ZAZOVE ASSOCIATES LLC Q1 2019 Filing

Filed May 13, 2019

Portfolio Value

$1.1B

Holdings

111

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (111 positions)

#	Stock	Shares	Value	% Portfolio
1	LMCA 1.375 10/15/23LIBERTY MEDIA	68,311,000	$76.8M	7.25%
2	—INTERDIGITAL INC	64,540,000	$67.9M	6.41%
3	—BOOKING HOLDINGS	58,534,000	$65.0M	6.13%
4	—KAMAN CORPORATION	56,560,000	$62.4M	5.89%
5	—ILLUMINA INC.	39,075,000	$53.1M	5.01%
6	—WORKDAY INC	34,829,000	$49.3M	4.66%
7	—TERADYNE INC	31,800,000	$44.5M	4.20%
8	MCHP 1.625 02/15/27MICROCHIP TECHNOLOGY INC	33,020,000	$36.4M	3.44%
9	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP	35,383,000	$35.3M	3.33%
10	—GREENBRIER COMPANIES	35,764,000	$34.3M	3.24%
11	BMRN 0.599 08/01/24BIOMARIN PHARMACEUTICAL INC	33,175,000	$34.2M	3.23%
12	JAZZ 1.5 08/15/24JAZZ INVESTMENTS	29,500,000	$28.9M	2.73%
13	—SUPERNUS PHARMACEUTICALS	29,127,000	$28.1M	2.65%
14	—COWEN GROUP INC.	23,517,000	$24.6M	2.33%
15	PRAA 3.5 06/01/23PRA GROUP INC.	24,809,000	$22.4M	2.11%
16	NHI 3.25 04/01/21NATIONAL HEALTH INVESTORS INC.	19,357,000	$22.2M	2.10%
17	PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION	22,250,000	$21.9M	2.07%
18	—FLEXION THERAPEUTICS	22,018,000	$19.3M	1.82%
19	—THERAVANCE BIOPHARMA	19,230,000	$18.7M	1.77%
20	—CAESARS ENTERTAINMENT INC.	12,920,000	$18.4M	1.74%
21	—OASIS PETROLEUM	18,340,000	$17.3M	1.63%
22	—CORENERGY INFRASTRUCTURE TRUST	14,123,000	$15.9M	1.50%
23	AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS	14,278,000	$15.2M	1.44%
24	—TEAM	13,460,000	$14.6M	1.38%
25	—CSG SYSTEMS INTERNATIONAL INC	13,690,000	$14.4M	1.36%
26	INSM 1.75 01/15/25INSMED	13,738,000	$13.9M	1.31%
27	—FIRST MAJESTIC SILVER	13,875,000	$13.6M	1.28%
28	—II-VI	12,035,000	$12.6M	1.19%
29	—SILICON LABORATORIES	10,030,000	$10.9M	1.03%
30	—ON SEMICONDUCTOR CORP	8,800,000	$10.8M	1.02%
31	—HARMONIC INC	9,072,000	$10.4M	0.98%
32	—CYPRESS SEMI	7,750,000	$9.9M	0.94%
33	CMLSCUMULUS MEDIA INC	479,573	$8.6M	0.82%
34	—SHIP FINANCE INTERNATIONAL	8,595,000	$8.5M	0.80%
35	—NANTHEALTH	11,070,000	$7.2M	0.68%
36	—RH	6,190,000	$6.8M	0.64%
37	PATK 1 02/01/23PATRICK INDUSTRIES INC	7,098,000	$6.4M	0.60%
38	UONEURBAN ONE CLASS D	2,856,646	$5.7M	0.54%
39	—COLONY CAPITAL	4,963,000	$4.7M	0.44%
40	—CITRIX SYSTEMS INC.	2,852,000	$4.0M	0.38%
41	—EMMIS COMMUNICATIONS	1,079,390	$3.9M	0.37%
42	—VITAMIN SHOPPE INC	4,027,000	$3.7M	0.35%
43	—INVITATION HOMES	3,100,000	$3.6M	0.34%
44	XEVVXEATON VANCE LIMITED DURATION INCOME FUND	261,998	$3.3M	0.31%
45	—HOSTESS BRANDS	2,463,537	$3.3M	0.31%
46	—JOHNSON JOHNSON	1,655,000	$3.2M	0.30%
47	—ASSERTIO THERAPEUTICS	4,000,000	$3.1M	0.29%
48	—COLONY CAPITAL	538,716	$2.9M	0.27%
49	XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND	344,705	$2.7M	0.25%
50	KYNKAYNE ANDERSON MLP INVESTMENT COMPANY	159,045	$2.5M	0.24%
51	—CLEAR CHANNEL OUTDOOR HOLDINGS INC	451,871	$2.4M	0.23%
52	KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND	202,441	$2.4M	0.23%
53	USACUSA COMPRESSION PARTNERS	153,799	$2.4M	0.23%
54	—BLUEKNIGHT ENERGY PARTNERS	1,929,397	$2.0M	0.19%
55	MCHP 1.625 02/15/25MICROCHIP TECHNOLOGY INC	1,000,000	$1.6M	0.15%
56	—GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND	281,067	$1.6M	0.15%
57	—DASEKE	4,428,325	$1.5M	0.14%
58	—SEACOR HOLDING INC	1,525,000	$1.5M	0.14%
59	GDLGDL FUND	153,142	$1.5M	0.14%
60	—CINEDIGM CORP	746,922	$1.4M	0.13%
61	—FLY LEASING	101,066	$1.4M	0.13%
62	—READY CAPITAL	46,500	$1.2M	0.12%
63	CUROEURCURO GROUP	119,952	$1.2M	0.11%
64	—PRA GROUP INC.	1,233,000	$1.2M	0.11%
65	BAC 7.25 PERP LBANK OF AMERICA	875	$1.1M	0.11%
66	LGNDLIGAND PHARMACEUTICALS	8,808	$1.1M	0.10%
67	—WILLSCOT CORPORATION	97,752	$1.1M	0.10%
68	—HELIX ENERGY SOLUTIONS GROUP	940,000	$1.0M	0.10%
69	—ROVI CORPORATION	1,038,000	$1.0M	0.10%
70	—WEATHERFORD INTERNATIONAL LIMITED	1,250,000	$1.0M	0.09%
71	—GSV CAPITAL CORP.	1,000,000	$999K	0.09%
72	—TWITTER	1,000,000	$984K	0.09%
73	RLJ 1.95 PERP ARLJ LODGING TRUST	38,630	$971K	0.09%
74	—WHITING PETROLEUM CORPORATION	1,000,000	$968K	0.09%
75	—TEVA PHARM	975,000	$904K	0.09%
76	KMI 4.75 03/31/28EL PASO ENERGY CAPITAL TRUST	16,616	$903K	0.09%
77	—TPG SPECIALTY LENDING INC.	870,000	$888K	0.08%
78	—REDWOOD TRUST INC	880,000	$884K	0.08%
79	—MACQUARIE INFRASTRUCTURE	1,000,000	$883K	0.08%
80	WFC 7.5 PERP LWELLS FARGO COMPANY	673	$875K	0.08%
81	LINTA 3.75 02/15/30LIBERTY MEDIA	1,250,000	$850K	0.08%
82	DISH 2.375 03/15/24DISH NETWORK	1,000,000	$826K	0.08%
83	SM 1.5 07/01/21SM ENERGY COMPANY	750,000	$709K	0.07%
84	—PROSPECT CAPITAL CORPORATION	700,000	$691K	0.07%
85	—BLACKROCK TCP CAPITAL	675,000	$679K	0.06%
86	FWONK 1 01/30/23LIBERTY MEDIA CORPORATION	580,000	$655K	0.06%
87	—SALIENT MIDSTREAM MLP FUND	71,120	$654K	0.06%
88	—MERITOR	650,000	$628K	0.06%
89	DSKEUSDDASEKE	113,425	$577K	0.05%
90	—BRISTOW GROUP	2,500,000	$513K	0.05%
91	XPHDXPIONEER FLOATING RATE TRUST	47,798	$497K	0.05%
92	XEVGXEATON VANCE SHORT DURATION DIVERSIFIED INC FUND	37,247	$483K	0.05%
93	GELGENESIS ENERGY L.P.	20,500	$478K	0.05%
94	XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND	38,276	$478K	0.05%
95	—AVID TECHNOLOGY	500,000	$476K	0.04%
96	NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND	46,255	$444K	0.04%
97	—MAGNOLIA OIL GAS	125,200	$424K	0.04%
98	GLUGABELLI GLOBAL UTILITY INCOME TRUST	17,271	$322K	0.03%
99	—ACETO CORP	500,000	$295K	0.03%
100	BLWBLACKROCK LIMITED DURATION INCOME TRUST	18,396	$270K	0.03%

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