 | $4.8M | 0.32% | |
| 49 | —Universal American Corp | 457,188 | $4.5M | 0.31% | |
| 50 | —NeuStar Inc | 132,400 | $4.4M | 0.30% | |
| 51 | —Gas Natural Inc | 350,762 | $4.4M | 0.30% | |
| 52 | —Southwest Bancorp Inc | 148,931 | $4.3M | 0.29% | |
| 53 | —Datalink Corp | 380,591 | $4.3M | 0.29% | |
| 54 | CBOECBOE Holdings Inc | 156,229 | $4.2M | 0.28% | Put |
| 55 | QCOMQUALCOMM Inc | 60,000 | $3.9M | 0.27% | |
| 56 | XHBSPDR S&P Homebuilders ETF | 113,245 | $3.8M | 0.26% | |
| 57 | COTYCoty Inc | 207,387 | $3.8M | 0.26% | |
| 58 | —Depomed Inc | 203,000 | $3.7M | 0.25% | |
| 59 | —Monster Worldwide Inc | 1,002,500 | $3.4M | 0.23% | |
| 60 | —Pandora Media Inc | 255,000 | $3.3M | 0.23% | |
| 61 | XLFIConsumer Staples Select Sector SPDR Fund | 58,580 | $3.0M | 0.21% | |
| 62 | —Kate Spade & Co | 143,800 | $2.7M | 0.18% | |
| 63 | —Stillwater Mining Co | 2,000,000 | $2.6M | 0.17% | |
| 64 | —Inteliquent Inc | 110,256 | $2.5M | 0.17% | |
| 65 | —Cabot Microelectronics Corp | 37,400 | $2.4M | 0.16% | |
| 66 | —Twitter Inc | 2,500,000 | $2.3M | 0.16% | |
| 67 | —Depomed Inc | 1,500,000 | $1.7M | 0.12% | |
| 68 | —NXP Semiconductors NV | 1,500,000 | $1.7M | 0.12% | |
| 69 | —Pandora Media Inc | 1,500,000 | $1.5M | 0.10% | |
| 70 | —Shutterfly Inc | 1,500,000 | $1.5M | 0.10% | |
| 71 | MOAltria Group Inc | 20,540 | $1.4M | 0.09% | |
| 72 | —FireEye Inc | 1,500,000 | $1.4M | 0.09% | |
| 73 | CVSCVS Health Corp | 16,591 | $1.3M | 0.09% | |
| 74 | WBAWalgreens Boots Alliance Inc | 15,312 | $1.3M | 0.09% | |
| 75 | CLXClorox Co/The | 10,483 | $1.3M | 0.09% | |
| 76 | CHDChurch & Dwight Co Inc | 27,259 | $1.2M | 0.08% | |
| 77 | KMBKimberly-Clark Corp | 10,438 | $1.2M | 0.08% | |
| 78 | —SUPERVALU Inc | 254,539 | $1.2M | 0.08% | |
| 79 | CLColgate-Palmolive Co | 17,868 | $1.2M | 0.08% | |
| 80 | —Cornerstone OnDemand Inc | 1,000,000 | $1.0M | 0.07% | |
| 81 | IWOiShares Russell 2000 Growth ETF | 6,584 | $1.0M | 0.07% | |
| 82 | XLKTechnology Select Sector SPDR Fund | 20,712 | $1.0M | 0.07% | |
| 83 | BMTABritish American Tobacco PLC | 7,424 | $836K | 0.06% | |
| 84 | INTCIntel Corp | 21,959 | $796K | 0.05% | |
| 85 | IBMInternational Business Machines Corp | 4,620 | $767K | 0.05% | |
| 86 | ORCLOracle Corp | 18,153 | $698K | 0.05% | |
| 87 | CLSCA Inc | 21,325 | $677K | 0.05% | |
| 88 | —Popeyes Louisiana Kitchen Inc | 10,395 | $629K | 0.04% | |
| 89 | DNKNDunkin' Brands Group Inc | 11,554 | $606K | 0.04% | |
| 90 | MCDMcDonald's Corp | 4,842 | $589K | 0.04% | |
| 91 | QSRRestaurant Brands International Inc | 11,760 | $560K | 0.04% | |
| 92 | —Accenture PLC | 4,320 | $506K | 0.03% | |
| 93 | GIBCGI Group Inc | 10,135 | $487K | 0.03% | |
| 94 | DGDollar General Corp | 5,706 | $423K | 0.03% | |
| 95 | —Forest City Realty Trust Inc | 15,043 | $405K | 0.03% | |
| 96 | DLTRDollar Tree Inc | 5,180 | $400K | 0.03% | |
| 97 | NIHDEURNII Holdings Inc | 140,000 | $301K | 0.02% | |
| 98 | MUMicron Technology Inc | 12,000 | $263K | 0.02% | |
| 99 | AVGOBroadcom Ltd | 1,445 | $255K | 0.02% | |
| 100 | EPAMEPAM Systems Inc | 3,252 | $209K | 0.01% |
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