Who Owns Capital Group U.S. Small and Mid Cap ETF (CGMM)?Hedge Fund & Institutional Holders

$29.10-0.12 (-0.41%)Financial ServicesNYSE_ARCA

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$InfinityT

% of Float Held

—

QoQ Change in Holders

+9 / -6

Price History

$20.98$23.64$26.30$28.95$31.61Jan 25Aug 25Mar 26

CGMM — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
WELLS FARGO & COMPANY/MNIncreased+1.2M+$35.0B
COMMONWEALTH EQUITY SERVICES, LLCNew Position+920K+$26.0B
Ergawealth Advisors, Inc.New Position+749K+$21.6B
OSAIC HOLDINGS, INC.Increased+730K+$20.2B
JONES FINANCIAL COMPANIES LLLPNew Position+470K+$13.0B
Strategic Blueprint, LLCNew Position+436K+$12.6B
STEPHENS INC /AR/New Position+434K+$12.5B
ROYAL BANK OF CANADAIncreased+350K+$9.9B
STIFEL FINANCIAL CORPIncreased+285K+$7.8B
Coign Capital Advisors LLCNew Position+255K+$7.4B
National Wealth Management Group, LLCNew Position+244K+$7.0B
Souders Financial AdvisorsNew Position+241K+$6.9B
SEI INVESTMENTS COIncreased+250K+$6.8B
ASSETMARK, INCIncreased+217K+$6.5B
Valmark Advisers, Inc.New Position+142K+$4.1B

CGMM — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
Capital International InvestorsDecreased-54K-$2.2B
Kingsview Wealth Management, LLCDecreased-22K-$1.9B
Tower Research Capital LLC (TRC)Closed Position-24K-$689.8M
CITADEL ADVISORS LLCClosed Position-8K-$228.4M
Ausdal Financial Partners, Inc.Closed Position-7K-$202.6M
Advisory Services Network, LLCClosed Position-6K-$183.0M
AdvisorNet Financial, IncDecreased-150-$4.4M
AMERIFLEX GROUP, INC.Closed Position-140-$4.0M
HRT FINANCIAL LPDecreased-8K-$572K
BANK OF AMERICA CORP /DE/Closed Position-6K-$180K
MORGAN STANLEYDecreased-593-$24K
NBC SECURITIES, INC.Decreased-3-$0
Beta Wealth Group, Inc.Decreased-401-$-14.9M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1OSAIC HOLDINGS, INC.1,445,228$41.0B59.91%Share
2WELLS FARGO & COMPANY/MN1,183,069$34.0B6.19%Share
3COMMONWEALTH EQUITY SERVICES, LLC920,118$26.0B34.66%Share
4STIFEL FINANCIAL CORP886,816$25.0B22.49%Share
5ASSETMARK, INC751,163$21.7B44.18%Share
6Ergawealth Advisors, Inc.749,108$21.6B9.94%Share
7SEI INVESTMENTS CO750,481$21.0B20.73%Share
8ROYAL BANK OF CANADA558,682$16.0B2.60%Share
9Capital Group Private Client Services, Inc.483,342$13.9B221.86%Share
10JONES FINANCIAL COMPANIES LLLP469,792$13.0B7.93%Share
11Strategic Blueprint, LLC435,832$12.6B0.74%Share
12STEPHENS INC /AR/433,709$12.5B155.61%Share
13WELLS FARGO & COMPANY/MN405,199$11.0B2.00%Share
14Coign Capital Advisors LLC254,941$7.4B3.85%Share
15National Wealth Management Group, LLC244,462$7.0B2.44%Share
16Souders Financial Advisors240,721$6.9B0.79%Share
17Orion Porfolio Solutions, LLC235,612$6.0B44.00%Share
18CARY STREET PARTNERS FINANCIAL LLC196,584$5.7B0.14%Share
19Valmark Advisers, Inc.141,726$4.1B50.37%Share
20Smartleaf Asset Management LLC143,345$4.0B0.15%Share
21StoneCrest Wealth Management, Inc.137,152$4.0B1.60%Share
22Smith Thornton Advisors LLC126,088$3.6B1.85%Share
23Tradition Wealth Management, LLC120,855$3.5B0.25%Share
24Entruity Wealth, LLC82,778$2.4B1.70%Share
25NavPoint Financial, Inc.75,526$2.2B0.93%Share
26Essex Financial Services, Inc.93,039$2.0B0.11%Share
27OSAIC HOLDINGS, INC.69,803$2.0B2.92%Share
28ROYAL BANK OF CANADA75,631$2.0B0.33%Share
29CULLEN/FROST BANKERS, INC.98,043$2.0B22.00%Share
30NWF Advisory Services Inc.67,756$2.0B0.22%Share
31A&I FINANCIAL SERVICES, LLC66,381$1.9B0.91%Share
32Laurel Wealth Planning LLC62,608$1.8B1.00%Share
33Beta Wealth Group, Inc.60,364$1.7B0.70%Share
34Sigma Planning Corp52,391$1.5B0.04%Share
35PFG Advisors46,042$1.3B0.06%Share
36LongView Wealth Management42,025$1.3B0.31%Share
37SAGESPRING WEALTH PARTNERS, LLC44,177$1.3B23.15%Share
38Blueprint Financial Advisors LLC39,867$1.1B0.18%Share
39Blueprint Investment Partners LLC39,867$1.1B0.12%Share
40Stratos Wealth Partners, LTD.39,570$1.1B12.90%Share
41KINGSWOOD WEALTH ADVISORS, LLC36,425$1.1B0.05%Share
42Koshinski Asset Management, Inc.35,329$1.0B0.07%Share
43Rockefeller Capital Management L.P.64,725$1.0B1.80%Share
44Venture Visionary Partners LLC49,981$1.0B0.03%Share
45Private Advisor Group, LLC51,777$1.0B4.70%Share
46Pines Wealth Management, LLC34,321$989.0M0.32%Share
47Security Financial Services, INC.32,732$944.0M0.15%Share
48D.A. DAVIDSON & CO.29,633$854.0M5.23%Share
49Owen LaRue, LLC28,551$823.0M0.31%Share
50OPPENHEIMER & CO INC26,986$778.0M11.05%Share

CGMM Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 2025168$372.2B+95
Q3 202573$296.3B+1
Q2 202572$220.0B+29
Q1 202543$81.7B—

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As of Q4 2025, 50 institutional investors hold CGMM (Capital Group U.S. Small and Mid Cap ETF). The largest holder is OSAIC HOLDINGS, INC. with $41.0B in shares. This quarter, 9 institutions opened new positions and 6 closed their positions.

Frequently Asked Questions

How many hedge funds own CGMM?

As of Q4 2025, 50 institutional investors report holding CGMM (Capital Group U.S. Small and Mid Cap ETF) in their 13F filings.

Who is the largest institutional holder of CGMM?

The largest institutional holder of CGMM is OSAIC HOLDINGS, INC. with $41.0B in shares.

Is institutional ownership of CGMM increasing or decreasing?

This quarter, 9 institutions opened new positions in CGMM and 6 closed their positions.