Westchester Capital Management, LLC Q1 2018 Filing
Filed May 15, 2018
Portfolio Value
$2.6T
Holdings
99
Report Date
Q1 2018
Filing Type
13F-HR
All Holdings (99 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AABAUSDAltaba Inc. | 4,395,616 | $325.5B | 12.66% | |
| 2 | SPYSPDR S&P 500 ETF TR | 980,000 | $257.9B | 10.03% | Put |
| 3 | NXPINXP Semiconductors NV | 1,907,327 | $223.2B | 8.68% | |
| 4 | TWXCHFTime Warner Inc. | 2,221,228 | $210.1B | 8.17% | |
| 5 | —Rockwell Collins, Inc. | 1,021,658 | $137.8B | 5.36% | |
| 6 | FOXATwenty-First Century Fox, Inc. | 2,998,223 | $109.0B | 4.24% | |
| 7 | —Monsanto Company NEW | 896,396 | $104.6B | 4.07% | |
| 8 | —Aetna Inc. NEW | 554,379 | $93.7B | 3.65% | |
| 9 | —Microsemi Corporation | 1,425,147 | $92.2B | 3.59% | |
| 10 | —DowDuPont Inc. | 1,445,441 | $92.1B | 3.58% | Put |
| 11 | HUNHuntsman Corporation | 3,098,750 | $90.6B | 3.53% | Put |
| 12 | —Dr Pepper Snapple Group, Inc. | 745,359 | $88.2B | 3.43% | |
| 13 | —Orbital ATK, Inc. | 630,529 | $83.6B | 3.25% | |
| 14 | —XL Group Limited | 1,007,828 | $55.7B | 2.17% | |
| 15 | —GGP Inc. | 2,623,332 | $53.7B | 2.09% | Put |
| 16 | —Orbotech, Ltd. | 787,236 | $49.0B | 1.90% | |
| 17 | —ILG, Inc. | 1,503,176 | $46.8B | 1.82% | Put |
| 18 | TRCOTribune Media Company | 1,095,847 | $44.4B | 1.73% | |
| 19 | —Twenty-First Century Fox, Inc. | 1,063,536 | $39.0B | 1.52% | Put |
| 20 | —Cavium Inc. | 438,729 | $34.8B | 1.35% | |
| 21 | —Validus Holdings, Ltd. | 357,048 | $24.1B | 0.94% | |
| 22 | —Impax Laboratories Inc | 22,721,000 | $22.6B | 0.88% | |
| 23 | —Pinnacle Entertainment, Inc. | 674,130 | $20.3B | 0.79% | |
| 24 | TRNTrinity Industries Inc. | 421,600 | $13.8B | 0.54% | Put |
| 25 | EQTEQT Corporation | 283,583 | $13.5B | 0.52% | Put |
| 26 | —CBS Corporation | 238,125 | $12.2B | 0.48% | Put |
| 27 | OPTUAltice USA INC | 649,800 | $12.0B | 0.47% | Put |
| 28 | XLBSelect Sector SPDR TR | 203,800 | $11.6B | 0.45% | Put |
| 29 | —ConvergeOne Holdings, Inc. | 1,250,000 | $11.6B | 0.45% | |
| 30 | —CSRA Inc. | 272,002 | $11.2B | 0.44% | |
| 31 | —Avista Healthcare Public Acquisition Corp | 1,053,000 | $10.5B | 0.41% | |
| 32 | —Pensare Acquisition Corp. | 1,029,998 | $10.0B | 0.39% | |
| 33 | —Modern Media Acquisition Corp. | 980,396 | $9.8B | 0.38% | |
| 34 | LLYLilly Eli & Co | 117,900 | $9.1B | 0.35% | Put |
| 35 | JCIJohnson Controls International PLC | 227,900 | $8.0B | 0.31% | Put |
| 36 | —KapStone Paper and Packaging Corporation | 233,770 | $8.0B | 0.31% | |
| 37 | —GigCapital, Inc. | 652,916 | $6.4B | 0.25% | |
| 38 | DOVDover Corp | 61,900 | $6.1B | 0.24% | Put |
| 39 | —Ablynx NV | 109,915 | $6.0B | 0.23% | |
| 40 | —Legacy Acquisition Corp. | 580,000 | $5.6B | 0.22% | |
| 41 | NESRNational Energy Services Reunited Corp. | 550,605 | $5.5B | 0.21% | |
| 42 | —Mudrick Capital Acquisition Corp | 498,050 | $5.1B | 0.20% | |
| 43 | —Dynegy, Inc. NEW DEL | 362,400 | $4.9B | 0.19% | |
| 44 | —Kayne Anderson Acquisition Corp. | 497,203 | $4.9B | 0.19% | |
| 45 | —CM Seven Star Acquisition Corp. | 474,998 | $4.6B | 0.18% | |
| 46 | CTLEURCenturyLink, Inc. | 279,771 | $4.6B | 0.18% | |
| 47 | —Express Scripts Holding Company | 66,517 | $4.6B | 0.18% | |
| 48 | —Tiberius Acquisition Corporation | 450,000 | $4.5B | 0.18% | |
| 49 | —Black Ridge Acquisition Corp. | 460,000 | $4.5B | 0.17% | |
| 50 | DISCKUSDDiscovery Communications NEW | 225,107 | $4.4B | 0.17% | |
| 51 | UTXZUnited Technologies Corp | 32,200 | $4.1B | 0.16% | Put |
| 52 | DSUBlackrock Debt Strategies Fund, Inc. | 328,660 | $3.8B | 0.15% | |
| 53 | DXCDXC Technology Company | 34,700 | $3.5B | 0.14% | Put |
| 54 | —Regalwood Global Energy Ltd. | 337,755 | $3.4B | 0.13% | |
| 55 | —FinTech Acquisition Corp. II | 330,000 | $3.3B | 0.13% | |
| 56 | HIOWestern Asset High Income Opportunity Fun | 677,529 | $3.3B | 0.13% | |
| 57 | —Electrum Special Acquisition Corp. | 300,000 | $3.1B | 0.12% | |
| 58 | —Big Rock Partners Acquisition Corp. | 244,758 | $2.4B | 0.09% | |
| 59 | CZREURCaesars Entertainment Corporation | 212,943 | $2.4B | 0.09% | Put |
| 60 | —Archrock Partners, L.P. | 177,023 | $2.2B | 0.08% | |
| 61 | —Bison Capital Acquisition Corp. | 199,998 | $2.0B | 0.08% | |
| 62 | —Almost Family Inc. | 33,891 | $1.9B | 0.07% | |
| 63 | —Constellation Alpha Capital Corp. | 191,700 | $1.9B | 0.07% | |
| 64 | —Caesars Entertainment Corporation | 1,079,299 | $1.9B | 0.07% | |
| 65 | —Federal Street Acquisition Corp. | 184,998 | $1.8B | 0.07% | |
| 66 | —Draper Oakwood Technology | 150,000 | $1.5B | 0.06% | |
| 67 | MGIEURMoneyGram International, Inc. | 161,189 | $1.4B | 0.05% | |
| 68 | —Apollo Senior Floating Rate Fund Inc. | 77,852 | $1.3B | 0.05% | |
| 69 | —Voya (ING) Prime Rate Trust | 249,433 | $1.3B | 0.05% | |
| 70 | —Invesco Dynamic Credit Opportunities Fund | 109,967 | $1.3B | 0.05% | |
| 71 | VVRInvesco Senior Income Trust | 289,802 | $1.3B | 0.05% | |
| 72 | FCTFirst Trust Senior Fltg. Rate Income Fd.I | 77,069 | $1.0B | 0.04% | |
| 73 | —NXP Semiconductors NV convertible note | 809,000 | $1.0B | 0.04% | |
| 74 | —Matlin & Partners Acquisition | 100,000 | $980.0M | 0.04% | |
| 75 | XFRAXBlackrock Fltg Rate Inc. Strategies Fund | 66,381 | $965.0M | 0.04% | |
| 76 | —La Quinta Holdings Inc. | 43,884 | $829.0M | 0.03% | |
| 77 | SIRIEURSiriusXM Holdings Inc. | 90,948 | $568.0M | 0.02% | |
| 78 | —Rite Aid Corp. | 319,100 | $536.0M | 0.02% | |
| 79 | —Alta Mesa Resources, Inc. | 64,858 | $519.0M | 0.02% | |
| 80 | LM03Liberty Media Corp Delaware | 11,919 | $490.0M | 0.02% | |
| 81 | —ConvergeOne Holdings, Inc. | 378,094 | $452.0M | 0.02% | |
| 82 | QCOMQUALCOMM Incorporated | 5,000 | $277.0M | 0.01% | |
| 83 | —Pensare Acquisition Corp. | 514,999 | $274.0M | 0.01% | |
| 84 | —Modern Media Acquisition Corp. | 490,198 | $255.0M | 0.01% | |
| 85 | ARDCAres Dynamic Credit Allocation Fund | 15,388 | $250.0M | 0.01% | |
| 86 | —New York REIT, Inc. | 11,194 | $241.0M | 0.01% | |
| 87 | —GigCapital, Inc. | 489,687 | $230.0M | 0.01% | |
| 88 | —Legacy Acquisition Corp. | 580,000 | $197.0M | 0.01% | |
| 89 | —Black Ridge Acquisition Corp. | 460,000 | $179.0M | 0.01% | |
| 90 | —Federal Street Acquisition Corp. | 92,499 | $111.0M | 0.00% | |
| 91 | —CM Seven Star Acquisition Corp. | 237,499 | $83.0M | 0.00% | |
| 92 | —Draper Oakwood Technology | 75,000 | $63.0M | 0.00% | |
| 93 | —Big Rock Partners Acquisition Corp. | 122,379 | $46.0M | 0.00% | |
| 94 | XJQCXNuveen Credit Strategies Income Fund | 5,170 | $41.0M | 0.00% | |
| 95 | —Bison Capital Acquisition Corp. | 99,999 | $40.0M | 0.00% | |
| 96 | —MainSource Financial Group, Inc. | 850 | $35.0M | 0.00% | |
| 97 | —Apollo Tactical Income Fund Inc. | 2,019 | $32.0M | 0.00% | |
| 98 | —Borqs Technologies Inc. | 1,619 | $14.0M | 0.00% | |
| 99 | —Landcadia Holdings, Inc. | 990 | $10.0M | 0.00% |