WELLS FARGO & COMPANY/MN Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$371.3M

Holdings

6,438

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (6,438 positions)

#	Stock	Shares	Value	% Portfolio
4101	HEWJISHARES TR	19,274	$636K	0.17%
4102	BFSTBUSINESS FIRST BANCSHARES IN	25,468	$635K	0.17%
4103	GDLGDL FUND	68,286	$635K	0.17%
4104	CSWCCAPITAL SOUTHWEST CORP	30,512	$634K	0.17%
4105	—VIRTUS INVT PARTNERS INC	6,247	$634K	0.17%
4106	FSLYFASTLY INC	31,531	$633K	0.17%
4107	BPRNUSDBANK PRINCETON NEW JERSEY	20,110	$633K	0.17%
4108	AXTIAXT INC	145,145	$632K	0.17%
4109	CRTOCRITEO S A	36,452	$631K	0.17%
4110	—NUVEEN SHT DUR CR OPP FD	41,523	$631K	0.17%
4111	PFLPIMCO INCOME STRATEGY FUND	53,254	$631K	0.17%
4112	—BG STAFFING INC	28,750	$630K	0.17%
4113	SPOKSPOK HLDGS INC	51,437	$630K	0.17%
4114	CUTINVESCO EXCHNG TRADED FD TR	21,761	$629K	0.17%
4115	—NEWLINK GENETICS CORP	247,984	$628K	0.17%
4116	LELANDS END INC NEW	37,261	$626K	0.17%
4117	COHUCOHU INC	27,429	$626K	0.17%
4118	HIFSHINGHAM INSTN SVGS MASS	2,973	$625K	0.17%
4119	BKCCUSDBLACKROCK CAPITAL INVESTMENT	125,710	$625K	0.17%
4120	ECHISHARES INC	18,763	$625K	0.17%
4121	—LADENBURG THALMAN FIN SVCS I	179,255	$624K	0.17%
4122	PFNPIMCO INCOME STRATEGY FUND I	58,905	$623K	0.17%
4123	SJTSAN JUAN BASIN RTY TR	245,142	$623K	0.17%
4124	VLTINVESCO HIGH INCOME TR II	43,435	$621K	0.17%
4125	DSGRLAWSON PRODS INC	11,874	$619K	0.17%
4126	LDELANDEC CORP	54,686	$618K	0.17%
4127	MEIPUSDMEI PHARMA INC	248,605	$617K	0.17%
4128	APYXAPYX MED CORP	72,910	$617K	0.17%
4129	—PENNSYLVANIA RL ESTATE INVT	115,390	$616K	0.17%
4130	—TAILORED BRANDS INC	148,222	$614K	0.17%
4131	ROAMLATTICE STRATEGIES TR	26,456	$613K	0.17%
4132	3TYTITAN MACHY INC	41,466	$613K	0.17%
4133	VSECVSE CORP	16,094	$612K	0.16%
4134	—BLACKROCK MUNIHLDGS FD II IN	39,865	$607K	0.16%
4135	CLARCLARUS CORP NEW	44,713	$607K	0.16%
4136	4IUINVESCO INDIA EXCHG TRED FD	30,472	$605K	0.16%
4137	—CHANNELADVISOR CORP	66,848	$604K	0.16%
4138	FLHYFRANKLIN TEMPLETON ETF TR	23,076	$604K	0.16%
4139	—INDEXIQ ETF TR	22,062	$603K	0.16%
4140	BWBBRIDGEWATER BANCSHARES INC	43,761	$603K	0.16%
4141	—ALTERYX INC	260,000	$603K	0.16%
4142	—WESTERN ASSET MUN DEF OPP TR	28,873	$603K	0.16%
4143	BLBDBLUE BIRD CORP	26,254	$602K	0.16%
4144	—FIRST TR BICK INDEX FD	20,510	$601K	0.16%
4145	FSTRFOSTER L B CO	30,994	$600K	0.16%
4146	CHIQGLOBAL X FDS	32,402	$599K	0.16%
4147	LCNBLCNB CORP	31,094	$599K	0.16%
4148	SSOPROSHARES TR	3,967	$598K	0.16%
4149	ISTRINVESTAR HLDG CORP	24,906	$598K	0.16%
4150	VRTVEURVERITIV CORP	30,395	$598K	0.16%
4151	OVLYOAK VALLEY BANCORP OAKDALE C	30,724	$598K	0.16%
4152	SFESSAFEGUARD SCIENTIFICS INC	54,308	$596K	0.16%
4153	XHIEXMILLER HOWARD HIGH INC EQTY	52,896	$595K	0.16%
4154	MBCNMIDDLEFIELD BANC CORP	22,775	$594K	0.16%
4155	EVBNUSDEVANS BANCORP INC	14,777	$593K	0.16%
4156	BCOVUSDBRIGHTCOVE INC	68,131	$592K	0.16%
4157	—BLACKROCK TCP CAPITAL CORP	581,000	$591K	0.16%
4158	—SPIRIT OF TEX BANCSHARES INC	25,661	$590K	0.16%
4159	EFTEATON VANCE FLTING RATE INC	42,914	$589K	0.16%
4160	CERSCERUS CORP	139,511	$588K	0.16%
4161	—MEDIWOUND LTD	189,475	$587K	0.16%
4162	—CVR PARTNERS LP	188,992	$586K	0.16%
4163	—BLACKROCK MUNIYIELD INVST FD	41,439	$585K	0.16%
4164	—PARKER DRILLING CO	25,924	$584K	0.16%
4165	CYHCOMMUNITY HEALTH SYS INC NEW	201,281	$584K	0.16%
4166	GENCGENCOR INDS INC	50,069	$584K	0.16%
4167	FCFRANKLIN COVEY CO	18,106	$583K	0.16%
4168	FTSDFRANKLIN ETF TR	6,165	$581K	0.16%
4169	—FIRST TR VALUE LINE 100 ETF	25,435	$580K	0.16%
4170	GOFGUGGENHEIM ENHNCD EQTY INCM	72,000	$580K	0.16%
4171	—SWEDISH EXPT CR CORP	106,970	$577K	0.16%
4172	EBTCENTERPRISE BANCORP INC MASS	17,006	$576K	0.16%
4173	EWMISHARES INC	20,112	$574K	0.15%
4174	PREFPRINCIPAL EXCHANGE TRADED FD	5,702	$574K	0.15%
4175	XHSSPDR SERIES TRUST	7,897	$573K	0.15%
4176	HIXWESTERN ASSET HIGH INCM FD I	84,942	$572K	0.15%
4177	—PLURALSIGHT INC	33,303	$572K	0.15%
4178	NXTCNEXTCURE INC	10,157	$572K	0.15%
4179	HFXIINDEXIQ ETF TR	26,287	$571K	0.15%
4180	CIACITIZENS INC	84,605	$571K	0.15%
4181	—BLACKROCK MUNIYIELD N J FD I	37,764	$570K	0.15%
4182	—DELAWARE INV CO MUN INC FD I	38,203	$570K	0.15%
4183	NWPXNORTHWEST PIPE CO	17,108	$570K	0.15%
4184	—GREENSKY INC	63,832	$569K	0.15%
4185	PMMPUTNAM MANAGED MUN INCOM TR	71,222	$569K	0.15%
4186	CORNTEUCRIUM COMMODITY TR	38,392	$568K	0.15%
4187	—FORTY SEVEN INC	14,375	$566K	0.15%
4188	EVAUSDENVIVA PARTNERS LP	15,103	$564K	0.15%
4189	WTWISDOMTREE INVTS INC	116,273	$563K	0.15%
4190	CVLGCOVENANT TRANSN GROUP INC	43,533	$563K	0.15%
4191	DJCODAILY JOURNAL CORP	1,934	$562K	0.15%
4192	DOEURDIAMOND OFFSHORE DRILLING IN	77,682	$559K	0.15%
4193	—FIRST CHOICE BANCORP	20,667	$557K	0.15%
4194	—PREMIER FINL BANCORP INC	30,742	$557K	0.15%
4195	TPBTURNING PT BRANDS INC	19,426	$556K	0.15%
4196	—BBX CAP CORP NEW	116,337	$555K	0.15%
4197	WOWWIDEOPENWEST INC	74,593	$554K	0.15%
4198	SBRSABINE ROYALTY TR	13,718	$553K	0.15%
4199	SMBCSOUTHERN MO BANCORP INC	14,383	$552K	0.15%
4200	SIENUSDSIENTRA INC	61,813	$552K	0.15%

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