WATER ISLAND CAPITAL LLC Q4 2022 Filing
Filed February 14, 2023
Portfolio Value
$1.2B
Holdings
86
Report Date
Q4 2022
Filing Type
13F-HR
All Holdings (86 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | ATVIEURACTIVISION BLIZZARD INC | 923,380 | $70.7M | 6.00% | |
| 2 | TGNATEGNA INC | 3,306,379 | $70.1M | 5.95% | |
| 3 | FT2FIRST HORIZON CORPORATION | 2,530,015 | $62.0M | 5.26% | |
| 4 | VMWEURVMWARE INC | 468,093 | $57.5M | 4.88% | |
| 5 | S76STORE CAP CORP | 1,775,643 | $56.9M | 4.83% | |
| 6 | TXNMPNM RES INC | 1,153,787 | $56.3M | 4.78% | |
| 7 | SJIEURSOUTH JERSEY INDS INC | 1,557,579 | $55.3M | 4.70% | |
| 8 | SWCHFSIERRA WIRELESS INC | 1,843,762 | $53.5M | 4.54% | |
| 9 | HZNPHORIZON THERAPEUTICS PUB L | 426,020 | $48.5M | 4.11% | |
| 10 | AJRDEURAEROJET ROCKETDYNE HLDGS INC | 861,438 | $48.2M | 4.09% | |
| 11 | AAWWUSDATLAS AIR WORLDWIDE HLDGS IN | 431,050 | $43.5M | 3.69% | |
| 12 | LHCGUSDLHC GROUP INC | 261,856 | $42.3M | 3.59% | |
| 13 | —1LIFE HEALTHCARE INC | 2,336,958 | $39.1M | 3.31% | |
| 14 | SGFYGBPSIGNIFY HEALTH INC | 1,091,689 | $31.3M | 2.66% | |
| 15 | EVOP1EUREVO PMTS INC | 844,796 | $28.6M | 2.43% | |
| 16 | SJR/BEURSHAW COMMUNICATIONS INC | 883,222 | $25.4M | 2.16% | |
| 17 | AIMCUSDALTRA INDL MOTION CORP | 411,658 | $24.6M | 2.09% | |
| 18 | RFPUSDRESOLUTE FST PRODS INC | 1,126,840 | $24.3M | 2.06% | |
| 19 | —ATLAS CORP | 1,563,414 | $24.0M | 2.04% | |
| 20 | —USERTESTING INC | 3,157,503 | $23.7M | 2.01% | |
| 21 | MAXREURMAXAR TECHNOLOGIES INC | 458,060 | $23.7M | 2.01% | |
| 22 | —MYOVANT SCIENCES LTD | 877,979 | $23.7M | 2.01% | |
| 23 | KNBEKNOWBE4 INC | 954,644 | $23.7M | 2.01% | |
| 24 | RG6ROGERS CORP | 197,936 | $23.6M | 2.00% | |
| 25 | COUPEURCOUPA SOFTWARE INC | 294,472 | $23.3M | 1.98% | |
| 26 | SIMOSILICON MOTION TECHNOLOGY CO | 350,981 | $22.8M | 1.94% | |
| 27 | —VIVINT SMART HOME INC | 1,906,353 | $22.7M | 1.93% | |
| 28 | IRBTQIROBOT CORP | 440,781 | $21.2M | 1.80% | |
| 29 | —MOMENTIVE GLOBAL INC | 2,261,432 | $15.8M | 1.34% | |
| 30 | —FORGEROCK INC | 657,416 | $15.0M | 1.27% | |
| 31 | 0HJQAVEO PHARMACEUTICALS INC | 698,915 | $10.4M | 0.89% | |
| 32 | —IMAGO BIOSCIENCES INC | 233,522 | $8.4M | 0.71% | |
| 33 | BNFTEURBENEFITFOCUS INC | 777,804 | $8.1M | 0.69% | |
| 34 | BKIEURBLACK KNIGHT INC | 110,966 | $6.9M | 0.58% | |
| 35 | MXMAGNACHIP SEMICONDUCTOR CORP | 613,228 | $5.8M | 0.49% | |
| 36 | —APOLLO ENDOSURGERY INC | 449,636 | $4.5M | 0.38% | |
| 37 | SPOT 0 03/15/26SPOTIFY USA INC | 3,500,000 | $2.8M | 0.24% | |
| 38 | —KAMAN CORP | 3,000,000 | $2.8M | 0.24% | |
| 39 | RNG 0 03/01/25RINGCENTRAL INC | 3,105,000 | $2.7M | 0.23% | |
| 40 | —PARATEK PHARMACEUTICALS INC | 2,250,000 | $2.0M | 0.17% | |
| 41 | POSHEURPOSHMARK INC | 109,328 | $2.0M | 0.17% | |
| 42 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 2,000,000 | $2.0M | 0.17% | |
| 43 | —MONEYLION INC | 3,110,114 | $1.9M | 0.16% | |
| 44 | XYZ 0.125 03/01/25BLOCK INC | 2,000,000 | $1.9M | 0.16% | |
| 45 | MGIEURMONEYGRAM INTL INC | 151,430 | $1.6M | 0.14% | |
| 46 | WT 3.25 06/15/26WISDOMTREE INVESTMENTS | 1,500,000 | $1.4M | 0.12% | |
| 47 | HIGHARTFORD FINL SVCS GROUP INC | 17,272 | $1.3M | 0.11% | |
| 48 | COWNEURCOWEN INC | 33,226 | $1.3M | 0.11% | |
| 49 | SAVESPIRIT AIRLS INC | 61,433 | $1.2M | 0.10% | |
| 50 | ONEM 3 06/15/251LIFE HEALTHCARE INC | 1,000,000 | $964K | 0.08% | |
| 51 | BHMBluerock Homes Trust Inc | 38,628 | $823K | 0.07% | |
| 52 | —MOMENTIVE GLOBAL INC | 1,728,000 | $691K | 0.06% | Put |
| 53 | —PROFESSIONAL HLDG CORP | 22,344 | $620K | 0.05% | |
| 54 | IAA-WUSDIAA INC | 15,156 | $606K | 0.05% | |
| 55 | LBAIUSDLAKELAND BANCORP INC | 32,667 | $575K | 0.05% | |
| 56 | SPNEUSDSEASPINE HLDGS CORP | 56,031 | $468K | 0.04% | |
| 57 | AMDADVANCED MICRO DEVICES INC | 5,250 | $340K | 0.03% | |
| 58 | ZLABZAI LAB LTD | 10,000 | $307K | 0.03% | |
| 59 | NVDANVIDIA CORPORATION | 2,075 | $303K | 0.03% | |
| 60 | EQTEQT CORP | 8,900 | $301K | 0.03% | |
| 61 | FIVNFIVE9 INC | 4,100 | $278K | 0.02% | |
| 62 | PYPLPAYPAL HLDGS INC | 3,550 | $253K | 0.02% | |
| 63 | AURAAURA BIOSCIENCES INC | 23,500 | $247K | 0.02% | |
| 64 | GXOGXO LOGISTICS INCORPORATED | 5,500 | $235K | 0.02% | |
| 65 | —FORGEROCK INC | 660,600 | $198K | 0.02% | Call |
| 66 | —CANO HEALTH INC | 130,026 | $178K | 0.02% | |
| 67 | DISHDISH NETWORK CORPORATION | 12,600 | $177K | 0.02% | |
| 68 | PACBPACIFIC BIOSCIENCES CALIF IN | 17,000 | $139K | 0.01% | |
| 69 | HWMHOWMET AEROSPACE INC | 21,000 | $82K | 0.01% | Call |
| 70 | —PARATEK PHARMACEUTICALS INC | 38,060 | $71K | 0.01% | |
| 71 | SOFISOFI TECHNOLOGIES INC | 12,500 | $58K | 0.00% | |
| 72 | CLSDUSDCLEARSIDE BIOMEDICAL INC | 47,000 | $53K | 0.00% | |
| 73 | —PAR PAC HOLDINGS INC | 100,000 | $45K | 0.00% | Call |
| 74 | —ISOPLEXIS CORP | 22,000 | $34K | 0.00% | |
| 75 | —APOLLO ENDOSURGERY INC | 359,000 | $27K | 0.00% | Call |
| 76 | BIRDGBPALLBIRDS INC | 10,000 | $24K | 0.00% | |
| 77 | CZRCAESARS ENTERTAINMENT INC NE | 20,000 | $20K | 0.00% | Call |
| 78 | —HORIZON THERAPEUTICS PUB L | 46,000 | $17K | 0.00% | Put |
| 79 | GENNORTONLIFELOCK INC | 38,500 | $17K | 0.00% | Call |
| 80 | —MONEYLION INC | 313,400 | $13K | 0.00% | |
| 81 | —MERIDIAN BIOSCIENCE INC | 150,000 | $11K | 0.00% | Call |
| 82 | —UserTesting Inc | 175,900 | $11K | 0.00% | Call |
| 83 | UNITUNITI GROUP INC | 100,000 | $8K | 0.00% | Call |
| 84 | XRXXEROX HOLDINGS CORP | 70,000 | $4K | 0.00% | Call |
| 85 | STTSPDR S&P 500 ETF TR | 25,000 | $2K | 0.00% | Call |
| 86 | —LIGHTNING EMOTORS INC | 53,913 | $2K | 0.00% |