ZAZOVE ASSOCIATES LLC Q3 2021 Filing
Filed October 25, 2021
Portfolio Value
$1.1T
Holdings
154
Report Date
Q3 2021
Filing Type
13F-HR
All Holdings (154 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —AUSTERLITZ ACQUISITION | 726,072 | $1.2B | 0.11% | |
| 102 | —US ECOLOGY | 217,965 | $1.2B | 0.11% | |
| 103 | —APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. | 1,150,000 | $1.2B | 0.10% | |
| 104 | —THERAVANCE BIOPHARMA | 1,250,000 | $1.2B | 0.10% | |
| 105 | —NABORS INDUSTRIES INC | 1,250,000 | $1.1B | 0.10% | |
| 106 | —FIRST MAJESTIC SILVER | 846,000 | $1.1B | 0.10% | |
| 107 | —TRIP.COM GROUP | 850,000 | $1.1B | 0.10% | |
| 108 | OMER 5.25 02/15/26OMEROS | 1,000,000 | $1.1B | 0.09% | |
| 109 | RIG 0.5 01/30/23TRANSOCEAN INC | 1,250,000 | $1.1B | 0.09% | |
| 110 | SLAB 0.625 06/15/25SILICON LABORATORIES | 790,000 | $1.0B | 0.09% | |
| 111 | BKNG 0.75 05/01/25BOOKING HOLDINGS | 678,000 | $1.0B | 0.09% | |
| 112 | —TEAM | 1,046,000 | $1.0B | 0.09% | |
| 113 | —SALIENT MIDSTREAM & MLP FUND | 156,650 | $995.0M | 0.09% | |
| 114 | LINTA 3.75 02/15/30LIBERTY INTERACTIVE LLC | 1,266,000 | $987.0M | 0.09% | |
| 115 | DISH 2.375 03/15/24DISH NETWORK | 1,000,000 | $978.0M | 0.09% | |
| 116 | —IRONNET | 203,574 | $927.0M | 0.08% | |
| 117 | —INTERCEPT PHARMACEUTICALS | 1,000,000 | $907.0M | 0.08% | |
| 118 | —SOFI TECHNOLOGIES | 140,000 | $874.0M | 0.08% | |
| 119 | —JOYY INC | 860,000 | $809.0M | 0.07% | |
| 120 | PSFEPAYSAFE | 404,123 | $750.0M | 0.07% | |
| 121 | —HELIX ENERGY SOLUTIONS GROUP | 750,000 | $750.0M | 0.07% | |
| 122 | —LANDSEA HOMES | 2,916,304 | $714.0M | 0.06% | |
| 123 | TBPHTHERAVANCE BIOPHARMA | 91,669 | $678.0M | 0.06% | |
| 124 | —FINANCE OF AMERICA COMPANIES | 1,012,171 | $650.0M | 0.06% | |
| 125 | —CANO HEALTH | 129,450 | $536.0M | 0.05% | |
| 126 | —MFA FINANCIAL | 518,000 | $532.0M | 0.05% | |
| 127 | XFRAXBLACKROCK FLOATING RATE INCOME STRATEGIES FUND | 38,276 | $511.0M | 0.04% | |
| 128 | —SUPERNUS PHARMACEUTICALS | 500,000 | $492.0M | 0.04% | |
| 129 | BFLYWBUTTERFLY NETWORK | 174,427 | $487.0M | 0.04% | |
| 130 | NEANUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | 46,255 | $462.0M | 0.04% | |
| 131 | CURICURIOSITYSTREAM | 150,157 | $444.0M | 0.04% | |
| 132 | —FREYR BATTERY | 139,700 | $388.0M | 0.03% | |
| 133 | MAPSWWM TECHNOLOGY | 72,524 | $346.0M | 0.03% | |
| 134 | EPDENTERPRISE PRODUCTS PARTNERS, L.P. | 14,710 | $318.0M | 0.03% | |
| 135 | —CONMED CORP | 200,000 | $310.0M | 0.03% | |
| 136 | WIX 0 08/15/25WIX.COM | 300,000 | $290.0M | 0.03% | |
| 137 | WSCWILLSCOT MOBILE MINI HOLDINGS | 8,470 | $269.0M | 0.02% | |
| 138 | —APOLLO SENIOR FLOATING RATE | 14,507 | $229.0M | 0.02% | |
| 139 | GELGENESIS ENERGY L.P. | 20,500 | $204.0M | 0.02% | |
| 140 | WFRDWEATHERFORD INT'L | 9,512 | $187.0M | 0.02% | |
| 141 | TMCWWTHE METALS COMPANY | 187,526 | $181.0M | 0.02% | |
| 142 | JSPRWJASPER THERAPEUTICS | 124,993 | $178.0M | 0.02% | |
| 143 | —DASEKE | 621,375 | $128.0M | 0.01% | |
| 144 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS I | 120,000 | $122.0M | 0.01% | |
| 145 | FET 9 08/04/25FORUM ENERGY TECHNOLOGIES | 92,399 | $89.0M | 0.01% | |
| 146 | CTVHELIX ENERGY SOLUTIONS GROUP | 20,000 | $78.0M | 0.01% | |
| 147 | XPHDXPIONEER FLOATING RATE TRUST | 6,511 | $75.0M | 0.01% | |
| 148 | —NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | 3,007 | $45.0M | 0.00% | |
| 149 | —MUDRICK CAPITAL ACQUISITION | 21,800 | $13.0M | 0.00% | |
| 150 | LEVWQLION ELECTRIC | 3,405 | $12.0M | 0.00% | |
| 151 | JFRNUVEEN FLOATING RATE INCOME FUND | 1,000 | $10.0M | 0.00% | |
| 152 | —PERSHING SQUARE TONTINE | 6,600 | $8.0M | 0.00% | |
| 153 | —SKILLSOFT | 1,500 | $4.0M | 0.00% | |
| 154 | PCTTWPURECYCLE TECHNOLOGIES | 300 | $2.0M | 0.00% |
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