WELLS FARGO & COMPANY/MN Q4 2020 Filing

Filed February 9, 2021

Portfolio Value

$415.7M

Holdings

6,992

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (6,992 positions)

#	Stock	Shares	Value	% Portfolio	Type
3701	NXENEXGEN ENERGY LTD	498,696	$1.4M	0.33%
3702	ALXALEXANDERS INC	4,943	$1.4M	0.33%
3703	IDEVOYA INFRASTRUCTURE INDLS &	132,933	$1.4M	0.33%
3704	—CYBEROPTICS CORP	60,274	$1.4M	0.33%
3705	—TRISTATE CAP HLDGS INC	78,571	$1.4M	0.33%
3706	—NUANCE COMMUNICATIONS INC	598,000	$1.4M	0.33%
3707	STROSUTRO BIOPHARMA INC	62,746	$1.4M	0.33%
3708	CBNABRIDGE BANCORP INC	56,098	$1.4M	0.33%
3709	BBTBERKSHIRE HILLS BANCORP INC	79,171	$1.4M	0.33%
3710	5TCTRUECAR INC	322,677	$1.4M	0.33%
3711	MKTXMARKETAXESS HLDGS INC	976,011	$1.4M	0.33%
3712	—BELLEROPHON THERAPEUTICS INC	202,330	$1.4M	0.32%
3713	—SPARK ENERGY INC	140,769	$1.3M	0.32%
3714	BEKEKE HLDGS INC	21,859	$1.3M	0.32%
3715	—ENDURANCE INTL GROUP HLDGS I	141,745	$1.3M	0.32%
3716	JRSNUVEEN REAL ESTATE INCOME FD	158,832	$1.3M	0.32%
3717	HSIHEIDRICK & STRUGGLES INTL IN	45,558	$1.3M	0.32%
3718	THFFFIRST FINL CORP IND	34,379	$1.3M	0.32%
3719	CARSCARS COM INC	118,120	$1.3M	0.32%
3720	ALVAUTOLIV INC	14,483	$1.3M	0.32%
3721	—NUVEEN ENHANCED MUN VALUE FD	81,777	$1.3M	0.32%
3722	GTESGATES INDUSTRIAL CORPRATIN P	104,419	$1.3M	0.32%
3723	XHNWXPIONEER DIVERSIFIED HIGH INC	91,543	$1.3M	0.32%
3724	YMABUSDY-MABS THERAPEUTICS INC	26,885	$1.3M	0.32%
3725	XFEBFIRST TR ABERDEEN GLBL OPP F	125,789	$1.3M	0.32%
3726	QQQINVESCO BLDRS INDEX FDS TR	23,503	$1.3M	0.32%
3727	TBCHTURTLE BEACH CORP	61,433	$1.3M	0.32%
3728	AMSCAMERICAN SUPERCONDUCTOR CORP	57,031	$1.3M	0.32%	Put
3729	FSKFS KKR CAP CORP	79,756	$1.3M	0.32%
3730	NEANUVEEN FLTNG RTE INCM OPP FD	152,287	$1.3M	0.32%
3731	PMLPIMCO MUN INCOME FD II	92,172	$1.3M	0.32%
3732	WOODISHARES TR	16,545	$1.3M	0.32%
3733	—PREFERRED APT CMNTYS INC	177,704	$1.3M	0.32%
3734	—BLACKROCK MUNIENHANCED FD IN	109,494	$1.3M	0.32%
3735	NVDANVIDIA CORPORATION	2,318,625	$1.3M	0.32%	Put
3736	FLCOFRANKLIN TEMPLETON ETF TR	48,306	$1.3M	0.31%
3737	—CHANNELADVISOR CORP	81,697	$1.3M	0.31%
3738	SIXEURSIX FLAGS ENTMT CORP NEW	38,251	$1.3M	0.31%
3739	SARSARATOGA INVT CORP	62,469	$1.3M	0.31%
3740	ALRSALERUS FINL CORP	47,544	$1.3M	0.31%
3741	RETAEURREATA PHARMACEUTICALS INC	10,499	$1.3M	0.31%
3742	BSCSINVESCO EXCH TRD SLF IDX FD	54,964	$1.3M	0.31%
3743	NMTNUVEEN MASSACHUSETS QLT MUN	88,762	$1.3M	0.31%
3744	AMSWAUSDAMER SOFTWARE INC	75,205	$1.3M	0.31%
3745	—AJAX I	109,635	$1.3M	0.31%
3746	NTGTORTOISE MIDSTRM ENERGY FD I	62,766	$1.3M	0.31%
3747	IEPICAHN ENTERPRISES LP	25,486	$1.3M	0.31%
3748	AEGNAEGION CORP	67,984	$1.3M	0.31%
3749	—COREPOINT LODGING INC	187,469	$1.3M	0.31%
3750	PAGSPAGSEGURO DIGITAL LTD	22,664	$1.3M	0.31%
3751	CPFCENTRAL PAC FINL CORP	67,658	$1.3M	0.31%
3752	TAUSDTRAVELCENTERS OF AMERICA INC	39,355	$1.3M	0.31%
3753	RJR1STEREOTAXIS INC	251,638	$1.3M	0.31%
3754	CCCCC4 THERAPEUTICS INC	38,527	$1.3M	0.31%
3755	KNSAKINIKSA PHARMACEUTICALS LTD	72,215	$1.3M	0.31%
3756	RCREADY CAPITAL CORP	102,419	$1.3M	0.31%
3757	IGEISHARES TR	54,764	$1.3M	0.31%
3758	OVIDOVID THERAPEUTICS INC	551,759	$1.3M	0.31%
3759	CFBCROSSFIRST BANKSHARES INC	118,353	$1.3M	0.31%
3760	EPOLISHARES TR	66,780	$1.3M	0.31%
3761	VIOVVANGUARD ADMIRAL FDS INC	9,044	$1.3M	0.31%
3762	BGTBLACKROCK FLOATING RATE INCO	107,634	$1.3M	0.31%
3763	CNSLEURCONSOLIDATED COMM HLDGS INC	259,111	$1.3M	0.31%
3764	TPBTURNING PT BRANDS INC	28,462	$1.3M	0.31%
3765	UNVREURUNIVAR SOLUTIONS USA INC	66,534	$1.3M	0.30%
3766	SRCE1ST SOURCE CORP	31,370	$1.3M	0.30%
3767	XEJACCURAY INC	303,343	$1.3M	0.30%
3768	FXAINVESCO CURRENCYSHARES AUSTR	16,435	$1.3M	0.30%
3769	BBSIBARRETT BUSINESS SVCS INC	18,497	$1.3M	0.30%
3770	PSECPROSPECT CAP CORP	233,086	$1.3M	0.30%
3771	CUTREURCUTERA INC	52,201	$1.3M	0.30%
3772	PTVEPACTIV EVERGREEN INC	69,379	$1.3M	0.30%
3773	—BROADSTONE NET LEASE INC	64,158	$1.3M	0.30%
3774	CNACNA FINL CORP	32,185	$1.3M	0.30%
3775	CHUYUSDCHUYS HLDGS INC	47,378	$1.3M	0.30%
3776	SWK 5.25 11/15/22STANLEY BLACK & DECKER INC	11,206	$1.3M	0.30%
3777	SBSWSIBANYE STILLWATER LTD	78,824	$1.3M	0.30%
3778	LPGDORIAN LPG LTD	102,672	$1.3M	0.30%
3779	NFLXNETFLIX INC	1,578,186	$1.2M	0.30%	Put
3780	DFINDONNELLEY FINL SOLUTIONS INC	73,330	$1.2M	0.30%
3781	PSLINVESCO EXCHANGE TRADED FD T	14,362	$1.2M	0.30%
3782	FEMSFIRST TR EXCH TRD ALPHDX FD	30,209	$1.2M	0.30%
3783	—PLANTRONICS INC NEW	45,873	$1.2M	0.30%
3784	TGTREDEGAR CORP	74,304	$1.2M	0.30%
3785	DBDEURDIEBOLD NXDF INC	115,865	$1.2M	0.30%
3786	WRLDWORLD ACCEP CORP DEL	12,081	$1.2M	0.30%
3787	CIR2USDCIRCOR INTL INC	32,047	$1.2M	0.30%
3788	PEOADAM NAT RES FD INC	108,233	$1.2M	0.30%
3789	FRELFIDELITY COVINGTON TRUST	48,367	$1.2M	0.30%
3790	LENLENNAR CORP	20,071	$1.2M	0.30%
3791	QUOTUSDQUOTIENT TECHNOLOGY INC	130,340	$1.2M	0.30%
3792	OFLXOMEGA FLEX INC	8,380	$1.2M	0.29%
3793	—BOINGO WIRELESS INC	96,074	$1.2M	0.29%
3794	PICBINVESCO EXCH TRADED FD TR II	40,404	$1.2M	0.29%
3795	ALECALECTOR INC	80,691	$1.2M	0.29%
3796	PKOHPARK-OHIO HLDGS CORP	39,509	$1.2M	0.29%
3797	MCFTMASTERCRAFT BOAT HLDGS INC	49,114	$1.2M	0.29%
3798	ACCDEURACCOLADE INC	28,040	$1.2M	0.29%
3799	—SHARPS COMPLIANCE CORP	129,195	$1.2M	0.29%
3800	FOSLFOSSIL GROUP INC	140,416	$1.2M	0.29%

PreviousPage 38 of 70Next