Who Owns CAAA?
First Trust AAA CMBS ETF — Institutional Ownership & 13F Holdings
$20.35
+0.03 (+0.12%)
Market Cap
$32.1M
Shares Outstanding
1,496,279
Institutional Holders
14
Total Inst. Value
$9.6M
% of Float Held
—
QoQ Holder Change
+8
Institutional data as of Q1 2025
New Positions
6
Closed Positions
2
Increased
2
Decreased
6
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | GOLDMAN SACHS GROUP INC | $2.0M | 100,000 |
| 2 | JPMORGAN CHASE & CO | $1.8M | 86,921 |
| 3 | Platform Technology PartnersNew | $958K | 47,087 |
| 4 | FIRST TRUST ADVISORS LPNew | $729K | 35,808 |
| 5 | ROYAL BANK OF CANADA | $697K | 34,275 |
| 6 | INSPIRION WEALTH ADVISORS, LLC | $656K | 32,259 |
| 7 | Farther Finance Advisors, LLCNew | $628K | 30,820 |
| 8 | FLOW TRADERS U.S. LLCNew | $447K | 21,947 |
| 9 | JANE STREET GROUP, LLCNew | $435K | 21,375 |
| 10 | BANK OF AMERICA CORP /DE/ | $406K | 20,000 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| Platform Technology PartnersNew | +47K | $958K |
| FIRST TRUST ADVISORS LPNew | +36K | $729K |
| Farther Finance Advisors, LLCNew | +31K | $628K |
| FLOW TRADERS U.S. LLCNew | +22K | $447K |
| JANE STREET GROUP, LLCNew | +21K | $435K |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| BANK OF AMERICA CORP /DE/ | -130K | $406K |
| ROYAL BANK OF CANADA | -86K | $697K |
| JPMORGAN CHASE & CO | -61K | $1.8M |
| GOLDMAN SACHS GROUP INC | -50K | $2.0M |
| AVANTAX ADVISORY SERVICES, INC. | -5K | $371K |
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Frequently Asked Questions
How many institutional investors hold CAAA?
As of Q1 2025, 14 institutional investors report holding CAAA (First Trust AAA CMBS ETF) in their 13F filings.
Which hedge fund owns the most CAAA?
The largest institutional holder of CAAA is GOLDMAN SACHS GROUP INC with $2.0M in shares.
Are institutions buying or selling CAAA?
This quarter, 6 institutions opened new positions in CAAA and 2 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.