WELLS FARGO & COMPANY/MN Q4 2016 Filing

Filed February 1, 2017

Portfolio Value

$283.3M

Holdings

6,129

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (6,129 positions)

#	Stock	Shares	Value	% Portfolio	Type
5201	—AMERICAN RIVER BANKSHARES	2,416	$36K	0.01%
5202	—EXONE CO	3,926	$36K	0.01%
5203	ACUACME UTD CORP	1,405	$36K	0.01%
5204	—BLACKSTONE MTG TR INC	32,000	$36K	0.01%
5205	—INVUITY INC	6,200	$36K	0.01%
5206	—GAFISA S A	32,567	$36K	0.01%
5207	CLDNEUREIGER BIOPHARMACEUTICALS INC	3,000	$35K	0.01%
5208	—ROYAL GOLD INC	33,000	$35K	0.01%
5209	—TCF FINL CORP	10,000	$35K	0.01%
5210	CLSDUSDCLEARSIDE BIOMEDICAL INC	3,939	$35K	0.01%
5211	REFRRESEARCH FRONTIERS INC	19,501	$35K	0.01%
5212	—COLONY CAP INC	1,500	$35K	0.01%
5213	—COVISINT CORP	18,430	$35K	0.01%
5214	—BITAUTO HLDGS LTD	1,818	$35K	0.01%
5215	—GUGGENHEIM CR ALLOCATION FD	1,601	$35K	0.01%
5216	VALUVALUE LINE INC	1,801	$35K	0.01%
5217	AGROADECOAGRO S A	3,390	$35K	0.01%
5218	—NOVADAQ TECHNOLOGIES INC	4,907	$35K	0.01%
5219	HLX 3.25 03/15/32HELIX ENERGY SOLUTIONS GRP I	35,000	$34K	0.01%
5220	—PACIFIC MERCANTILE BANCORP	4,626	$34K	0.01%
5221	—KEMPHARM INC	11,500	$34K	0.01%
5222	SPSMSPDR SER TR	428	$34K	0.01%
5223	ASEAGLOBAL X FDS	2,685	$34K	0.01%
5224	TPICQTPI COMPOSITES INC	2,150	$34K	0.01%
5225	—AMBAC FINL GROUP INC	2,787	$34K	0.01%
5226	—WISDOMTREE TR	2,387	$33K	0.01%
5227	—SERVICESOURCE INTL INC	38,000	$33K	0.01%
5228	EVBNUSDEVANS BANCORP INC	1,052	$33K	0.01%
5229	—JA SOLAR HOLDINGS CO LTD	7,000	$33K	0.01%
5230	—RYDEX ETF TRUST	1,200	$33K	0.01%
5231	SENS1GBPSENSEONICS HLDGS INC	12,477	$33K	0.01%
5232	—TIM PARTICIPACOES S A	2,810	$33K	0.01%
5233	ISSCINNOVATIVE SOLUTIONS & SUPPO	10,001	$33K	0.01%
5234	—THL CR SR LN FD	1,750	$33K	0.01%
5235	—LUBYS INC	7,841	$33K	0.01%
5236	—GALENA BIOPHARMA INC	123,500	$32K	0.01%	Call
5237	—NAVIDEA BIOPHARMACEUTICALS I	50,400	$32K	0.01%
5238	NDLSUSDNOODLES & CO	7,509	$31K	0.01%
5239	—VINCE HLDG CORP	7,764	$31K	0.01%
5240	—LEGACY RESVS LP	14,801	$31K	0.01%
5241	—CHECK CAP LTD	13,000	$31K	0.01%
5242	—WEB COM GROUP INC	32,000	$31K	0.01%
5243	NRPNATURAL RESOURCE PARTNERS L	959	$31K	0.01%
5244	—NUANCE COMMUNICATIONS INC	35,000	$31K	0.01%
5245	UTSIUTSTARCOM HOLDINGS CORP	15,294	$31K	0.01%
5246	GOFGUGGENHEIM ENHNCD EQTY INCM	3,830	$31K	0.01%
5247	—EURASIAN MINERALS INC	30,002	$31K	0.01%
5248	—POWERSHARES ETF TR II	1,200	$30K	0.01%
5249	—TRULIA INC	20,000	$30K	0.01%
5250	—REALITY SHS ETF TR	1,204	$30K	0.01%
5251	EDRENDEAVOUR SILVER CORP	8,600	$30K	0.01%
5252	—REALNETWORKS INC	6,259	$30K	0.01%
5253	—ASB BANCORP INC N C	1,000	$30K	0.01%
5254	SARSARATOGA INVT CORP	1,449	$29K	0.01%
5255	CIGCOMPANHIA ENERGETICA DE MINA	12,961	$29K	0.01%
5256	VLUEISHARES TR	420	$29K	0.01%
5257	—ROCKET FUEL INC	16,955	$29K	0.01%
5258	—CNX COAL RES LP	1,600	$29K	0.01%
5259	—FBR & CO	2,201	$29K	0.01%
5260	—NCI INC	2,100	$29K	0.01%
5261	GWRSGLOBAL WTR RES INC	3,128	$28K	0.01%
5262	—POWERSHARES ETF TR II	1,041	$28K	0.01%
5263	—COMMAND SEC CORP	10,000	$28K	0.01%
5264	—CAMBIUM LEARNING GRP INC	5,534	$28K	0.01%
5265	—CALITHERA BIOSCIENCES INC	8,520	$28K	0.01%
5266	—CLAYMORE EXCHANGE TRD FD TR	785	$28K	0.01%
5267	BBUBROOKFIELD BUSINESS PARTNERS	1,116	$27K	0.01%
5268	—FIRST SOUTH BANCORP INC VA	2,237	$27K	0.01%
5269	—NANTHEALTH INC	2,760	$27K	0.01%
5270	—CITIZENS FIRST CORP	1,490	$27K	0.01%
5271	SYLDCAMBRIA ETF TR	812	$27K	0.01%
5272	—SYNTHETIC BIOLOGICS INC	36,033	$27K	0.01%
5273	—PROTEOSTASIS THERAPEUTICS IN	2,180	$27K	0.01%
5274	CSIQCANADIAN SOLAR INC	2,196	$27K	0.01%
5275	CGENCOMPUGEN LTD	5,135	$26K	0.01%
5276	GRIDFIRST TR EXCH TRADED FD II	650	$26K	0.01%
5277	—BARCLAYS BANK PLC	650	$26K	0.01%
5278	—AGILE THERAPEUTICS INC	4,481	$26K	0.01%
5279	—FIRST FINL BANCORP OH	1,500	$26K	0.01%
5280	QLDPROSHARES TR	301	$26K	0.01%
5281	MCHXMARCHEX INC	9,550	$25K	0.01%
5282	—BARCLAYS BK PLC	1,218	$25K	0.01%
5283	—COLONY CAP INC	25,000	$25K	0.01%
5284	—RADIO ONE INC	8,510	$25K	0.01%
5285	GLYCEURGLYCOMIMETICS INC	4,113	$25K	0.01%
5286	—SHILOH INDS INC	3,551	$25K	0.01%
5287	ECNSISHARES TR	606	$25K	0.01%
5288	—KB HOME	25,000	$25K	0.01%
5289	—POPE RES DEL LTD PARTNERSHIP	392	$25K	0.01%
5290	DSGDESCARTES SYS GROUP INC	1,185	$25K	0.01%
5291	UGUNITED GUARDIAN INC	1,600	$25K	0.01%
5292	—POWERSHARES ETF TR II	1,000	$25K	0.01%
5293	—CONATUS PHARMACEUTICALS INC	4,700	$25K	0.01%
5294	—MORGAN STANLEY	3,000	$24K	0.01%
5295	—SPDR INDEX SHS FDS	1,646	$24K	0.01%
5296	—RENEWABLE ENERGY GROUP INC	25,000	$24K	0.01%
5297	FPAFIRST TR EXCH TRD ALPHA FD I	875	$24K	0.01%
5298	—SUNTRUST BKS INC	1,800	$24K	0.01%
5299	—TWITTER INC	25,000	$23K	0.01%
5300	—EATON VANCE PA MUNI INCOME T	1,889	$23K	0.01%

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