WHITEBOX ADVISORS LLC Q2 2023 Filing

Filed August 14, 2023

Portfolio Value

$3.7B

Holdings

437

Report Date

Q2 2023

Filing Type

13F-HR

All Holdings (437 positions)

#	Stock	Shares	Value	% Portfolio	Type
1	SPYSPDR S&P 500 ETF TR	1,671,000	$740.7M	20.10%	Put
2	AALAMERICAN AIRLS GROUP INC	10,400,000	$186.6M	5.06%	Put
3	RCLROYAL CARIBBEAN GROUP	1,600,000	$166.0M	4.50%	Put
4	AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC	106,230,000	$136.1M	3.69%
5	LBRDKLIBERTY BROADBAND CORP	1,470,397	$117.8M	3.20%
6	Z 1.375 09/01/26ZILLOW GROUP INC	82,387,000	$103.6M	2.81%
7	CCLCARNIVAL CORP	5,100,000	$96.0M	2.61%	Put
8	ON 0 05/01/27ON SEMICONDUCTOR CORP	50,500,000	$92.7M	2.52%
9	—COPA HOLDINGS SA	41,995,000	$92.7M	2.52%
10	NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC.	106,400,000	$83.4M	2.26%
11	MSTR 0.75 12/15/25MICROSTRATEGY INC	67,900,000	$73.4M	1.99%
12	—WIX COM LTD	66,117,000	$66.1M	1.79%
13	GPORGULFPORT ENERGY CORP	562,811	$59.1M	1.60%
14	AAPLAPPLE INC	300,000	$58.2M	1.58%	Put
15	MSTR 0 02/15/27MICROSTRATEGY INC	80,800,000	$53.4M	1.45%
16	CATCATERPILLAR INC	200,000	$49.2M	1.34%	Put
17	TFPMTRIPLE FLAG PRECIOUS METAL	3,567,446	$49.2M	1.33%
18	0J7QIAC INC	717,779	$45.1M	1.22%
19	MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN	81,478,000	$44.2M	1.20%
20	WOLF 1.75 05/01/26WOLFSPEED INC	32,709,000	$44.1M	1.20%
21	UALUNITED AIRLS HLDGS INC	770,000	$42.2M	1.15%	Put
22	HONHONEYWELL INTL INC	200,000	$41.5M	1.13%	Put
23	DEDEERE & CO	100,000	$40.5M	1.10%	Put
24	NVMI 0 10/15/25NOVA LTD	24,500,000	$39.2M	1.06%
25	WTWWILLIS TOWERS WATSON PLC LTD	150,465	$35.4M	0.96%
26	VALVALARIS LIMITED	556,005	$35.0M	0.95%
27	ARRY 1 12/01/28ARRAY TECHNOLOGIES INC	30,450,000	$34.8M	0.95%
28	BYNDBEYOND MEAT INC	2,595,000	$33.7M	0.91%	Put
29	WWAYFAIR INC	500,000	$32.5M	0.88%	Put
30	DISH 0 12/15/25DISH NETWORK CORPORATION	59,416,000	$31.4M	0.85%
31	XMTR 1 02/01/27XOMETRY INC	37,235,000	$28.7M	0.78%
32	MAXN 6.5 07/15/25MAXEON SOLAR TECHNOLOGIES LT	16,775,000	$27.7M	0.75%
33	TDWTIDEWATER INC NEW	500,000	$27.7M	0.75%	Call
34	CHRDCHORD ENERGY CORPORATION	177,550	$27.3M	0.74%
35	BAXBAXTER INTL INC	592,000	$27.0M	0.73%
36	SPLK 0.5 09/15/23SPLUNK INC	27,220,000	$26.9M	0.73%
37	HEIHEICO CORP NEW	183,581	$25.8M	0.70%
38	BILL 0 12/01/25BILL HOLDINGS INC	23,874,000	$25.0M	0.68%
39	RIG 4.625 09/30/29 *TRANSOCEAN INC	10,342,000	$23.1M	0.63%
40	NENOBLE CORP PLC	534,594	$22.1M	0.60%
41	HCI 4.75 06/01/42HCI GROUP INC	22,250,000	$21.9M	0.59%
42	W 1 08/15/26WAYFAIR INC	26,275,000	$21.6M	0.59%
43	EXECHESAPEAKE ENERGY CORP	255,250	$21.4M	0.58%
44	BNBROOKFIELD CORP	631,895	$21.3M	0.58%
45	ZS 0.125 07/01/25ZSCALER INC	18,168,000	$21.2M	0.57%
46	ECPG 3.25 10/01/25ENCORE CAP GROUP INC	15,550,000	$20.4M	0.55%
47	AORT 4.25 07/01/25ARTIVION INC	19,250,000	$20.1M	0.55%
48	BYND 0 03/15/27BEYOND MEAT INC	71,691,000	$18.6M	0.51%
49	NCLHNORWEGIAN CRUISE LINE HLDG L	770,080	$16.8M	0.45%	Put
50	NCLH 1.125 02/15/27NCL CORP LTD	17,975,000	$16.6M	0.45%
51	COIN 0.5 06/01/26COINBASE GLOBAL INC	21,000,000	$15.8M	0.43%
52	—INFINERA CORP	15,000,000	$14.9M	0.41%
53	BANDBANDWIDTH INC	18,885,000	$14.8M	0.40%
54	CUKCARNIVAL PLC	819,484	$13.9M	0.38%
55	ACIALBERTSONS COS INC	636,086	$13.9M	0.38%
56	RDFN 0.5 04/01/27REDFIN CORP	18,977,000	$13.0M	0.35%
57	CIVICIVITAS RESOURCES INC	183,236	$12.7M	0.34%
58	UPST 0.25 08/15/26UPSTART HLDGS INC	18,361,000	$12.5M	0.34%
59	HOUS 0.25 06/15/26REALOGY GRP LLC/REALOGY CO	15,466,000	$11.5M	0.31%
60	THCTENET HEALTHCARE CORP	141,546	$11.5M	0.31%
61	NCLH 2.5 02/15/27NCL CORP LTD	12,000,000	$11.3M	0.31%
62	BLCOBAUSCH PLUS LOMB CORP	547,980	$11.0M	0.30%
63	—OMEROS CORP	10,800,000	$10.7M	0.29%
64	SPAQUSDFISKER INC	1,867,300	$10.5M	0.29%	Put
65	XLFSELECT SECTOR SPDR TR	300,000	$10.1M	0.27%	Call
66	RDFN 0 10/15/25REDFIN CORP	12,115,000	$9.9M	0.27%
67	LBRDALIBERTY BROADBAND CORP	118,151	$9.4M	0.26%
68	BHCBAUSCH HEALTH COS INC	1,090,000	$8.7M	0.24%
69	VERI 1.75 11/15/26VERITONE INC	13,950,000	$8.7M	0.24%
70	ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE	17,600,000	$8.6M	0.23%
71	DISHDISH NETWORK CORPORATION	1,300,000	$8.6M	0.23%	Put
72	UPSTUPSTART HLDGS INC	220,000	$7.9M	0.21%	Put
73	OMER 5.25 02/15/26OMEROS CORP	11,149,000	$7.8M	0.21%
74	AQN.TOALGONQUIN PWR UTILS CORP	945,000	$7.8M	0.21%
75	MIGAMICROSTRATEGY INC	21,000	$7.2M	0.20%	Put
76	TWO 6.25 01/15/26TWO HARBORS INVENTMENT CORPO	8,100,000	$7.1M	0.19%
77	RIGTRANSOCEAN LTD	1,000,000	$7.0M	0.19%	Put
78	AZULQAZUL S A	500,000	$6.8M	0.19%	Put
79	LUMNLUMEN TECHNOLOGIES INC	3,000,000	$6.8M	0.18%	Put
80	CCIVGBPLUCID GROUP INC	950,000	$6.5M	0.18%	Put
81	—DOCUSIGN INC	6,221,000	$6.2M	0.17%
82	GTGOODYEAR TIRE & RUBR CO	420,411	$5.8M	0.16%
83	LINTA 3.75 02/15/30LIBERTY MEDIA CORP DEL	22,128,000	$5.3M	0.14%
84	CUTR 2.25 06/01/28CUTERA INC	8,300,000	$5.2M	0.14%
85	INSM 0.75 06/01/28INSMED INC	6,000,000	$5.0M	0.14%
86	CNKCINEMARK HLDGS INC	300,000	$5.0M	0.13%	Call
87	SABRSABRE CORP	1,500,000	$4.8M	0.13%	Put
88	GMGENERAL MTRS CO	119,669	$4.6M	0.13%
89	ATVIEURACTIVISION BLIZZARD INC	54,685	$4.6M	0.13%
90	SDRLSEADRILL 2021 LTD	111,637	$4.6M	0.13%
91	LUVSOUTHWEST AIRLS CO	122,500	$4.4M	0.12%
92	DCHAMERICAN AXLE & MFG HLDGS IN	505,012	$4.2M	0.11%
93	CYHCOMMUNITY HEALTH SYS INC NEW	910,294	$4.0M	0.11%
94	HTZWWHERTZ GLOBAL HLDGS INC	391,789	$4.0M	0.11%
95	VATE 7.5 08/01/26 *INNOVATE CORP	7,690,000	$3.9M	0.11%
96	—EVERGREEN CORPORATION	350,000	$3.8M	0.10%
97	—AIMFINITY INVESTMENT CORP I	350,000	$3.7M	0.10%
98	UBER 0 12/15/25UBER TECHNOLOGIES INC	4,000,000	$3.6M	0.10%
99	RWT 7.75 06/15/27REDWOOD TRUST INC	4,100,000	$3.4M	0.09%
100	GTXGARRETT MOTION INC	444,478	$3.4M	0.09%

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