WELLS FARGO & COMPANY/MN Q1 2020 Filing

Filed May 14, 2020

Portfolio Value

$289.2M

Holdings

6,765

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (6,765 positions)

#	Stock	Shares	Value	% Portfolio	Type
4001	GNTGAMCO NAT RES GOLD & INCOME	124,415	$483K	0.17%
4002	—BONANZA CREEK ENERGY INC	42,749	$481K	0.17%
4003	CLVSEURCLOVIS ONCOLOGY INC	75,141	$479K	0.17%
4004	—GENMARK DIAGNOSTICS INC	116,109	$478K	0.17%
4005	PPHMEURAVID BIOSERVICES INC	93,355	$477K	0.16%
4006	GOFGUGGENHEIM STRATEGIC OPPORTU	31,319	$477K	0.16%
4007	GMEGAMESTOP CORP NEW	136,094	$476K	0.16%
4008	—ENABLE MIDSTREAM PARTNERS LP	185,501	$476K	0.16%
4009	BWBBRIDGEWATER BANCSHARES INC	48,755	$476K	0.16%
4010	ERTHINVESCO EXCHANGE TRADED FD T	12,660	$476K	0.16%
4011	—BLACKROCK MUNIYIELD N J FD I	35,255	$475K	0.16%
4012	SEISOLARIS OILFIELD INFRSTR INC	90,426	$474K	0.16%
4013	VALEVALE S A	57,115	$473K	0.16%
4014	IAKISHARES TR	9,542	$473K	0.16%
4015	RMREGIONAL MGMT CORP	34,530	$472K	0.16%
4016	DOMODOMO INC	47,348	$471K	0.16%
4017	BCSBARCLAYS PLC	103,699	$470K	0.16%
4018	KSAISHARES TR	19,619	$470K	0.16%
4019	KLICKULICKE & SOFFA INDS INC	22,542	$470K	0.16%
4020	—KADMON HLDGS INC	111,946	$469K	0.16%
4021	OPBKOP BANCORP	62,867	$469K	0.16%
4022	—BLACKROCK CAP INVT CORP	552,000	$469K	0.16%
4023	CHUYUSDCHUYS HLDGS INC	46,581	$469K	0.16%
4024	AGQPROSHARES TR	13,285	$468K	0.16%
4025	AGFIRST MAJESTIC SILVER CORP	75,705	$468K	0.16%
4026	BPRNUSDBANK PRINCETON NEW JERSEY	20,083	$467K	0.16%
4027	MPAAMOTORCAR PTS AMER INC	37,044	$466K	0.16%
4028	—TSAKOS ENERGY NAVIGATION LTD	142,916	$466K	0.16%
4029	FLHYFRANKLIN TEMPLETON ETF TR	20,655	$465K	0.16%
4030	—INDEPENDENCE HLDG CO NEW	18,186	$465K	0.16%
4031	—BLACKROCK NY MUNI INC QLTY T	37,166	$465K	0.16%
4032	ITCIEURINTRA CELLULAR THERAPIES INC	30,165	$464K	0.16%
4033	MGTXMEIRAGTX HOLDINGS PLC	34,553	$464K	0.16%
4034	—FOUNDATION BLDG MATLS INC	45,090	$464K	0.16%
4035	—NUVEEN HIGH INCOME 2023 TARG	56,000	$463K	0.16%
4036	DBEPOWERSHARES DB MULTI-SECTOR	57,048	$463K	0.16%
4037	ATRAGBXATARA BIOTHERAPEUTICS INC	54,312	$462K	0.16%
4038	LOCOEL POLLO LOCO HLDGS INC	54,578	$460K	0.16%
4039	AVROAVROBIO INC	29,592	$460K	0.16%
4040	IMAIMAX CORP	50,592	$459K	0.16%
4041	—WASHINGTON PRIME GROUP NEW	569,054	$458K	0.16%
4042	NGMUSDNGM BIOPHARMACEUTICALS INC	37,131	$458K	0.16%
4043	TENBTENABLE HLDGS INC	20,970	$458K	0.16%
4044	SMBKSMARTFINANCIAL INC	29,936	$455K	0.16%
4045	—TEAM INC	69,897	$454K	0.16%
4046	CHIQGLOBAL X FDS	28,114	$454K	0.16%
4047	BDTXBLACK DIAMOND THERAPEUTICS I	18,196	$454K	0.16%
4048	GRBKGREEN BRICK PARTNERS INC	56,151	$452K	0.16%
4049	HPFHANCOCK JOHN PFD INCOME FD I	29,295	$451K	0.16%
4050	IGIWESTERN ASSET INVT GRADE DEF	24,065	$451K	0.16%
4051	CLARCLARUS CORP NEW	46,061	$451K	0.16%
4052	—VANECK VECTORS ETF TR	108,838	$450K	0.16%
4053	—SOUTH JERSEY INDS INC	10,800	$449K	0.16%
4054	VLTINVESCO HIGH INCOME TR II	41,839	$448K	0.15%
4055	RBBRBB BANCORP	32,677	$448K	0.15%
4056	MRSNMERSANA THERAPEUTICS INC	76,434	$446K	0.15%
4057	MTARCELORMITTAL SA LUXEMBOURG	65,568	$446K	0.15%	Put
4058	J2AWILLDAN GROUP INC	20,780	$445K	0.15%
4059	FSBWFS BANCORP INC	12,355	$445K	0.15%
4060	—TRIBUNE PUBG CO NEW	54,870	$444K	0.15%
4061	ACICUNITED INS HLDGS CORP	48,085	$444K	0.15%
4062	PFLPIMCO INCOME STRATEGY FD	52,404	$443K	0.15%
4063	XMESPDR SER TR	27,277	$441K	0.15%
4064	DRRXEURDURECT CORP	284,769	$441K	0.15%
4065	PAGSPAGSEGURO DIGITAL LTD	22,764	$440K	0.15%
4066	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HLDGS IN	535,000	$440K	0.15%
4067	MSBMESABI TR	30,700	$439K	0.15%
4068	PSCDINVESCO EXCHANGE-TRADED FD T	12,310	$439K	0.15%
4069	CFBCROSSFIRST BANKSHARES INC	52,284	$439K	0.15%
4070	NKSHNATIONAL BANKSHARES INC VA	13,749	$438K	0.15%
4071	—LIMELIGHT NETWORKS INC	76,506	$437K	0.15%
4072	UMCUNITED MICROELECTRONICS CORP	201,388	$437K	0.15%
4073	CVCYUSDCENTRAL VALLEY CMNTY BANCORP	33,507	$437K	0.15%
4074	OVEROVERSTOCK COM INC DEL	87,421	$436K	0.15%
4075	POWLPOWELL INDS INC	16,982	$436K	0.15%
4076	PNIPIMCO NEW YORK MUN INCOME FD	40,266	$436K	0.15%
4077	TIPZPIMCO ETF TR	7,143	$435K	0.15%
4078	ZUOUSDZUORA INC	54,137	$435K	0.15%
4079	DTHWISDOMTREE TR	14,743	$435K	0.15%
4080	EVAUSDENVIVA PARTNERS LP	16,161	$432K	0.15%
4081	RJAUSDSWEDISH EXPT CR CORP	89,676	$431K	0.15%
4082	GLUGABELLI GLOBL UTIL & INCOME	31,675	$430K	0.15%
4083	GOSSGOSSAMER BIO INC	42,397	$430K	0.15%
4084	PFNPIMCO INCOME STRATEGY FD II	56,470	$428K	0.15%
4085	SFSTSOUTHERN FIRST BANCSHARES IN	15,009	$426K	0.15%
4086	ACNBACNB CORP	14,176	$425K	0.15%
4087	HFXIINDEXIQ ETF TR	25,213	$424K	0.15%
4088	NNYNUVEEN N Y MUN VALUE FD INC	44,827	$424K	0.15%
4089	ULHUNIVERSAL LOGISTICS HLDGS IN	32,376	$424K	0.15%
4090	—BANK COMM HLDGS	53,326	$422K	0.15%
4091	VERUEURVERU INC	128,865	$422K	0.15%
4092	FNCBFNCB BANCORP INC	61,153	$422K	0.15%
4093	UTBUNITY BANCORP INC	35,965	$421K	0.15%
4094	CUTINVESCO EXCHANGE-TRADED FD T	20,116	$421K	0.15%
4095	—TORTOISE ESSENTIAL ASSETS IN	41,660	$421K	0.15%
4096	OPYOPPENHEIMER HLDGS INC	21,302	$421K	0.15%
4097	PNNTPENNANTPARK INVT CORP	161,989	$420K	0.15%
4098	NCNACCO INDS INC	14,991	$420K	0.15%
4099	MPABLACKROCK MUNIYIELD PA QLTY	31,264	$419K	0.14%
4100	RBBNRIBBON COMMUNICATIONS INC	138,066	$418K	0.14%

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