WHITEBOX ADVISORS LLC Q1 2021 Filing
Filed May 14, 2021
Portfolio Value
$3.1T
Holdings
380
Report Date
Q1 2021
Filing Type
13F-HR
All Holdings (380 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —SQUARE INC | 84,833,000 | $247.5B | 8.08% | |
| 2 | AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC | 90,775,000 | $155.9B | 5.09% | |
| 3 | —SEA LTD | 55,858,000 | $142.4B | 4.65% | |
| 4 | W 1 08/15/26WAYFAIR INC | 59,493,000 | $131.9B | 4.31% | |
| 5 | Z 0.75 09/01/24ZILLOW GROUP INC | 42,500,000 | $126.5B | 4.13% | |
| 6 | —SEA LTD | 28,000,000 | $124.5B | 4.06% | |
| 7 | SPYSPDR S&P 500 ETF TR | 300,000 | $118.9B | 3.88% | Put |
| 8 | —WIX COM LTD | 57,984,000 | $116.9B | 3.82% | |
| 9 | —RH | 41,275,000 | $116.5B | 3.80% | |
| 10 | —SPIRIT AIRLS INC | 35,716,000 | $109.4B | 3.57% | |
| 11 | Z 1.375 09/01/26ZILLOW GROUP INC | 30,750,000 | $92.1B | 3.01% | |
| 12 | IWMISHARES TR | 390,000 | $86.2B | 2.81% | Put |
| 13 | AALAMERICAN AIRLS GROUP INC | 2,675,000 | $63.9B | 2.09% | Put |
| 14 | CHGG 0.125 03/15/25CHEGG INC | 36,433,000 | $63.3B | 2.07% | |
| 15 | NVAX 3.75 02/01/23NOVAVAX INC | 36,714,000 | $60.8B | 1.98% | |
| 16 | GRFSGRIFOLS S A | 3,004,771 | $52.0B | 1.70% | |
| 17 | MPCMARATHON PETE CORP | 968,910 | $51.8B | 1.69% | |
| 18 | MDB 0.25 01/15/26MONGODB INC | 32,000,000 | $46.1B | 1.50% | |
| 19 | —BHP GROUP PLC | 767,683 | $44.4B | 1.45% | |
| 20 | HYMCUSDHYCROFT MINING HOLDING CORP | 11,943,317 | $41.8B | 1.37% | |
| 21 | X 5 11/01/26UNITED STATES STL CORP NEW | 18,975,000 | $41.1B | 1.34% | |
| 22 | —BILIBILI INC | 14,545,000 | $39.2B | 1.28% | |
| 23 | BANDBANDWIDTH INC | 22,000,000 | $33.6B | 1.10% | |
| 24 | —ENCORE CAP EUROPE FIN LTD | 28,850,000 | $32.8B | 1.07% | |
| 25 | CHRDOASIS PETROLEUM INC | 541,228 | $32.1B | 1.05% | |
| 26 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 18,500,000 | $31.5B | 1.03% | |
| 27 | —GOGO INC | 17,725,000 | $30.7B | 1.00% | |
| 28 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 23,550,000 | $28.3B | 0.92% | |
| 29 | HTHT 0.375 11/01/22HUAZHU GROUP LTD | 18,900,000 | $24.7B | 0.81% | |
| 30 | USX1UNITED STATES STL CORP NEW | 926,700 | $24.3B | 0.79% | Put |
| 31 | —WORKDAY INC | 14,000,000 | $24.1B | 0.79% | |
| 32 | —EXTRACTION OIL & GAS INC | 613,279 | $22.0B | 0.72% | |
| 33 | W 1.125 11/01/24WAYFAIR INC | 8,000,000 | $21.9B | 0.72% | |
| 34 | —SAILPOINT TECHNOLOGIES HLDGS | 11,015,000 | $20.5B | 0.67% | |
| 35 | —GRANITE CONSTR INC | 13,000,000 | $18.1B | 0.59% | |
| 36 | BLBLFBILIBILI INC | 4,000,000 | $17.3B | 0.57% | |
| 37 | RIG 4 12/15/25 *TRANSOCEAN INC | 17,750,000 | $16.4B | 0.54% | |
| 38 | OMER 5.25 02/15/26OMEROS CORP | 13,100,000 | $16.2B | 0.53% | |
| 39 | CCLCARNIVAL CORP | 600,000 | $15.9B | 0.52% | Put |
| 40 | AMCAMC ENTMT HLDGS INC | 1,359,600 | $13.9B | 0.45% | Put |
| 41 | —VEONEER INC | 10,550,000 | $13.8B | 0.45% | |
| 42 | SPLK 1.125 09/15/25SPLUNK INC | 11,500,000 | $13.5B | 0.44% | |
| 43 | RIGTRANSOCEAN LTD | 3,700,000 | $13.1B | 0.43% | Call |
| 44 | —INFINERA CORP | 11,000,000 | $13.1B | 0.43% | |
| 45 | SRPT 1.5 11/15/24SAREPTA THERAPEUTICS INC | 10,000,000 | $13.1B | 0.43% | |
| 46 | —INTREXON CORP | 15,100,000 | $12.9B | 0.42% | |
| 47 | —NABORS INDS INC NEW | 17,206,000 | $12.7B | 0.42% | |
| 48 | IQ 4 12/15/26IQIYI INC | 12,000,000 | $12.4B | 0.40% | |
| 49 | PBFPBF ENERGY INC | 800,000 | $11.3B | 0.37% | Put |
| 50 | WLLWHITING PETE CORP NEW | 312,738 | $11.1B | 0.36% | |
| 51 | —CLOVIS ONCOLOGY INC | 9,300,000 | $10.5B | 0.34% | |
| 52 | Z 2.75 05/15/25ZILLOW GROUP INC | 4,983,000 | $10.3B | 0.34% | |
| 53 | VATE 7.5 08/01/26 *HC2 HLDGS INC | 8,865,000 | $10.2B | 0.33% | |
| 54 | —INTERCEPT PHARMACEUTICALS IN | 9,480,000 | $7.7B | 0.25% | |
| 55 | PR 3.25 04/01/28CENTENNIAL RESOURCE DEV INC | 8,000,000 | $7.7B | 0.25% | |
| 56 | —ZENDESK INC | 3,304,000 | $7.0B | 0.23% | |
| 57 | RRDEURDONNELLEY R R & SONS CO | 1,675,466 | $6.8B | 0.22% | |
| 58 | TWO 6.25 01/15/26TWO HBRS INVT CORP | 6,000,000 | $6.5B | 0.21% | |
| 59 | IQ 2 04/01/25IQIYI INC | 6,571,000 | $6.1B | 0.20% | |
| 60 | CSIQCANADIAN SOLAR INC | 4,000,000 | $6.0B | 0.20% | |
| 61 | 9EOAANZU SPECIAL ACQUISITIN CORP | 600,000 | $6.0B | 0.20% | |
| 62 | —VEDANTA LIMITED | 471,000 | $5.9B | 0.19% | |
| 63 | —OYSTER ENTERPRISES ACQ CORP | 608,700 | $5.9B | 0.19% | |
| 64 | —ENCORE CAP GROUP INC | 5,250,000 | $5.7B | 0.19% | |
| 65 | PRO 1 05/15/24PROS HOLDINGS INC | 5,375,000 | $5.4B | 0.18% | |
| 66 | APH1EURAPHRIA INC | 289,000 | $5.3B | 0.17% | |
| 67 | LGND 0.75 05/15/23LIGAND PHARMACEUTICALS INC | 5,000,000 | $5.2B | 0.17% | |
| 68 | —HCI GROUP INC | 4,000,000 | $5.1B | 0.17% | |
| 69 | —NIO INC | 6,000,000 | $5.1B | 0.17% | |
| 70 | SJI 8.75 04/01/24SOUTH JERSEY INDS INC | 100,000 | $5.0B | 0.16% | |
| 71 | —PROTALIX BIOTHERAPEUTICS INC | 5,000,000 | $4.9B | 0.16% | |
| 72 | CYHCOMMUNITY HEALTH SYS INC NEW | 341,015 | $4.6B | 0.15% | |
| 73 | DCHAMERICAN AXLE & MFG HLDGS IN | 473,704 | $4.6B | 0.15% | |
| 74 | IPODDUNE ACQUISITION CORP | 438,100 | $4.3B | 0.14% | |
| 75 | TEN1TENNECO INC | 350,212 | $3.8B | 0.12% | |
| 76 | —AMRYT PHARMA PLC | 265,346 | $3.7B | 0.12% | |
| 77 | CCOCLEAR CHANNEL OUTDOOR HLDGS | 2,006,971 | $3.6B | 0.12% | |
| 78 | —VIRGIN GROUP ACQUISIT CORP I | 350,000 | $3.5B | 0.11% | |
| 79 | —GORES GUGGENHEIM INC | 350,000 | $3.5B | 0.11% | |
| 80 | —RMG ACQUISITION CORP III | 347,193 | $3.5B | 0.11% | |
| 81 | —SEVEN OAKS ACQUISITION CORP | 350,000 | $3.4B | 0.11% | |
| 82 | —DHB CAPITAL CORP | 325,485 | $3.2B | 0.11% | |
| 83 | —FORTRESS VALUE ACQUISI CORP | 325,000 | $3.2B | 0.11% | |
| 84 | —AMERICAN ACQUISITION OPPT IN | 302,800 | $3.0B | 0.10% | |
| 85 | —TISHMAN SPEYER INNOVATION CO | 300,000 | $3.0B | 0.10% | |
| 86 | OVVOVINTIV INC | 125,764 | $3.0B | 0.10% | |
| 87 | —PRIVETERRA ACQUISITION CORP | 300,000 | $3.0B | 0.10% | |
| 88 | —NORTH ATLANTIC ACQUISITN COR | 300,000 | $2.9B | 0.10% | |
| 89 | —ISLEWORTH HEALTHCARE ACQU CO | 300,000 | $2.9B | 0.09% | |
| 90 | —EMPOWERMENT & INCLUSION CAPI | 300,000 | $2.9B | 0.09% | |
| 91 | —PINE TECHNOLOGY ACQUISITN CO | 280,000 | $2.8B | 0.09% | |
| 92 | —GIGCAPITAL4 INC | 275,000 | $2.7B | 0.09% | |
| 93 | LINTA 4 11/15/29LIBERTY MEDIA CORP DEL | 3,466,000 | $2.7B | 0.09% | |
| 94 | THCTENET HEALTHCARE CORP | 50,872 | $2.6B | 0.09% | |
| 95 | —CLEVELAND-CLIFFS INC NEW | 1,000,000 | $2.6B | 0.09% | |
| 96 | CSTMCONSTELLIUM SE | 173,019 | $2.5B | 0.08% | |
| 97 | —INVESTINDUSTRIAL ACQUISITION | 257,500 | $2.5B | 0.08% | |
| 98 | —STRATIM CLOUD ACQUISITION CO | 250,000 | $2.5B | 0.08% | |
| 99 | —REDBALL ACQUISITION CORP | 250,000 | $2.5B | 0.08% | |
| 100 | —ESM ACQUISITION CORPORATION | 250,000 | $2.5B | 0.08% |
Page 1 of 4Next