WHITEBOX ADVISORS LLC Q3 2021 Filing
Filed November 15, 2021
Portfolio Value
$4.8T
Holdings
645
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (645 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 800,000 | $343.3B | 7.11% | Put |
| 2 | —SQUARE INC | 84,833,000 | $260.9B | 5.40% | |
| 3 | —RH | 56,275,000 | $177.0B | 3.67% | |
| 4 | AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC | 100,775,000 | $154.0B | 3.19% | |
| 5 | SEALTD 2.375 12/01/25SEA LTD | 40,000,000 | $142.0B | 2.94% | |
| 6 | XYZ 0.125 03/01/25SQUARE INC | 66,500,000 | $134.8B | 2.79% | |
| 7 | —NCL CORP LTD | 61,327,000 | $131.3B | 2.72% | |
| 8 | —COPA HOLDINGS SA | 69,495,000 | $120.6B | 2.50% | |
| 9 | AALAMERICAN AIRLS GROUP INC | 5,825,000 | $119.5B | 2.48% | Put |
| 10 | W 1 08/15/26WAYFAIR INC | 63,493,000 | $117.7B | 2.44% | |
| 11 | AEO 3.75 04/15/25AMERICAN EAGLE OUTFITTERS IN | 37,634,000 | $115.2B | 2.39% | |
| 12 | MDB 0.25 01/15/26MONGODB INC | 48,459,000 | $110.8B | 2.30% | |
| 13 | WOLF 1.75 05/01/26CREE INC | 59,369,000 | $109.6B | 2.27% | |
| 14 | ZS 0.125 07/01/25ZSCALER INC | 59,743,000 | $109.0B | 2.26% | |
| 15 | —WIX COM LTD | 65,959,000 | $97.8B | 2.03% | |
| 16 | IWMISHARES TR | 425,000 | $93.0B | 1.93% | Put |
| 17 | —CLOUDFLARE INC | 30,352,000 | $91.7B | 1.90% | |
| 18 | Z 0.75 09/01/24ZILLOW GROUP INC | 42,500,000 | $87.5B | 1.81% | |
| 19 | PANW 0.375 06/01/25PALO ALTO NETWORKS INC | 49,607,000 | $81.9B | 1.70% | |
| 20 | VALVALARIS LIMITED | 2,278,958 | $79.5B | 1.65% | |
| 21 | CHGG 0.125 03/15/25CHEGG INC | 50,533,000 | $72.6B | 1.50% | |
| 22 | PANW 0.75 07/01/23PALO ALTO NETWORKS INC | 38,500,000 | $70.0B | 1.45% | |
| 23 | —GOGO INC | 22,945,000 | $66.8B | 1.38% | |
| 24 | —SAILPOINT TECHNOLOGIES HLDGS | 41,015,000 | $65.9B | 1.37% | |
| 25 | Z 1.375 09/01/26ZILLOW GROUP INC | 30,750,000 | $64.7B | 1.34% | |
| 26 | BLMN 5 05/01/25BLOOMIN BRANDS INC | 25,400,000 | $57.4B | 1.19% | |
| 27 | NCLH 5.375 08/01/25NCL CORP LTD | 30,385,000 | $51.9B | 1.07% | |
| 28 | BE 2.5 08/15/25BLOOM ENERGY CORP | 37,479,000 | $51.6B | 1.07% | |
| 29 | TDOC 0.875 06/01/25LIVONGO HEALTH INC | 38,700,000 | $50.9B | 1.05% | |
| 30 | NVAX 3.75 02/01/23NOVAVAX INC | 28,514,000 | $49.2B | 1.02% | |
| 31 | GPORGULFPORT ENERGY CORP | 569,284 | $46.8B | 0.97% | |
| 32 | COUP 0.125 06/15/25COUPA SOFTWARE INC | 30,836,000 | $46.6B | 0.96% | |
| 33 | GRFSGRIFOLS S A | 3,148,030 | $46.0B | 0.95% | |
| 34 | HTHT 0.375 11/01/22HUAZHU GROUP LTD | 35,650,000 | $40.2B | 0.83% | |
| 35 | LBRDKLIBERTY BROADBAND CORP | 232,184 | $40.1B | 0.83% | |
| 36 | CNK 4.5 08/15/25CINEMARK HLDGS INC | 24,900,000 | $39.7B | 0.82% | |
| 37 | LRN 1.125 09/01/27STRIDE INC | 38,500,000 | $38.3B | 0.79% | |
| 38 | WTWWILLIS TOWERS WATSON PLC LTD | 158,625 | $36.9B | 0.76% | |
| 39 | —ENCORE CAP EUROPE FIN LTD | 28,850,000 | $36.7B | 0.76% | |
| 40 | —BHP GROUP PLC | 709,883 | $36.0B | 0.75% | |
| 41 | VREX 4 06/01/25VAREX IMAGING CORP | 22,550,000 | $34.6B | 0.72% | |
| 42 | —EXTRACTION OIL & GAS INC | 548,279 | $30.9B | 0.64% | |
| 43 | —WORKDAY INC | 18,000,000 | $30.8B | 0.64% | |
| 44 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 21,550,000 | $29.9B | 0.62% | |
| 45 | CHRDOASIS PETROLEUM INC | 300,228 | $29.8B | 0.62% | |
| 46 | SEALTD 0.25 09/15/26SEA LTD | 27,500,000 | $27.8B | 0.58% | |
| 47 | X 5 11/01/26UNITED STATES STL CORP | 14,475,000 | $27.4B | 0.57% | |
| 48 | BANDBANDWIDTH INC | 22,000,000 | $26.3B | 0.55% | |
| 49 | RIG 4 12/15/25 *TRANSOCEAN INC | 24,250,000 | $26.2B | 0.54% | |
| 50 | LTHM 4.125 07/15/25LIVENT CORP | 9,181,000 | $25.6B | 0.53% | |
| 51 | AMCAMC ENTMT HLDGS INC | 559,600 | $21.3B | 0.44% | Put |
| 52 | GOSS 5 06/01/27GOSSAMER BIO INC | 20,464,000 | $21.3B | 0.44% | |
| 53 | MAXN 6.5 07/15/25MAXEON SOLAR TECHNOLOGIES LT | 16,700,000 | $20.6B | 0.43% | |
| 54 | PETQ 4 06/01/26PETIQ INC | 15,100,000 | $18.0B | 0.37% | |
| 55 | —BILIBILI INC | 9,545,000 | $17.1B | 0.35% | |
| 56 | —NABORS INDS INC NEW | 17,231,000 | $15.2B | 0.32% | |
| 57 | AORT 4.25 07/01/25CRYOLIFE INC | 12,250,000 | $15.1B | 0.31% | |
| 58 | CCLCARNIVAL CORP | 600,000 | $15.0B | 0.31% | Put |
| 59 | W 1.125 11/01/24WAYFAIR INC | 6,400,000 | $14.4B | 0.30% | |
| 60 | TREE 0.5 07/15/25LENDINGTREE INC | 16,322,000 | $13.9B | 0.29% | |
| 61 | OMER 5.25 02/15/26OMEROS CORP | 12,600,000 | $13.5B | 0.28% | |
| 62 | MPCMARATHON PETE CORP | 214,124 | $13.2B | 0.27% | |
| 63 | FYBRFRONTIER COMMUNICATIONS PARE | 473,853 | $13.2B | 0.27% | |
| 64 | HYMCUSDHYCROFT MINING HOLDING CORP | 8,743,317 | $13.0B | 0.27% | |
| 65 | PBFPBF ENERGY INC | 1,000,000 | $13.0B | 0.27% | Put |
| 66 | —INTREXON CORP | 15,100,000 | $12.4B | 0.26% | |
| 67 | AKAM 0.125 05/01/25AKAMAI TECHNOLOGIES INC | 10,000,000 | $12.1B | 0.25% | |
| 68 | ARKKARK ETF TR | 100,000 | $11.1B | 0.23% | Put |
| 69 | VATE 7.5 08/01/26 *INNOVATE CORP | 8,865,000 | $10.5B | 0.22% | |
| 70 | —ZENDESK INC | 5,304,000 | $9.9B | 0.20% | |
| 71 | RNG 0 03/01/25RINGCENTRAL INC | 7,000,000 | $6.9B | 0.14% | |
| 72 | CUKCARNIVAL PLC | 278,103 | $6.3B | 0.13% | |
| 73 | RRDEURDONNELLEY R R & SONS CO | 1,181,029 | $6.1B | 0.13% | |
| 74 | CYHCOMMUNITY HEALTH SYS INC NEW | 505,665 | $5.9B | 0.12% | |
| 75 | —OYSTER ENTERPRISES ACQ CORP | 603,830 | $5.9B | 0.12% | |
| 76 | —ANZU SPECIAL ACQUISITIN CORP | 595,200 | $5.8B | 0.12% | |
| 77 | XLNXEURXILINX INC | 33,500 | $5.1B | 0.10% | |
| 78 | —PROTALIX BIOTHERAPEUTICS INC | 5,000,000 | $5.1B | 0.10% | |
| 79 | IPODDUNE ACQUISITION CORP | 459,595 | $4.5B | 0.09% | |
| 80 | TAT&T INC | 158,674 | $4.3B | 0.09% | |
| 81 | —THUNDER BRDG CAP PRTNRS IV I | 440,000 | $4.3B | 0.09% | |
| 82 | —CORNER GROWTH ACQUISITN CORP | 400,000 | $3.9B | 0.08% | |
| 83 | —REDBALL ACQUISITION CORP | 400,000 | $3.9B | 0.08% | |
| 84 | —ACROPOLIS INFRASTRUCTURE ACQ | 406,003 | $3.9B | 0.08% | |
| 85 | —VIRGIN GROUP ACQUISIT CORP I | 397,200 | $3.9B | 0.08% | |
| 86 | —AMRYT PHARMA PLC | 320,009 | $3.9B | 0.08% | |
| 87 | —ENCORE CAP GROUP INC | 3,250,000 | $3.7B | 0.08% | |
| 88 | TEN1TENNECO INC | 250,751 | $3.6B | 0.07% | |
| 89 | —CENAQ ENERGY CORP | 355,500 | $3.6B | 0.07% | |
| 90 | CDLX 1 09/15/25CARDLYTICS INC | 2,853,000 | $3.6B | 0.07% | |
| 91 | BILLBILL COM HLDGS INC | 13,259 | $3.5B | 0.07% | |
| 92 | —DECARBONIZATION PLUS ACQUISI | 350,000 | $3.5B | 0.07% | |
| 93 | —WORLD QUANTUM GROWTH ACQUISI | 350,000 | $3.5B | 0.07% | |
| 94 | —RMG ACQUISITION CORP III | 359,408 | $3.5B | 0.07% | |
| 95 | —PARABELLUM ACQUISITION CORP | 350,000 | $3.5B | 0.07% | |
| 96 | —SEVEN OAKS ACQUISITION CORP | 350,000 | $3.5B | 0.07% | |
| 97 | APACSTONEBRIDGE ACQUISITION CORP | 350,000 | $3.5B | 0.07% | |
| 98 | DCHAMERICAN AXLE & MFG HLDGS IN | 393,015 | $3.5B | 0.07% | |
| 99 | FVAVFORTRESS VALUE ACQUISI CORP | 347,200 | $3.4B | 0.07% | |
| 100 | 0J7QIAC INTERACTIVECORP NEW | 25,126 | $3.3B | 0.07% |
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