ZAZOVE ASSOCIATES LLC Q4 2023 Filing
Filed January 31, 2024
Portfolio Value
$804.0B
Holdings
138
Report Date
Q4 2023
Filing Type
13F-HR
All Holdings (138 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 1 | BKD 2 10/15/26BROOKDALE SR LIVING INC | 1,000,000 | $917.0M | 0.11% | |
| 2 | WFC 7.5 PERP LWELLS FARGO CO NEW | 687 | $822.0M | 0.10% | |
| 3 | ETSY 0.25 06/15/28ETSY INC | 1,000,000 | $802.0M | 0.10% | |
| 4 | FLG 6 11/01/51NEW YORK CMNTY CAP TR V | 19,388 | $790.0M | 0.10% | |
| 5 | —LANDSEA HOMES CORP | 2,124,867 | $760.0M | 0.09% | |
| 6 | PFIXSIMPLIFY EXCHANGE TRADED FUN | 17,250 | $690.0M | 0.09% | |
| 7 | BFLYBUTTERFLY NETWORK INC | 580,449 | $627.0M | 0.08% | |
| 8 | TCSUSDCONTAINER STORE GROUP INC | 272,579 | $621.0M | 0.08% | |
| 9 | NCMINATIONAL CINEMEDIA INC | 130,126 | $539.0M | 0.07% | |
| 10 | ARKOARKO CORP | 465,889 | $529.0M | 0.07% | |
| 11 | BRCCBRC INC | 137,123 | $498.0M | 0.06% | |
| 12 | WDC 1.5 02/01/24WESTERN DIGITAL CORP. | 500,000 | $498.0M | 0.06% | |
| 13 | XFRAXBLACKROCK FLOATING RATE INCO | 38,276 | $485.0M | 0.06% | |
| 14 | AMPX/WSAMPRIUS TECHNOLOGIES INC | 1,089,409 | $436.0M | 0.05% | |
| 15 | RNG 0 03/15/26RINGCENTRAL INC | 489,000 | $425.0M | 0.05% | |
| 16 | EPDENTERPRISE PRODS PARTNERS L | 14,710 | $388.0M | 0.05% | |
| 17 | PCTTWPURECYCLE TECHNOLOGIES INC | 333,822 | $356.0M | 0.04% | |
| 18 | PMT 5.5 03/15/26PENNYMAC CORP | 319,000 | $297.0M | 0.04% | |
| 19 | DISH 2.375 03/15/24DISH NETWORK CORPORATION | 273,000 | $271.0M | 0.03% | |
| 20 | RLJ 1.95 PERP ARLJ LODGING TR | 9,266 | $233.0M | 0.03% | |
| 21 | PSQH/WSPSQ HOLDINGS INC | 270,640 | $229.0M | 0.03% | |
| 22 | SPOT 0 03/15/26SPOTIFY USA INC | 249,000 | $220.0M | 0.03% | |
| 23 | XYZ 0 05/01/26BLOCK INC | 249,000 | $219.0M | 0.03% | |
| 24 | CBRL 0.625 06/15/26CRACKER BARREL OLD CTRY STOR | 249,000 | $217.0M | 0.03% | |
| 25 | OKTA 0.375 06/15/26OKTA INC | 242,000 | $215.0M | 0.03% | |
| 26 | AYS1SANDSTORM GOLD LTD | 42,825 | $215.0M | 0.03% | |
| 27 | CABO 0 03/15/26CABLE ONE INC | 248,000 | $212.0M | 0.03% | |
| 28 | ETENERGY TRANSFER L P | 15,000 | $207.0M | 0.03% | |
| 29 | —LANVIN GROUP HOLDINGS LIMITE | 1,334,846 | $199.0M | 0.02% | |
| 30 | DOCU 0 01/15/24DOCUSIGN INC | 200,000 | $199.0M | 0.02% | |
| 31 | LYFTLYFT INC | 207,000 | $197.0M | 0.02% | |
| 32 | EXPE 0 02/15/26EXPEDIA GROUP INC | 207,000 | $197.0M | 0.02% | |
| 33 | —APOLLO SR FLOATING RATE FD I | 14,507 | $192.0M | 0.02% | |
| 34 | —WHOLE EARTH BRANDS INC | 2,056,536 | $168.0M | 0.02% | |
| 35 | CHGG 0 09/01/26CHEGG INC | 199,000 | $166.0M | 0.02% | |
| 36 | —MFA FINL INC | 162,000 | $161.0M | 0.02% | |
| 37 | —SEA LTD | 150,000 | $160.0M | 0.02% | |
| 38 | LYV 2 02/15/25LIVE NATION ENTERTAINMENT IN | 150,000 | $159.0M | 0.02% | |
| 39 | NVCR 0 11/01/25NOVOCURE LTD | 158,000 | $138.0M | 0.02% | |
| 40 | SEALTD 0.25 09/15/26SEA LTD | 167,000 | $137.0M | 0.02% | |
| 41 | FET 9 08/04/25FORUM ENERGY TECHNOLOGIES IN | 137,837 | $134.0M | 0.02% | |
| 42 | JAZZ 1.5 08/15/24JAZZ INVESTMENTS I LTD | 120,000 | $117.0M | 0.01% | |
| 43 | —NABORS INDS INC | 91,000 | $91.0M | 0.01% | |
| 44 | —FREYR BATTERY INC | 346,411 | $71.0M | 0.01% | |
| 45 | LINTA 3.75 02/15/30LIBERTY MEDIA CORP DEL | 266,000 | $68.0M | 0.01% | |
| 46 | XPHDXPIONEER FLOATING RATE FUND I | 6,511 | $60.0M | 0.01% | |
| 47 | WFRDWEATHERFORD INTL PLC | 467 | $46.0M | 0.01% | |
| 48 | PEOADAM NAT RES FD INC | 1,800 | $37.0M | 0.00% | |
| 49 | JFRNUVEEN FLOATING RATE INCOME | 4,387 | $36.0M | 0.00% | |
| 50 | —FINANCE OF AMERICA COMPAN | 502,865 | $30.0M | 0.00% | |
| 51 | KMI 4.75 03/31/28EL PASO ENERGY CAP TR I | 434 | $20.0M | 0.00% | |
| 52 | HAE 0 03/01/26HAEMONETICS CORP MASS | 22,000 | $20.0M | 0.00% | |
| 53 | PSFEPAYSAFE LIMITED | 399,748 | $11.0M | 0.00% | |
| 54 | RDZNROADZEN INC | 150,602 | $11.0M | 0.00% | |
| 55 | AIIONWTN INC | 64,571 | $9.0M | 0.00% | |
| 56 | PSNYPOLESTAR AUTOMOTIVE HLDG UK | 24,495 | $6.0M | 0.00% | |
| 57 | JSPRWJASPER THERAPEUTICS INC | 65,456 | $5.0M | 0.00% | |
| 58 | AALAMERICAN AIRLS GROUP INC | 399 | $5.0M | 0.00% | |
| 59 | CURICURIOSITYSTREAM INC | 6,310 | $3.0M | 0.00% | |
| 60 | GETYGETTY IMAGES HOLDINGS INC | 175 | $1.0M | 0.00% | |
| 61 | —CANO HEALTH INC | 250 | $1.0M | 0.00% | |
| 62 | SPWRWCOMPLETE SOLARIA INC | 25,171 | $1.0M | 0.00% | |
| 63 | AJXAGREAT AJAX CORP | 27 | $1.0M | 0.00% | |
| 64 | SSRMCN 2.5 04/01/39SSR MINING IN | 74,855,000 | $72K | 0.00% | |
| 65 | LUV 1.25 05/01/25SOUTHWEST AIRLS CO | 61,390,000 | $62K | 0.00% | |
| 66 | JAZZ 2 06/15/26JAZZ INVESTMENTS I LTD | 47,735,000 | $48K | 0.00% | |
| 67 | MGPI 1.875 11/15/41MGP INGREDIENTS INC NEW | 38,986,000 | $45K | 0.00% | |
| 68 | F 0 03/15/26FORD MTR CO DEL | 44,764,000 | $44K | 0.00% | |
| 69 | ARCC 4.625 03/01/24ARES CAPITAL CORP | 33,956,000 | $35K | 0.00% | |
| 70 | NRG 2.75 06/01/48NRG ENERGY INC | 27,550,000 | $35K | 0.00% | |
| 71 | MIDD 1 09/01/25MIDDLEBY CORP | 25,935,000 | $31K | 0.00% | |
| 72 | PSN 0.25 08/15/25PARSONS CORP DEL | 18,423,000 | $26K | 0.00% | |
| 73 | JBTM 0.25 05/15/26JOHN BEAN TECHNOLOGIES CORP | 28,236,000 | $25K | 0.00% | |
| 74 | ALNY 1 09/15/27ALNYLAM PHARMACEUTICALS INC | 22,980,000 | $22K | 0.00% | |
| 75 | TYL 0.25 03/15/26TYLER TEX INDPT SCH DIST | 22,204,000 | $22K | 0.00% | |
| 76 | ASND 2.25 04/01/28ASCENDIS PHARMA A/S | 18,255,000 | $18K | 0.00% | |
| 77 | DXCM 0.25 11/15/25DEXCOM INC | 17,922,000 | $18K | 0.00% | |
| 78 | BHR 4.5 06/01/26BRAEMAR HOTELS & RESORTS INC | 20,730,000 | $17K | 0.00% | |
| 79 | PETQ 4 06/01/26PETIQ INC | 16,885,000 | $16K | 0.00% | |
| 80 | IMAX 0.5 04/01/26IMAX CORP | 17,187,000 | $15K | 0.00% | |
| 81 | AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC | 14,070,000 | $15K | 0.00% | |
| 82 | VREX 4 06/01/25VAREX IMAGING CORP | 12,585,000 | $14K | 0.00% | |
| 83 | —KAMAN CORP | 13,197,000 | $13K | 0.00% | |
| 84 | CNMD 2.25 06/15/27CONMED CORP | 12,900,000 | $12K | 0.00% | |
| 85 | UONEURBAN ONE INC | 2,464,165 | $8K | 0.00% | |
| 86 | IDCC 3.5 06/01/27INTERDIGITAL INC | 5,820,000 | $8K | 0.00% | |
| 87 | NOG 3.625 04/15/29NORTHERN OIL & GAS INC | 6,270,000 | $7K | 0.00% | |
| 88 | CMLSCUMULUS MEDIA INC | 1,458,428 | $7K | 0.00% | |
| 89 | KYNKAYNE ANDERSON ENERGY INFRST | 781,787 | $6K | 0.00% | |
| 90 | VATE 7.5 08/01/26 *INNOVATE CORP | 12,203,000 | $6K | 0.00% | |
| 91 | WESTWESTROCK COFFEE CO | 3,058,729 | $6K | 0.00% | |
| 92 | GRNTGRANITE RIDGE RESOURCES INC | 1,044,274 | $6K | 0.00% | |
| 93 | UANCVR PARTNERS LP | 76,700 | $5K | 0.00% | |
| 94 | BHRBRAEMAR HOTELS & RESORTS INC | 2,101,511 | $5K | 0.00% | |
| 95 | CNX 2.25 05/01/26CNX RES CORP | 2,500,000 | $4K | 0.00% | |
| 96 | CCOCLEAR CHANNEL OUTDOOR HLDGS | 2,639,527 | $4K | 0.00% | |
| 97 | DDOG 0.125 06/15/25DATADOG INC | 3,460,000 | $4K | 0.00% | |
| 98 | VUSBVANGUARD BD INDEX FDS | 100,000 | $4K | 0.00% | |
| 99 | PODD 0.375 09/01/26INSULET CORP | 3,500,000 | $4K | 0.00% | |
| 100 | Z 1.375 09/01/26ZILLOW GROUP INC | 2,500,000 | $3K | 0.00% |
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