WELLS FARGO & COMPANY/MN Q3 2018 Filing

Filed November 2, 2018

Portfolio Value

$353.8M

Holdings

6,183

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (6,183 positions)

#	Stock	Shares	Value	% Portfolio	Type
3801	—DREYFUS ALCENTRA GBL CR INCO	128,529	$1.2M	0.33%
3802	TNDMTANDEM DIABETES CARE INC	26,968	$1.2M	0.33%
3803	NANNUVEEN NEW YORK QLT MUN INC	93,589	$1.2M	0.33%
3804	CERSCERUS CORP	159,790	$1.2M	0.33%
3805	GOFGUGGENHEIM ENHNCD EQTY INCM	130,651	$1.1M	0.32%
3806	7S3US XPRESS ENTERPRISES INC	83,171	$1.1M	0.32%
3807	VKTXVIKING THERAPEUTICS INC	65,810	$1.1M	0.32%
3808	BSLBLACKSTONE GSO FLTING RTE FU	63,687	$1.1M	0.32%
3809	G3VGREEN PLAINS INC	66,571	$1.1M	0.32%
3810	XMVMINVESCO EXCHANGE TRADED FD T	36,538	$1.1M	0.32%
3811	CIVBCIVISTA BANCSHARES INC	47,397	$1.1M	0.32%
3812	YORWYORK WTR CO	37,580	$1.1M	0.32%
3813	—RYB ED INC	54,127	$1.1M	0.32%
3814	—GENERAL MTRS CO	69,041	$1.1M	0.32%
3815	MTLSMATERIALISE NV	82,446	$1.1M	0.32%
3816	—BLACKROCK MUNIYIELD CALIF FD	89,415	$1.1M	0.32%
3817	—MEDEQUITIES RLTY TR INC	116,958	$1.1M	0.32%
3818	NWLINATIONAL WESTN LIFE GROUP IN	3,553	$1.1M	0.32%
3819	FBPFIRST BANCORP P R	124,585	$1.1M	0.32%
3820	FNVFRANCO NEVADA CORP	18,097	$1.1M	0.32%
3821	ATSG*AIR TRANSPORT SERVICES GRP I	52,613	$1.1M	0.32%
3822	CLLSCELLECTIS S A	40,022	$1.1M	0.32%
3823	—TRISTATE CAP HLDGS INC	40,822	$1.1M	0.32%
3824	KWE1RING ENERGY INC	113,754	$1.1M	0.32%
3825	ALXALEXANDERS INC	3,281	$1.1M	0.32%
3826	MSBMESABI TR	42,487	$1.1M	0.32%
3827	MPABLACKROCK MUNIYIELD PA QLTY	88,291	$1.1M	0.32%
3828	—RPM INTL INC	914,000	$1.1M	0.32%
3829	—AU OPTRONICS CORP	266,875	$1.1M	0.32%
3830	RDYDR REDDYS LABS LTD	32,460	$1.1M	0.32%
3831	IMMRIMMERSION CORP	105,941	$1.1M	0.32%
3832	—INVESTMENT TECHNOLOGY GRP NE	51,633	$1.1M	0.32%
3833	VBTXVERITEX HLDGS INC	39,614	$1.1M	0.32%
3834	ACLSAXCELIS TECHNOLOGIES INC	56,847	$1.1M	0.32%
3835	DDOMINION ENERGY MIDSTRM PRTN	62,396	$1.1M	0.32%
3836	PCYOPURECYCLE CORP	96,627	$1.1M	0.32%
3837	—TESLA INC	1,167,000	$1.1M	0.32%
3838	GOFGUGGENHEIM STRATEGIC OPP FD	53,104	$1.1M	0.32%
3839	BOOTBOOT BARN HLDGS INC	39,187	$1.1M	0.31%
3840	FMATFIDELITY	33,116	$1.1M	0.31%
3841	PZTINVESCO EXCHNG TRADED FD TR	47,109	$1.1M	0.31%
3842	CIOCITY OFFICE REIT INC	87,962	$1.1M	0.31%
3843	—SHARPS COMPLIANCE CORP	321,500	$1.1M	0.31%
3844	PMXPIMCO MUN INCOME FD III	95,580	$1.1M	0.31%
3845	PIOINVESCO EXCHNG TRADED FD TR	42,991	$1.1M	0.31%
3846	MTRXMATRIX SVC CO	44,682	$1.1M	0.31%
3847	CRMTAMERICAS CAR MART INC	14,080	$1.1M	0.31%
3848	TGTREDEGAR CORP	50,781	$1.1M	0.31%
3849	—EXANTAS CAP CORP	99,700	$1.1M	0.31%
3850	POWAINVESCO EXCH TRD SLF IDX FD	21,867	$1.1M	0.31%
3851	DFJWISDOMTREE TR	14,132	$1.1M	0.31%
3852	—OASIS MIDSTREAM PARTNERS LP	49,061	$1.1M	0.31%
3853	ZGZILLOW GROUP INC	24,716	$1.1M	0.31%
3854	OXLCLOXFORD LANE CAP CORP	102,739	$1.1M	0.31%
3855	ATTOATENTO S A	145,158	$1.1M	0.31%
3856	CGOCALAMOS GLOBAL TOTAL RETURN	78,046	$1.1M	0.31%
3857	DVAXDYNAVAX TECHNOLOGIES CORP	87,721	$1.1M	0.31%
3858	—ALLIANCE CALIF MUN INCOME FD	79,976	$1.1M	0.31%
3859	CHCTCOMMUNITY HEALTHCARE TR INC	35,020	$1.1M	0.31%
3860	—BRISTOW GROUP INC	1,078,000	$1.1M	0.31%
3861	CTRNCITI TRENDS INC	37,613	$1.1M	0.31%
3862	—SEMPRA ENERGY	10,617	$1.1M	0.30%
3863	—GREENHILL & CO INC	40,770	$1.1M	0.30%
3864	—GREEN PLAINS INC	1,120,000	$1.1M	0.30%
3865	MHOM/I HOMES INC	44,683	$1.1M	0.30%
3866	SMOGVANECK VECTORS ETF TR	18,347	$1.1M	0.30%
3867	IDEVOYA INFRASTRUCTURE INDLS &	67,823	$1.1M	0.30%
3868	MUJBLACKROCK MUNIHLDGS NJ QLTY	84,829	$1.1M	0.30%
3869	AGMFEDERAL AGRIC MTG CORP	14,661	$1.1M	0.30%
3870	PEOADAM NAT RES FD INC	53,031	$1.1M	0.30%
3871	TASTUSDCARROLS RESTAURANT GROUP INC	72,260	$1.1M	0.30%
3872	—QTS RLTY TR INC	10,000	$1.1M	0.30%
3873	—LUXOFT HLDG INC	22,287	$1.1M	0.30%
3874	—CENTER COAST BRKFLD MLP ENRG	111,677	$1.1M	0.30%
3875	—NUVEEN CONNECTICUT QLTY MUN	92,375	$1.1M	0.30%
3876	JPSTJP MORGAN EXCHANGE TRADED FD	20,922	$1.0M	0.30%
3877	WPSISHARES TR	28,249	$1.0M	0.30%
3878	PBYIPUMA BIOTECHNOLOGY INC	22,783	$1.0M	0.30%
3879	BSBRBANCO SANTANDER BRASIL S A	118,549	$1.0M	0.30%
3880	—WISDOMTREE TR	31,120	$1.0M	0.29%
3881	—INOVALON HLDGS INC	103,888	$1.0M	0.29%
3882	VTE1ASURE SOFTWARE INC	163,107	$1.0M	0.29%	Put
3883	—TRECORA RES	73,791	$1.0M	0.29%
3884	FLICUSDFIRST LONG IS CORP	47,465	$1.0M	0.29%
3885	—QAD INC	18,159	$1.0M	0.29%
3886	—AMERICA FIRST MULTIFAMILY IN	180,476	$1.0M	0.29%
3887	2JEFOCUS FINL PARTNERS INC	21,652	$1.0M	0.29%
3888	UPGDINVESCO EXCHANGE TRADED FD T	21,235	$1.0M	0.29%
3889	NOAHNOAH HLDGS LTD	24,397	$1.0M	0.29%
3890	—PROTECTIVE INS CORP	44,694	$1.0M	0.29%
3891	—WESTERN ASSET MUN DEF OPP TR	50,036	$1.0M	0.29%
3892	COPXGLOBAL X FDS	46,348	$1.0M	0.29%
3893	PSECPROSPECT CAPITAL CORPORATION	139,382	$1.0M	0.29%
3894	SOCLGLOBAL X FDS	32,001	$1.0M	0.29%
3895	FCOABERDEEN GLOBAL INCOME FD IN	120,414	$1.0M	0.29%
3896	ERIIENERGY RECOVERY INC	113,529	$1.0M	0.29%
3897	VLTINVESCO HIGH INCOME TR II	74,157	$1.0M	0.29%
3898	FXYINVESCO CURNCYSHS JAPANESE Y	12,080	$1.0M	0.29%
3899	TWINTWIN DISC INC	44,097	$1.0M	0.29%
3900	WRLDWORLD ACCEP CORP DEL	8,881	$1.0M	0.29%

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