Westchester Capital Management, LLC Q3 2019 Filing

Filed November 14, 2019

Portfolio Value

$2.6B

Holdings

120

Report Date

Q3 2019

Filing Type

13F-HR

All Holdings (120 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	—SunTrust Banks, Inc.	3,004,235	$206.7M	8.04%
2	CELGCelgene Corporation	1,682,439	$167.1M	6.50%
3	—Oaktree Capital Group LLC	2,966,681	$159.3M	6.20%
4	—Allergan PLC	910,507	$153.2M	5.96%
5	AABAUSDAltaba Inc.	7,320,432	$142.6M	5.55%
6	VSMEURVersum Materials, Inc.	2,580,394	$136.6M	5.31%
7	ZAYOEURZayo Group Holdings, Inc.	3,176,818	$107.7M	4.19%
8	—Cypress Semiconductor Corporation	4,133,331	$96.5M	3.75%
9	SPYSPDR S&P 500 ETF TR	325,000	$96.5M	3.75%	Put
10	UTXZUnited Technologies Corporation	706,100	$96.4M	3.75%	Put
11	CZREURCaesars Entertainment Corporation	6,914,955	$80.6M	3.14%
12	GWRUSDGenesee & Wyoming Inc.	628,728	$69.5M	2.70%
13	WBC1EURWABCO Holdings Inc.	491,571	$65.7M	2.56%
14	WCGEURWellCare Health Plans, Inc.	252,388	$65.4M	2.55%
15	—CBS Corporation NEW	1,209,067	$48.8M	1.90%	Put
16	VIABViacom Inc.	1,980,593	$47.6M	1.85%
17	—Milacron Holdings Corporation	2,840,537	$47.4M	1.84%
18	—Mellanox Technologies Ltd.	414,420	$45.4M	1.77%
19	—Buckeye Partners, L.P.	979,521	$40.2M	1.57%
20	DDDuPont de Nemours, Inc.	483,987	$34.5M	1.34%	Put
21	—Sprint Corporation	4,765,322	$29.4M	1.14%
22	—Alder Biopharmaceuticals, Inc.	1,467,200	$27.7M	1.08%	Put
23	MASMasco Corporation	618,400	$25.8M	1.00%	Put
24	DOWDow Inc.	486,961	$23.2M	0.90%	Put
25	SMHVanEck Vectors ETF TR	186,100	$22.2M	0.86%	Put
26	—Trinity Merger Corp.	1,924,233	$20.1M	0.78%
27	ADSWAdvanced Disposal Services, Inc.	608,693	$19.8M	0.77%
28	IACIEURIAC/InterActiveCorp	79,269	$17.3M	0.67%	Put
29	MSGSMadison Square Garden Co NEW	65,400	$17.2M	0.67%	Put
30	—Trident Acquisitions Corp.	1,586,267	$16.5M	0.64%
31	—Medidata Solutions, Inc.	175,000	$16.0M	0.62%
32	FOXAFox Corporation	504,577	$15.9M	0.62%
33	—Pure Acquisition Corp.	1,451,096	$14.9M	0.58%
34	AXTAAxalta Coating Systems Ltd.	492,991	$14.9M	0.58%	Put
35	—Twelve Seas Investment Company	1,375,000	$14.1M	0.55%
36	BPYPNBrookfield Property REIT Inc.	640,912	$13.1M	0.51%
37	—Mylan NV	642,900	$12.7M	0.49%	Put
38	—Spark Therapeutics, Inc.	127,876	$12.4M	0.48%
39	—Leo Holdings Corp.	1,206,905	$12.4M	0.48%
40	HGVHilton Grand Vacations Inc.	357,265	$11.4M	0.44%	Put
41	MGMMGM Resorts International	408,000	$11.3M	0.44%	Put
42	—Alberton Acquisition Corporation	1,070,006	$11.0M	0.43%
43	—Haymaker Acquisition Corp. II	1,000,000	$10.3M	0.40%
44	CTVACorteva, Inc.	355,884	$10.0M	0.39%	Put
45	—GigCapital, Inc.	952,916	$9.9M	0.39%
46	—Act II Global Acquisition Corp.	999,998	$9.8M	0.38%
47	—Tuscan Holdings Corp.	950,000	$9.5M	0.37%
48	—VectoIQ Acquisition Corp.	918,404	$9.4M	0.37%
49	—CF Finance Acquisition Corp.	900,692	$9.1M	0.35%
50	APOEURApollo Global Management Inc.	239,189	$9.0M	0.35%	Put
51	—Graf Industrial Corp.	894,467	$9.0M	0.35%
52	—Legacy Acquisition Corp.	836,352	$8.5M	0.33%
53	—Apex Technology Acquisition Corporation	800,000	$8.2M	0.32%
54	—Thunder Bridge Acquisition II, Ltd.	800,000	$8.1M	0.32%
55	—Sentinel Energy Services Inc.	771,101	$7.9M	0.31%
56	—Tuscan Holdings Corp.	799,100	$7.8M	0.30%
57	BXThe Blackstone Group Inc.	145,300	$7.1M	0.28%	Put
58	—New Frontier Corporation	655,000	$6.7M	0.26%
59	—Tallgrass Energy, LP	328,558	$6.6M	0.26%
60	—Pivotal Investment Corporation II	600,000	$6.1M	0.24%
61	—Pivotal Acquisition Corp	600,000	$6.1M	0.24%
62	—FinTech Acquisition Corp. III	583,620	$5.9M	0.23%
63	—TKK Symphony Acquisition Corporation	555,113	$5.6M	0.22%
64	—ChaSerg Technology Acquisition Corp.	530,160	$5.4M	0.21%
65	—Leisure Acquisition Corp.	506,900	$5.2M	0.20%
66	CNCCentene Corp. DEL	118,500	$5.1M	0.20%	Put
67	—Mudrick Capital Acquisition	500,000	$5.1M	0.20%
68	—New Providence Aquisition Corp.	500,000	$5.0M	0.20%
69	—Hennessy Capital Acquisition Corp.	499,996	$5.0M	0.20%
70	—Gordon Pointe Acquisition Corp.	458,496	$4.8M	0.19%
71	—Tiberius Acquisition Corporation	450,000	$4.6M	0.18%
72	DISCKUSDDiscovery Inc.	150,121	$3.7M	0.14%
73	—Churchill Capital Corp II	350,000	$3.7M	0.14%
74	—Megalith Financial Acquisition Corp.	359,749	$3.7M	0.14%
75	TAT&T Inc.	96,595	$3.7M	0.14%
76	HIOWestern Asset High Income Opportunity Fun	707,954	$3.6M	0.14%
77	—Regalwood Global Energy Ltd.	337,752	$3.5M	0.14%
78	—Forum Merger II Corporation	338,100	$3.4M	0.13%
79	—Collier Creek Holdings	329,997	$3.4M	0.13%
80	—Opes Acquisition Corp.	303,381	$3.1M	0.12%
81	DSUBlackrock Debt Strategies Fund, Inc.	257,397	$2.8M	0.11%
82	—Monocle Acquisition Corporation	273,608	$2.7M	0.11%
83	—Longevity Acquisition Corporation	262,500	$2.7M	0.11%
84	—Big Rock Partners Acquisition Corp.	244,658	$2.6M	0.10%
85	—Greenland Acquisition Corporation	235,118	$2.4M	0.09%
86	—Andina Acquisition Corp. III	226,100	$2.3M	0.09%
87	—Voya (ING) Prime Rate Trust	456,729	$2.2M	0.08%
88	VVRInvesco Senior Income Trust	477,119	$2.0M	0.08%
89	—Caesars Entertainment Corporation	1,150,299	$2.0M	0.08%
90	EFTEaton Vance Floating-Rate Income Trust	147,131	$1.9M	0.08%
91	—Invesco Dynamic Credit Opportunities Fund	164,848	$1.8M	0.07%
92	GNWGenworth Financial, Inc.	372,802	$1.6M	0.06%
93	—Gigcapital2, Inc.	135,000	$1.4M	0.05%
94	—Pivotal Acquisition Corp	975,847	$1.3M	0.05%
95	—Apollo Senior Floating Rate Fund Inc.	77,852	$1.2M	0.04%
96	FCTFirst Trust Senior Fltg. Rate Income Fd.I	77,069	$925K	0.04%
97	—Apollo Tactical Income Fund Inc.	56,628	$858K	0.03%
98	XFRAXBlackrock Fltg Rate Inc. Strategies Fund	66,381	$838K	0.03%
99	—Akazoo S.A.	98,040	$621K	0.02%
100	OXYOccidental Petroleum Corporation	13,873	$617K	0.02%

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