WHITEBOX ADVISORS LLC Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$3.2T
Holdings
384
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (384 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | SPYSPDR S&P 500 ETF TR | 950,000 | $406.1B | 12.85% | Put |
| 2 | AALAMERICAN AIRLS GROUP INC | 12,900,000 | $165.2B | 5.23% | Put |
| 3 | LBRDKLIBERTY BROADBAND CORP | 1,754,922 | $160.3B | 5.07% | |
| 4 | RCLROYAL CARIBBEAN GROUP | 1,600,000 | $147.4B | 4.66% | Put |
| 5 | RCL 6 08/15/25ROYAL CARIBBEAN GROUP | 72,250,000 | $142.4B | 4.51% | |
| 6 | RIG 4.625 09/30/29 *TRANSOCEAN INC | 45,542,000 | $118.1B | 3.74% | |
| 7 | AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC | 106,230,000 | $113.3B | 3.59% | |
| 8 | ON 0 05/01/27ON SEMICONDUCTOR CORP | 55,500,000 | $99.9B | 3.16% | |
| 9 | AAPLAPPLE INC | 557,200 | $95.4B | 3.02% | Put |
| 10 | Z 1.375 09/01/26ZILLOW GROUP INC | 75,587,000 | $90.1B | 2.85% | |
| 11 | MSTR 0.75 12/15/25MICROSTRATEGY INC | 67,900,000 | $73.1B | 2.31% | |
| 12 | CCLCARNIVAL CORP | 5,100,000 | $70.0B | 2.21% | Put |
| 13 | NOVA 0.25 12/01/26SUNNOVA ENERGY INTL INC. | 105,150,000 | $67.8B | 2.14% | |
| 14 | MSTR 0 02/15/27MICROSTRATEGY INC | 77,800,000 | $54.2B | 1.71% | |
| 15 | GPORGULFPORT ENERGY CORP | 401,747 | $47.7B | 1.51% | |
| 16 | TFPMTRIPLE FLAG PRECIOUS METAL | 3,567,446 | $46.6B | 1.48% | |
| 17 | 0J7QIAC INC | 893,890 | $45.0B | 1.42% | |
| 18 | W 3.25 09/15/27WAYFAIR INC | 36,500,000 | $43.9B | 1.39% | |
| 19 | VALVALARIS LTD | 526,005 | $39.4B | 1.25% | |
| 20 | WOLF*WOLFSPEED INC | 1,000,000 | $38.1B | 1.21% | Put |
| 21 | TDWTIDEWATER INC NEW | 500,000 | $35.5B | 1.12% | Call |
| 22 | ARRY 1 12/01/28ARRAY TECHNOLOGIES INC | 30,450,000 | $34.7B | 1.10% | |
| 23 | NVMI 0 10/15/25NOVA LTD | 22,000,000 | $33.8B | 1.07% | |
| 24 | WOLF 1.75 05/01/26WOLFSPEED INC | 31,209,000 | $33.5B | 1.06% | |
| 25 | UALUNITED AIRLS HLDGS INC | 770,000 | $32.6B | 1.03% | Put |
| 26 | BNBROOKFIELD CORP | 1,013,940 | $31.7B | 1.00% | |
| 27 | CHRDCHORD ENERGY CORPORATION | 177,550 | $28.8B | 0.91% | |
| 28 | BAXBAXTER INTL INC | 728,500 | $27.5B | 0.87% | |
| 29 | ACIALBERTSONS COS INC | 1,106,822 | $25.2B | 0.80% | |
| 30 | BYNDBEYOND MEAT INC | 2,545,000 | $24.5B | 0.77% | Put |
| 31 | COIN 0.5 06/01/26COINBASE GLOBAL INC | 32,200,000 | $24.2B | 0.76% | |
| 32 | DISH 0 12/15/25DISH NETWORK CORPORATION | 35,916,000 | $24.0B | 0.76% | |
| 33 | HEIHEICO CORP NEW | 183,581 | $23.7B | 0.75% | |
| 34 | EXECHESAPEAKE ENERGY CORP | 255,250 | $22.0B | 0.70% | |
| 35 | W 1 08/15/26WAYFAIR INC | 26,775,000 | $21.9B | 0.69% | |
| 36 | HCI 4.75 06/01/42HCI GROUP INC | 22,250,000 | $20.9B | 0.66% | |
| 37 | MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN | 29,255,000 | $20.9B | 0.66% | |
| 38 | BYND 0 03/15/27BEYOND MEAT INC | 79,941,000 | $20.8B | 0.66% | |
| 39 | ECPG 3.25 10/01/25ENCORE CAP GROUP INC | 15,550,000 | $20.2B | 0.64% | |
| 40 | XMTR 1 02/01/27XOMETRY INC | 27,735,000 | $20.1B | 0.64% | |
| 41 | ZS 0.125 07/01/25ZSCALER INC | 16,668,000 | $20.0B | 0.63% | |
| 42 | NENOBLE CORP PLC | 384,594 | $19.5B | 0.62% | |
| 43 | AORT 4.25 07/01/25ARTIVION INC | 19,250,000 | $19.4B | 0.61% | |
| 44 | BILL 0 12/01/25BILL HOLDINGS INC | 19,124,000 | $19.2B | 0.61% | |
| 45 | INSM 0.75 06/01/28INSMED INC | 18,500,000 | $18.4B | 0.58% | |
| 46 | GRFSGRIFOLS S A | 1,966,106 | $18.0B | 0.57% | |
| 47 | MAXN 6.5 07/15/25MAXEON SOLAR TECHNOLOGIES LT | 16,775,000 | $17.3B | 0.55% | |
| 48 | BANDBANDWIDTH INC | 19,885,000 | $15.8B | 0.50% | |
| 49 | INFN 3.75 08/01/28INFINERA CORP | 15,000,000 | $14.0B | 0.44% | |
| 50 | UPST 0.25 08/15/26UPSTART HLDGS INC | 20,861,000 | $13.8B | 0.44% | |
| 51 | CATCATERPILLAR INC | 50,000 | $13.7B | 0.43% | Put |
| 52 | BLCOBAUSCH PLUS LOMB CORP | 801,647 | $13.6B | 0.43% | |
| 53 | CHTRCHARTER COMMUNICATIONS INC N | 30,000 | $13.2B | 0.42% | Call |
| 54 | AQN.TOALGONQUIN PWR UTILS CORP | 2,215,000 | $13.1B | 0.41% | |
| 55 | NCLHNORWEGIAN CRUISE LINE HLDG L | 750,000 | $12.4B | 0.39% | Put |
| 56 | HOUS 0.25 06/15/26REALOGY GRP LLC/REALOGY CO | 15,466,000 | $11.8B | 0.37% | |
| 57 | DENEURDENBURY INC | 114,000 | $11.2B | 0.35% | |
| 58 | LBRDALIBERTY BROADBAND CORP | 118,151 | $10.7B | 0.34% | |
| 59 | NOVAQSUNNOVA ENERGY INTL INC. | 1,000,000 | $10.5B | 0.33% | Put |
| 60 | RDFN 0.5 04/01/27REDFIN CORP | 17,835,000 | $10.3B | 0.33% | |
| 61 | SPAQUSDFISKER INC | 1,567,300 | $10.1B | 0.32% | Put |
| 62 | BHCBAUSCH HEALTH COS INC | 1,194,000 | $9.8B | 0.31% | |
| 63 | THCTENET HEALTHCARE CORP | 141,546 | $9.3B | 0.30% | |
| 64 | —OMEROS CORP | 9,300,000 | $9.2B | 0.29% | |
| 65 | PTCT 1.5 09/15/26PTC THERAPEUTICS INC | 11,500,000 | $9.1B | 0.29% | |
| 66 | OMER 5.25 02/15/26OMEROS CORP | 14,587,000 | $8.7B | 0.28% | |
| 67 | ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE | 16,850,000 | $8.7B | 0.27% | |
| 68 | RIGTRANSOCEAN LTD | 950,000 | $7.8B | 0.25% | Put |
| 69 | TWO 6.25 01/15/26TWO HARBORS INVENTMENT CORPO | 8,100,000 | $7.5B | 0.24% | |
| 70 | NCMINATIONAL CINEMEDIA INC | 1,562,505 | $7.0B | 0.22% | |
| 71 | MIGAMICROSTRATEGY INC | 21,000 | $6.9B | 0.22% | Put |
| 72 | SABRSABRE CORP | 1,500,000 | $6.7B | 0.21% | Put |
| 73 | AMCAMC ENTMT HLDGS INC | 840,900 | $6.7B | 0.21% | Put |
| 74 | UPSTUPSTART HLDGS INC | 220,000 | $6.3B | 0.20% | Put |
| 75 | CUKCARNIVAL PLC | 496,904 | $6.1B | 0.19% | |
| 76 | —LIBERTY MEDIA CORP DEL | 235,660 | $6.0B | 0.19% | |
| 77 | GMGENERAL MTRS CO | 177,867 | $5.9B | 0.19% | |
| 78 | DISHDISH NETWORK CORPORATION | 1,000,000 | $5.9B | 0.19% | Put |
| 79 | DBDDIEBOLD NIXDORF INC | 301,945 | $5.7B | 0.18% | |
| 80 | SRPT 1.25 09/15/27SAREPTA THERAPEUTICS INC | 5,000,000 | $5.6B | 0.18% | |
| 81 | LINTA 3.75 02/15/30LIBERTY MEDIA CORP DEL | 22,128,000 | $5.5B | 0.17% | |
| 82 | GTGOODYEAR TIRE & RUBR CO | 440,411 | $5.5B | 0.17% | |
| 83 | EXASEXACT SCIENCES CORP | 5,000,000 | $5.5B | 0.17% | |
| 84 | CCIVGBPLUCID GROUP INC | 950,000 | $5.3B | 0.17% | Put |
| 85 | CUTR 2.25 06/01/28CUTERA INC | 8,300,000 | $4.8B | 0.15% | |
| 86 | VERI 1.75 11/15/26VERITONE INC | 12,950,000 | $4.6B | 0.14% | |
| 87 | DCHAMERICAN AXLE & MFG HLDGS IN | 612,069 | $4.4B | 0.14% | |
| 88 | CYHCOMMUNITY HEALTH SYS INC NEW | 1,488,571 | $4.3B | 0.14% | |
| 89 | AZULQAZUL S A | 500,000 | $4.3B | 0.14% | Put |
| 90 | LUMNLUMEN TECHNOLOGIES INC | 3,000,000 | $4.3B | 0.13% | Put |
| 91 | VATE 7.5 08/01/26 *INNOVATE CORP | 8,387,000 | $4.2B | 0.13% | |
| 92 | LM0CLIBERTY MEDIA CORP DEL | 161,340 | $4.1B | 0.13% | |
| 93 | RWT 7.75 06/15/27REDWOOD TRUST INC | 4,520,000 | $4.0B | 0.13% | |
| 94 | GOSS 5 06/01/27GOSSAMER BIO INC | 10,004,000 | $3.9B | 0.12% | |
| 95 | LINTA 4 11/15/29LIBERTY MEDIA CORP DEL | 11,397,000 | $2.7B | 0.09% | |
| 96 | TAT&T INC | 172,847 | $2.6B | 0.08% | |
| 97 | JWNUSDNORDSTROM INC | 167,457 | $2.5B | 0.08% | |
| 98 | HTZWWHERTZ GLOBAL HLDGS INC | 396,789 | $2.4B | 0.08% | |
| 99 | RRYDER SYS INC | 21,514 | $2.3B | 0.07% | |
| 100 | —DENALI CAPITAL ACQUISITN COR | 200,000 | $2.2B | 0.07% |
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