Who Owns Adaptive ETFs - Adaptive Alpha Opportunities ETF (AGOX)?Hedge Fund & Institutional Holders

$27.32-0.38 (-1.35%)Financial ServicesNYSE_ARCA

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$6.242828577275163e+137T

% of Float Held

—

QoQ Change in Holders

+15 / -2

Price History

$23.19$25.25$27.30$29.36$31.42Sep 24Jun 25Mar 26

AGOX — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
Berman McAleer LLCNew Position+2.2M+$62.4M
Ameritas Advisory Services, LLCNew Position+963K+$27.5M
Octavia Wealth Advisors, LLCNew Position+890K+$25.4M
ENVESTNET ASSET MANAGEMENT INCNew Position+451K+$12.0M
Encompass More Asset ManagementNew Position+375K+$10.7M
WealthPlan Investment Management, LLCNew Position+346K+$9.9M
PARTNERS WEALTH MANAGEMENT, LLCNew Position+232K+$6.6M
COMMONWEALTH EQUITY SERVICES, LLCNew Position+183K+$5.0M
WealthPLAN Partners, LLCNew Position+174K+$5.0M
Global Retirement Partners, LLCNew Position+123K+$3.0M
FOUNDATIONS INVESTMENT ADVISORS, LLCNew Position+44K+$1.0M
Goldstone Financial Group, LLCNew Position+35K+$996K
Prime Capital Investment Advisors, LLCNew Position+17K+$477K
OLD MISSION CAPITAL LLCNew Position+14K+$397K
SILVER OAK SECURITIES, INCORPORATEDNew Position+9K+$260K

AGOX — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
ROYAL BANK OF CANADADecreased-778-$15.7B
UBS Group AGDecreased-16K-$10.9B
OSAIC HOLDINGS, INC.Decreased-8K-$6.9B
INTEGRITY ALLIANCE, LLC.Decreased-1K-$1.9B
Kestra Advisory Services, LLCDecreased-13K-$650.5M
JANE STREET GROUP, LLCDecreased-7K-$616.0M
Atria Investments, IncDecreased-2K-$437.6M
Newbridge Financial Services Group, Inc.Decreased-2K-$390.9M
PRINCIPAL SECURITIES, INC.Decreased-2K-$358.9M
Ausdal Financial Partners, Inc.Closed Position-8K-$256.5M
Summit Financial, LLCDecreased-504-$236.2M
MAI Capital ManagementClosed Position-435-$13.4M
Allworth Financial LPDecreased-50-$3.0M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1Berman McAleer LLC2,185,884$62.4M8.53%Share
2KESTRA PRIVATE WEALTH SERVICES, LLC1,000,615$28.6M0.35%Share
3Ameritas Advisory Services, LLC963,468$27.5M1.03%Share
4Octavia Wealth Advisors, LLC890,223$25.4M2.43%Share
5ROYAL BANK OF CANADA509,767$14.0M0.00%Share
6Cetera Investment Advisers443,303$12.0M0.01%Share
7ENVESTNET ASSET MANAGEMENT INC450,616$12.0M0.00%Share
8LPL Financial LLC443,247$12.0M0.00%Share
9Encompass More Asset Management374,909$10.7M1.97%Share
10WealthPlan Investment Management, LLC344,570$9.8M0.63%Share
11UBS Group AG340,190$9.7M0.00%Share
12Stratos Wealth Partners, LTD.279,636$8.0M0.09%Share
13PARTNERS WEALTH MANAGEMENT, LLC231,670$6.6M6.91%Share
14OSAIC HOLDINGS, INC.222,914$6.0M0.01%Share
15COMMONWEALTH EQUITY SERVICES, LLC183,067$5.0M0.01%Share
16WealthPLAN Partners, LLC173,676$5.0M0.74%Share
17Prosperity Financial Group, Inc.116,219$3.3M1.19%Share
18Global Retirement Partners, LLC123,417$3.0M0.05%Share
19INTEGRITY ALLIANCE, LLC.60,085$1.7M0.06%Share
20Empirical Asset Management, LLC44,675$1.3M0.36%Share
21NewEdge Advisors, LLC62,519$1.0M0.00%Share
22RAYMOND JAMES FINANCIAL INC59,287$1.0M0.00%Share
23FOUNDATIONS INVESTMENT ADVISORS, LLC43,699$1.0M0.01%Share
24Goldstone Financial Group, LLC34,901$996K0.11%Share
25FIRETHORN WEALTH PARTNERS, LLC28,928$826K0.31%Share
26Avior Wealth Management, LLC25,801$736K0.02%Share
27Prime Capital Investment Advisors, LLC16,721$477K0.01%Share
28OLD MISSION CAPITAL LLC13,921$397K0.01%Share
29Newbridge Financial Services Group, Inc.10,312$294K0.05%Share
30SILVER OAK SECURITIES, INCORPORATED9,042$260K0.02%Share
31EverSource Wealth Advisors, LLC3,176$90K0.00%Share
32COMERICA BANK3,095$88K0.00%Share
33WealthPlan Investment Management, LLC1,186$33K0.00%Share
34WEBSTER BANK, N. A.574$16K0.00%Share
35WealthPLAN Partners, LLC539$15K0.00%Share
36ASSETMARK, INC235$6K0.00%Share
37Allworth Financial LP48$1K0.00%Share
38JPMORGAN CHASE & CO15$00.00%Share
39OSAIC HOLDINGS, INC.272$00.00%Share
40CENTAURUS FINANCIAL, INC.11,107$00.00%Share
41JANE STREET GROUP, LLC12,681$00.00%Share
42PRINCIPAL SECURITIES, INC.9,328$00.00%Share
43Steward Partners Investment Advisory, LLC5,529$00.00%Share
44CAPTRUST FINANCIAL ADVISORS15,245$00.00%Share
45GTS SECURITIES LLC14,692$00.00%Share
46Summit Financial, LLC7,188$00.00%Share
47Kestra Advisory Services, LLC8,568$00.00%Share
48Janney Montgomery Scott LLC11,830$00.00%Share
49THOROUGHBRED FINANCIAL SERVICES, LLC7,191$00.00%Share
50Lido Advisors, LLC8,218$00.00%Share

AGOX Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 202549$271.3M+15
Q3 202534$109.9B-5
Q2 202539$198.2B-11
Q1 202550$200.0B+5
Q4 202445$91.7T+10
Q3 202435$131.2T+4
Q2 202431$120.1T+1
Q1 202430$104.2T—

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As of Q4 2025, 50 institutional investors hold AGOX (Adaptive ETFs - Adaptive Alpha Opportunities ETF). The largest holder is Berman McAleer LLC with $62.4M in shares. This quarter, 15 institutions opened new positions and 2 closed their positions.

Frequently Asked Questions

How many hedge funds own AGOX?

As of Q4 2025, 50 institutional investors report holding AGOX (Adaptive ETFs - Adaptive Alpha Opportunities ETF) in their 13F filings.

Who is the largest institutional holder of AGOX?

The largest institutional holder of AGOX is Berman McAleer LLC with $62.4M in shares.

Is institutional ownership of AGOX increasing or decreasing?

This quarter, 15 institutions opened new positions in AGOX and 2 closed their positions.