Who Owns NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND (DIAX)?Hedge Fund & Institutional Holders

$14.49-0.42 (-2.82%)TechnologyNYSE

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$InfinityT

% of Float Held

—

QoQ Change in Holders

+12 / -2

Price History

$12.76$13.52$14.28$15.04$15.80Aug 24Jun 25Mar 26

DIAX — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
BANK OF AMERICA CORP /DE/Increased+17K+$17.0B
Saba Capital Management, L.P.Increased+565K+$9.0B
Capital Investment Advisors, LLCNew Position+353K+$5.4B
WOLVERINE ASSET MANAGEMENT LLCNew Position+249K+$3.8B
Shaker Financial Services, LLCNew Position+199K+$3.0B
ABSOLUTE INVESTMENT ADVISERS, LLCNew Position+98K+$1.5B
Shulman DeMeo Asset Management LLCNew Position+59K+$904.0M
D.A. DAVIDSON & CO.New Position+40K+$609.0M
SCHNIEDERS CAPITAL MANAGEMENT, LLC.New Position+32K+$486.0M
Calamos Advisors LLCNew Position+26K+$392.0M
SAGESPRING WEALTH PARTNERS, LLCNew Position+23K+$349.0M
Yakira Capital Management, Inc.New Position+23K+$345.0M
PREVAIL INNOVATIVE WEALTH ADVISORS, LLCIncreased+20K+$314.7M
Morey & Quinn Wealth Partners, LLCNew Position+17K+$254.0M
B. Riley Wealth Advisors, Inc.New Position+16K+$243.0M

DIAX — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
Cornerstone Advisors, LLCDecreased-188K-$3.6B
LPL Financial LLCDecreased-11K-$3.2B
Private Advisor Group, LLCDecreased-4K-$1.0B
Integrated Wealth Concepts LLCDecreased-2K-$1.0B
Advisors Asset Management, Inc.Decreased-7K-$974.5M
AQR Arbitrage LLCDecreased-70K-$928.7M
GUGGENHEIM CAPITAL LLCDecreased-57K-$893.7M
RAYMOND JAMES FINANCIAL INCDecreased-2K-$888.5M
NWF Advisory Services Inc.Closed Position-52K-$740.4M
STIFEL FINANCIAL CORPDecreased-12K-$701.3M
PMG Family Office LLCDecreased-8K-$695.6M
RPO LLCClosed Position-39K-$584.7M
Dynamic Advisor Solutions LLCDecreased-775-$580.5M
CHOREO, LLCDecreased-1K-$572.0M
AMERIPRISE FINANCIAL INCDecreased-11K-$509.5M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1Saba Capital Management, L.P.1,599,746$24.4B0.73%Share
2BANK OF AMERICA CORP /DE/1,123,427$17.0B0.00%Share
3RAYMOND JAMES FINANCIAL INC626,448$9.0B0.00%Share
4Invesco Ltd.537,735$8.2B0.00%Share
5GUGGENHEIM CAPITAL LLC468,567$7.0B0.05%Share
6WELLS FARGO & COMPANY/MN509,884$7.0B0.00%Share
7UBS Group AG397,864$6.1B0.00%Share
8Capital Investment Advisors, LLC353,064$5.4B0.08%Share
9WOLVERINE ASSET MANAGEMENT LLC249,306$3.8B0.03%Share
10AQR Arbitrage LLC204,492$3.1B0.07%Share
11Shaker Financial Services, LLC199,214$3.0B0.96%Share
12Thomas J. Herzfeld Advisors, Inc.183,190$2.8B0.95%Share
13Cornerstone Advisors, LLC185,466$2.0B0.07%Share
141607 Capital Partners, LLC118,061$1.8B0.12%Share
15RIVERNORTH CAPITAL MANAGEMENT, LLC112,137$1.7B0.08%Share
16ABSOLUTE INVESTMENT ADVISERS, LLC98,482$1.5B0.18%Share
17WELLS FARGO & COMPANY/MN126,588$1.0B0.00%Share
18RAYMOND JAMES FINANCIAL INC82,103$1.0B0.00%Share
19ROYAL BANK OF CANADA91,307$1.0B0.00%Share
20OSAIC HOLDINGS, INC.93,263$1.0B0.00%Share
21AMERIPRISE FINANCIAL INC89,655$1.0B0.00%Share
22Shulman DeMeo Asset Management LLC59,250$904.0M0.21%Share
23PREVAIL INNOVATIVE WEALTH ADVISORS, LLC57,026$870.0M0.16%Share
24D.A. DAVIDSON & CO.39,943$609.0M0.00%Share
25SCHNIEDERS CAPITAL MANAGEMENT, LLC.31,850$486.0M0.08%Share
26Calamos Advisors LLC25,709$392.0M0.00%Share
27Leo Wealth, LLC23,000$350.0M0.03%Share
28SAGESPRING WEALTH PARTNERS, LLC22,923$349.0M0.01%Share
29Yakira Capital Management, Inc.22,654$345.0M0.12%Share
30Quantedge Capital Pte Ltd18,800$286.0M0.14%Share
31INTEGRATED CAPITAL MANAGEMENT, INC.18,177$277.0M0.18%Share
32Invesco Ltd.17,130$261.0M0.00%Share
33Morey & Quinn Wealth Partners, LLC16,676$254.0M0.18%Share
34B. Riley Wealth Advisors, Inc.15,961$243.0M0.01%Share
35Quarry LP15,894$242.0M0.04%Share
36PINNACLE ASSOCIATES LTD15,516$236.0M0.00%Share
37Kapstone Financial Advisors LLC14,535$221.0M0.11%Share
38UHLMANN PRICE SECURITIES, LLC14,336$218.0M0.13%Share
39ACCREDITED INVESTOR SERVICES, LLC13,132$200.0M0.13%Share
40TrueMark Investments, LLC12,137$185.0M0.04%Share
41PKS Advisory Services, LLC11,894$181.0M0.04%Share
42VISTA INVESTMENT PARTNERS II, LLC10,800$164.0M0.07%Share
43Wealth Preservation Advisors, LLC8,190$124.0M0.06%Share
44PFS Partners, LLC7,863$119.0M0.05%Share
45Blue Trust, Inc.7,000$106.0M0.00%Share
46UBS Group AG6,010$91.0M0.00%Share
47EASTERN BANK5,038$76.0M0.00%Share
48COMERICA BANK4,387$66.0M0.00%Share
49Farther Finance Advisors, LLC3,278$50.0M0.00%Share
50PRIVATE TRUST CO NA3,200$48.0M0.00%Share

DIAX Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 2025121$117.2B+49
Q3 202572$98.3B-22
Q2 202594$110.3B-6
Q1 2025100$155.7B+18
Q4 202482$2.5T+19
Q3 202463$6.5T-2
Q2 202465$4.3T+8
Q1 202457$166.4T—

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As of Q4 2025, 50 institutional investors hold DIAX (NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND). The largest holder is Saba Capital Management, L.P. with $24.4B in shares. This quarter, 12 institutions opened new positions and 2 closed their positions.

Frequently Asked Questions

How many hedge funds own DIAX?

As of Q4 2025, 50 institutional investors report holding DIAX (NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND) in their 13F filings.

Who is the largest institutional holder of DIAX?

The largest institutional holder of DIAX is Saba Capital Management, L.P. with $24.4B in shares.

Is institutional ownership of DIAX increasing or decreasing?

This quarter, 12 institutions opened new positions in DIAX and 2 closed their positions.