WHITEBOX ADVISORS LLC Q3 2020 Filing
Filed November 13, 2020
Portfolio Value
$2.4T
Holdings
95
Report Date
Q3 2020
Filing Type
13F-HR
All Holdings (95 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | —TESLA INC | 86,455,000 | $597.6B | 24.77% | |
| 2 | SPYSPDR S&P 500 ETF TR | 400,000 | $134.0B | 5.55% | Put |
| 3 | TSLATESLA INC | 250,000 | $107.3B | 4.45% | Put |
| 4 | HYMCUSDHYCROFT MINING HOLDING CORP | 12,099,499 | $101.6B | 4.21% | |
| 5 | W 1 08/15/26WAYFAIR INC | 47,549,000 | $98.5B | 4.08% | |
| 6 | —SQUARE INC | 45,684,000 | $98.5B | 4.08% | |
| 7 | —SEA LTD | 41,600,000 | $77.8B | 3.22% | |
| 8 | NVAX 3.75 02/01/23NOVAVAX INC | 64,034,000 | $76.6B | 3.18% | |
| 9 | —NIO INC | 31,000,000 | $73.8B | 3.06% | |
| 10 | MPCMARATHON PETE CORP | 2,391,876 | $70.2B | 2.91% | |
| 11 | DXCM 0.75 12/01/23DEXCOM INC | 27,297,000 | $69.0B | 2.86% | |
| 12 | Z 1.375 09/01/26ZILLOW GROUP INC | 24,250,000 | $57.9B | 2.40% | |
| 13 | GRFSGRIFOLS S A | 3,126,410 | $54.2B | 2.25% | |
| 14 | —SEA LTD | 17,000,000 | $52.4B | 2.17% | |
| 15 | AAL 6.5 07/01/25AMERICAN AIRLS GROUP INC | 44,000,000 | $40.6B | 1.68% | |
| 16 | NEE 6.219 09/01/23NEXTERA ENERGY INC | 800,000 | $38.2B | 1.58% | |
| 17 | —SPIRIT AIRLS INC | 25,746,000 | $37.4B | 1.55% | |
| 18 | DISH 3.375 08/15/26DISH NETWORK CORPORATION | 37,300,000 | $34.2B | 1.42% | |
| 19 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 18,500,000 | $33.7B | 1.40% | |
| 20 | —GOGO INC | 17,725,000 | $28.7B | 1.19% | |
| 21 | —ENCORE CAP EUROPE FIN LTD | 25,850,000 | $28.2B | 1.17% | |
| 22 | IQ 2 04/01/25IQIYI INC | 27,500,000 | $26.1B | 1.08% | |
| 23 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 21,550,000 | $24.5B | 1.02% | |
| 24 | —BHP GROUP PLC | 548,592 | $23.4B | 0.97% | |
| 25 | —TESLA INC | 3,490,000 | $20.8B | 0.86% | |
| 26 | W 1.125 11/01/24WAYFAIR INC | 8,000,000 | $20.6B | 0.85% | |
| 27 | SPLK 0.5 09/15/23SPLUNK INC | 13,903,000 | $19.3B | 0.80% | |
| 28 | —BILIBILI INC | 16,000,000 | $19.2B | 0.80% | |
| 29 | —ENCORE CAP GROUP INC | 16,250,000 | $17.5B | 0.73% | |
| 30 | —WIX COM LTD | 8,978,000 | $16.8B | 0.70% | |
| 31 | —INPHI CORP | 8,250,000 | $16.6B | 0.69% | |
| 32 | USLMUNITED STATES STL CORP NEW | 2,000,000 | $14.7B | 0.61% | Put |
| 33 | —MARATHON PETE CORP | 500,000 | $14.7B | 0.61% | Call |
| 34 | —IAC INTERACTIVECORP NEW | 118,215 | $14.2B | 0.59% | |
| 35 | SPLK 1.125 09/15/25SPLUNK INC | 9,500,000 | $13.7B | 0.57% | |
| 36 | —TESLA INC | 2,000,000 | $13.1B | 0.54% | |
| 37 | —VEONEER INC | 13,350,000 | $13.1B | 0.54% | |
| 38 | —AMERICAN AIRLS GROUP INC | 1,000,000 | $12.3B | 0.51% | Put |
| 39 | —AMAG PHARMACEUTICALS INC | 12,518,000 | $11.2B | 0.47% | |
| 40 | —INTERCEPT PHARMACEUTICALS IN | 13,900,000 | $11.2B | 0.46% | |
| 41 | —INFINERA CORP | 10,000,000 | $9.2B | 0.38% | |
| 42 | —NABORS INDS INC NEW | 33,849,000 | $9.1B | 0.38% | |
| 43 | OMER 5.25 02/15/26OMEROS CORP | 10,500,000 | $8.9B | 0.37% | |
| 44 | —CLOVIS ONCOLOGY INC | 9,300,000 | $8.9B | 0.37% | |
| 45 | PCG 5.5 08/16/23PG&E CORP | 90,000 | $8.8B | 0.37% | |
| 46 | CHGG 0.125 03/15/25CHEGG INC | 5,200,000 | $7.9B | 0.33% | |
| 47 | DCHAMERICAN AXLE & MFG HLDGS IN | 1,340,528 | $7.7B | 0.32% | |
| 48 | —APOLLO COML REAL EST FIN INC | 7,756,000 | $7.2B | 0.30% | |
| 49 | BLBLFBILIBILI INC | 4,000,000 | $7.1B | 0.29% | |
| 50 | —INTREXON CORP | 13,600,000 | $6.5B | 0.27% | |
| 51 | —CONTURA ENERGY INC | 832,650 | $6.1B | 0.25% | |
| 52 | —AEGERION PHARMACEUTICALS INC | 4,898,060 | $5.9B | 0.24% | |
| 53 | —ZENDESK INC | 3,304,000 | $5.7B | 0.23% | |
| 54 | THCTENET HEALTHCARE CORP | 229,463 | $5.6B | 0.23% | |
| 55 | WLLWHITING PETE CORP NEW | 312,738 | $5.4B | 0.22% | |
| 56 | —PROTALIX BIOTHERAPEUTICS INC | 5,000,000 | $4.6B | 0.19% | |
| 57 | CCOCLEAR CHANNEL OUTDOOR HLDGS | 4,312,514 | $4.3B | 0.18% | |
| 58 | —HOPE BANCORP INC | 5,000,000 | $4.1B | 0.17% | |
| 59 | —TILRAY INC | 9,400,000 | $3.8B | 0.16% | |
| 60 | RRDEURDONNELLEY R R & SONS CO | 2,428,035 | $3.5B | 0.15% | |
| 61 | —AMRYT PHARMA PLC | 271,624 | $3.3B | 0.14% | |
| 62 | OVVOVINTIV INC | 383,255 | $3.1B | 0.13% | |
| 63 | OI*O-I GLASS INC | 287,018 | $3.0B | 0.13% | |
| 64 | —REALPAGE INC | 2,000,000 | $2.9B | 0.12% | |
| 65 | BZHBEAZER HOMES USA INC | 216,356 | $2.9B | 0.12% | |
| 66 | IVC 5 11/15/24 *INVACARE CORP | 3,325,000 | $2.8B | 0.12% | |
| 67 | —GOL EQUITY FIN | 4,000,000 | $2.5B | 0.10% | |
| 68 | 9990302DAPACHE CORP | 262,773 | $2.5B | 0.10% | |
| 69 | CSTMCONSTELLIUM SE | 303,019 | $2.4B | 0.10% | |
| 70 | —FORUM MERGER II CORP | 254,000 | $2.3B | 0.09% | Call |
| 71 | VISNCOMMSCOPE HLDG CO INC | 245,021 | $2.2B | 0.09% | |
| 72 | —CORNERSTONE BLDG BRANDS INC | 244,481 | $2.0B | 0.08% | |
| 73 | —NIELSEN HLDGS PLC | 108,700 | $1.5B | 0.06% | |
| 74 | CIMCHIMERA INVT CORP | 180,000 | $1.5B | 0.06% | |
| 75 | HYMCHYCROFT MINING HOLDING CORP | 913,017 | $1.4B | 0.06% | Call |
| 76 | —MACYS INC | 250,000 | $1.4B | 0.06% | Put |
| 77 | DXCDXC TECHNOLOGY CO | 65,861 | $1.2B | 0.05% | |
| 78 | GTGOODYEAR TIRE & RUBR CO | 137,356 | $1.1B | 0.04% | |
| 79 | DVNDEVON ENERGY CORP NEW | 110,500 | $1.0B | 0.04% | |
| 80 | —CLEVELAND-CLIFFS INC NEW | 1,000,000 | $1.0B | 0.04% | |
| 81 | HALHALLIBURTON CO | 74,182 | $894.0M | 0.04% | |
| 82 | RRYDER SYS INC | 19,258 | $813.0M | 0.03% | |
| 83 | MGMMGM RESORTS INTERNATIONAL | 32,514 | $707.0M | 0.03% | |
| 84 | —COLONNADE ACQUISITION CORP | 68,200 | $679.0M | 0.03% | |
| 85 | TECK/BTECK RESOURCES LTD | 38,267 | $533.0M | 0.02% | |
| 86 | TEN1TENNECO INC | 70,000 | $486.0M | 0.02% | |
| 87 | 0VVBVIACOMCBS INC | 17,070 | $478.0M | 0.02% | |
| 88 | BHCBAUSCH HEALTH COS INC | 30,315 | $471.0M | 0.02% | |
| 89 | —ENTERCOM COMMUNICATIONS CORP | 290,474 | $468.0M | 0.02% | |
| 90 | CUCAAVIS BUDGET GROUP | 16,207 | $427.0M | 0.02% | |
| 91 | —LANDCADIA HLDGS II INC | 80,000 | $351.0M | 0.01% | Call |
| 92 | —SPARTAN ENERGY ACQUISITION C | 55,000 | $241.0M | 0.01% | Call |
| 93 | —UTZ BRANDS INC | 30,000 | $196.0M | 0.01% | Call |
| 94 | IHRTIHEARTMEDIA INC | 17,458 | $142.0M | 0.01% | |
| 95 | —TENZING ACQUISITION CORP | 60,000 | $31.0M | 0.00% | Call |