ZAZOVE ASSOCIATES LLC Q3 2021 Filing
Filed October 25, 2021
Portfolio Value
$1.1T
Holdings
154
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (154 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | AKAM 0.375 09/01/27AKAMAI TECH | 65,375,000 | $71.6B | 6.26% | |
| 2 | LMCA 1.375 10/15/23LIBERTY MEDIA | 45,993,000 | $62.8B | 5.49% | |
| 3 | —KAMAN CORPORATION | 59,834,000 | $60.9B | 5.32% | |
| 4 | PXD 0.25 05/15/25PIONEER NATURAL RESOURCES | 37,205,000 | $60.1B | 5.26% | |
| 5 | JAZZ 2 06/15/26JAZZ INVESTMENTS I | 37,190,000 | $43.0B | 3.76% | |
| 6 | —INTERDIGITAL, INC | 33,056,000 | $35.8B | 3.13% | |
| 7 | CNX 2.25 05/01/26CNX RESOURCES | 27,548,000 | $34.4B | 3.01% | |
| 8 | ILMN 0 08/15/23ILLUMINA INC | 29,290,000 | $34.4B | 3.01% | |
| 9 | PENG 2.25 02/15/26SMART GLOBAL HOLDINGS | 25,240,000 | $33.2B | 2.90% | |
| 10 | PEB 1.75 12/15/26PEBBLEBROOK HOTEL TRUST | 24,170,000 | $27.1B | 2.37% | |
| 11 | EEFT 0.75 03/15/49EURONET WORLDWIDE INC | 24,340,000 | $27.0B | 2.36% | |
| 12 | LITE 0.5 12/15/26LUMENTUM HOLDINGS | 23,747,000 | $26.1B | 2.28% | |
| 13 | SEALTD 0.25 09/15/26SEA LIMITED | 24,650,000 | $25.0B | 2.18% | |
| 14 | ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GROUP | 22,971,000 | $24.8B | 2.16% | |
| 15 | PSN 0.25 08/15/25PARSONS | 21,610,000 | $21.7B | 1.90% | |
| 16 | SPLK 1.125 06/15/27SPLUNK | 20,665,000 | $20.6B | 1.80% | |
| 17 | RVNC 1.75 02/15/27REVANCE THERAPEUTICS | 15,910,000 | $18.3B | 1.60% | |
| 18 | PDD 0 12/01/25PINDUODUO | 18,055,000 | $16.8B | 1.47% | |
| 19 | UONEURBAN ONE | 2,413,966 | $16.4B | 1.44% | |
| 20 | MIDD 1 09/01/25MIDDLEBY | 11,495,000 | $16.4B | 1.44% | |
| 21 | COUP 0.375 06/15/26COUPA SOFTWARE | 14,850,000 | $16.1B | 1.41% | |
| 22 | VATE 7.5 08/01/26 *HC2 HOLDINGS | 12,363,000 | $15.2B | 1.33% | |
| 23 | —ZYNGA | 13,275,000 | $15.2B | 1.33% | |
| 24 | WGO 1.5 04/01/25WINNEBAGO INDUSTRIES | 11,264,000 | $15.0B | 1.31% | |
| 25 | NRG 2.75 06/01/48NRG ENERGY, INC | 12,390,000 | $14.6B | 1.27% | |
| 26 | PETQ 4 06/01/26PETIQ INC | 11,903,000 | $14.2B | 1.24% | |
| 27 | —FLEXION THERAPEUTICS | 15,688,000 | $14.0B | 1.23% | |
| 28 | MLAB 1.375 08/15/25MESA LABORATORIES | 11,112,000 | $13.6B | 1.19% | |
| 29 | SSRMCN 2.5 04/01/39SSR MINING | 11,573,000 | $13.2B | 1.16% | |
| 30 | CMLSCUMULUS MEDIA INC | 1,022,793 | $12.6B | 1.10% | |
| 31 | RNG 0 03/15/26RINGCENTRAL | 13,380,000 | $12.5B | 1.10% | |
| 32 | —SIXTH STREET SPECIALTY LENDING | 9,595,000 | $11.4B | 1.00% | |
| 33 | INN 1.5 02/15/26SUMMIT HOTEL PROPERTIES | 10,300,000 | $10.9B | 0.95% | |
| 34 | ONEM 3 06/15/251LIFE HEALTHCARE | 11,200,000 | $10.7B | 0.93% | |
| 35 | WDC 1.5 02/01/24WESTERN DIGITAL CORP | 10,425,000 | $10.5B | 0.92% | |
| 36 | —HELIX ENERGY SOLUTIONS GROUP | 9,829,000 | $10.3B | 0.90% | |
| 37 | AKAM 0.125 05/01/25AKAMAI TECH | 8,310,000 | $10.1B | 0.88% | |
| 38 | CYBR 0 11/15/24CYBERARK SOFTWARE | 8,439,000 | $10.0B | 0.88% | |
| 39 | SEDG 0 09/15/25SOLAREDGE TECHNOLOGIES | 7,500,000 | $9.3B | 0.81% | |
| 40 | BHRBRAEMAR HOTELS & RESORTS | 1,730,181 | $8.4B | 0.73% | |
| 41 | —ARES CAPITAL CORPORATION | 7,750,000 | $8.4B | 0.73% | |
| 42 | 6,556,000 | $8.0B | 0.70% | ||
| 43 | INSM 0.75 06/01/28INSMED | 7,105,000 | $7.8B | 0.68% | |
| 44 | —BLUEKNIGHT ENERGY PARTNERS | 2,402,670 | $7.3B | 0.64% | |
| 45 | PSEC 6.375 03/01/25PROSPECT CAPITAL CORPORATION | 6,580,000 | $7.3B | 0.64% | |
| 46 | —HOPE BANCORP | 6,386,000 | $6.3B | 0.55% | |
| 47 | CCOCLEAR CHANNEL HOLDINGS, INC | 2,227,044 | $6.0B | 0.53% | |
| 48 | NEO 0.25 01/15/28NEOGENOMICS | 5,915,000 | $6.0B | 0.52% | |
| 49 | OXY/WSOCCIDENTAL PETROLEUM | 500,000 | $5.9B | 0.52% | |
| 50 | ARCC 4.625 03/01/24ARES CAPITAL CORP | 5,161,000 | $5.7B | 0.50% | |
| 51 | VREX 4 06/01/25VAREX IMAGING | 3,236,000 | $5.0B | 0.44% | |
| 52 | TK 5 01/15/23TEEKAY | 4,860,000 | $4.8B | 0.42% | |
| 53 | AAWW 1.875 06/01/24ATLAS AIR WORLDWIDE HOLDINGS, INC | 3,279,000 | $4.8B | 0.42% | |
| 54 | LUV 1.25 05/01/25SOUTHWEST AIRLINES | 3,110,000 | $4.6B | 0.41% | |
| 55 | RNG 0 03/01/25RINGCENTRAL | 4,462,000 | $4.4B | 0.39% | |
| 56 | RVNCEURREVANCE THERAPEUTICS | 140,430 | $3.9B | 0.34% | |
| 57 | CAKE 0.375 06/15/26CHEESECAKE FACTORY | 3,950,000 | $3.8B | 0.33% | |
| 58 | LRN 1.125 09/01/27STRIDE | 3,775,000 | $3.8B | 0.33% | |
| 59 | —BEAUTY HEALTH | 258,380 | $3.7B | 0.33% | |
| 60 | KYNKAYNE ANDERSON MLP INVESTMENT COMPANY | 433,088 | $3.5B | 0.30% | |
| 61 | PANW 0.375 06/01/25PALO ALTO NETWORKS | 2,000,000 | $3.3B | 0.29% | |
| 62 | SPLK 0.5 09/15/23SPLUNK | 2,550,000 | $3.0B | 0.26% | |
| 63 | LSEALANDSEA HOMES | 318,796 | $2.8B | 0.24% | |
| 64 | PANW 0.75 07/01/23PALO ALTO NETWORKS | 1,500,000 | $2.7B | 0.24% | |
| 65 | PD 1.25 07/01/25PAGERDUTY | 2,000,000 | $2.6B | 0.22% | |
| 66 | USACUSA COMPRESSION PARTNERS | 151,715 | $2.5B | 0.22% | |
| 67 | SAVE 1 05/15/26SPIRIT AIRLINES | 2,545,000 | $2.4B | 0.21% | |
| 68 | EYE 2.5 05/15/25NATIONAL VISION HOLDINGS | 1,250,000 | $2.4B | 0.21% | |
| 69 | AMANTERO MIDSTREAM | 225,000 | $2.3B | 0.20% | |
| 70 | —FLEXION THERAPEUTICS | 368,456 | $2.2B | 0.20% | |
| 71 | KYNKAYNE ANDERSON MIDSTREAM/ENERGY FUND | 295,073 | $2.1B | 0.19% | |
| 72 | —ALIGHT | 690,340 | $2.1B | 0.19% | |
| 73 | PFIXSIMPLIFY INTEREST RATE HEDGE | 52,380 | $2.1B | 0.19% | |
| 74 | —MERITOR | 2,000,000 | $2.1B | 0.19% | |
| 75 | VSH 2.25 06/15/25VISHAY INTERTECHNOLOGY, INC. | 2,000,000 | $2.1B | 0.18% | |
| 76 | LILAK 2 07/15/24LIBERTY LATIN AMERICA | 2,000,000 | $2.0B | 0.18% | |
| 77 | NVRO 2.75 04/01/25NEVRO CORP | 1,500,000 | $2.0B | 0.18% | |
| 78 | 1,250,000 | $2.0B | 0.18% | ||
| 79 | XJQCXNUVEEN CREDIT STRATEGIES INCOME FUND | 291,105 | $1.9B | 0.17% | |
| 80 | —DIGITALBRIDGE GROUP | 1,853,000 | $1.9B | 0.17% | |
| 81 | —BAOZUN | 2,000,000 | $1.9B | 0.16% | |
| 82 | GDLGDL FUND | 203,318 | $1.8B | 0.16% | |
| 83 | —HARMONIC INC | 1,500,000 | $1.8B | 0.16% | |
| 84 | FLG 6 11/01/51NEW YORK COMMUNITY BANCORP TRUST | 34,230 | $1.8B | 0.16% | |
| 85 | EB 5 12/01/25EVENTBRITE | 1,000,000 | $1.7B | 0.15% | |
| 86 | —HOSTESS BRANDS | 578,546 | $1.7B | 0.15% | |
| 87 | GMED 0.375 03/15/25NUVASIVE, INC | 1,710,000 | $1.7B | 0.15% | |
| 88 | IART 0.5 08/15/25INTEGRA LIFESCIENCES HOLDINGS | 1,500,000 | $1.7B | 0.14% | |
| 89 | SHOPCN 0.125 11/01/25SHOPIFY | 1,340,000 | $1.6B | 0.14% | |
| 90 | PCRX 0.75 08/01/25PACIRA BIOSCIENCES | 1,500,000 | $1.6B | 0.14% | |
| 91 | SPLK 1.125 09/15/25SPLUNK | 1,290,000 | $1.6B | 0.14% | |
| 92 | —MARRIOTT VACATIONS WORLDWIDE CORP | 1,319,000 | $1.6B | 0.14% | |
| 93 | —NISOURCE | 14,560 | $1.5B | 0.13% | |
| 94 | 15,000 | $1.5B | 0.13% | ||
| 95 | —CORENERGY INFRASTRUCTURE TRUST | 1,575,000 | $1.5B | 0.13% | |
| 96 | AQNCN 7.75 06/15/24ALGONQUIN POWER AND UTILITIES | 27,700 | $1.3B | 0.12% | |
| 97 | —KNOWLES CORP | 1,250,000 | $1.3B | 0.11% | |
| 98 | OIS 1.5 02/15/23OIL STATES INTERNATIONAL INC. | 1,350,000 | $1.3B | 0.11% | |
| 99 | EOSEWEOS ENERGY ENTERPRISES | 253,067 | $1.3B | 0.11% | |
| 100 | —SHIP FINANCE INTERNATIONAL | 1,225,000 | $1.2B | 0.11% |
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