Who Owns FAD?
First Trust Multi Cap Growth AlphaDEX Fund — Institutional Ownership & 13F Holdings
$173.78
-3.04 (-1.72%)
Market Cap
$419.6M
Shares Outstanding
2,253,051
Institutional Holders
69
Total Inst. Value
$253.0M
% of Float Held
—
QoQ Holder Change
+31
Institutional data as of Q1 2025
New Positions
15
Closed Positions
9
Increased
25
Decreased
14
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $163.4M | 1,263 |
| 2 | MORGAN STANLEY | $12.5M | 96,947 |
| 3 | RAYMOND JAMES FINANCIAL INC | $10.7M | 82,800 |
| 4 | GOLDMAN SACHS GROUP INC | $6.5M | 50,000 |
| 5 | Plotkin Financial Advisors, LLC | $6.0M | 46,149 |
| 6 | TRUIST FINANCIAL CORP | $5.9M | 45,917 |
| 7 | RPg Family Wealth Advisory, LLC | $4.3M | 33,210 |
| 8 | BANK OF AMERICA CORP /DE/ | $3.7M | 28,682 |
| 9 | ROYAL BANK OF CANADA | $3.3M | 25,122 |
| 10 | WELLS FARGO & COMPANY/MN | $3.1M | 24,090 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| MORGAN STANLEY | +406 | $12.5M |
| RAYMOND JAMES FINANCIAL INC | +974 | $10.7M |
| Plotkin Financial Advisors, LLC | +224 | $6.0M |
| TRUIST FINANCIAL CORP | +7K | $5.9M |
| RPg Family Wealth Advisory, LLC | +22K | $4.3M |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| Cetera Investment Advisers | -3K | $1.0M |
| Private Advisor Group, LLC | -3K | $1.8M |
| WELLS FARGO & COMPANY/MN | -2K | $3.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | -1K | $8K |
| NewEdge Advisors, LLC | -353 | $20K |
Related Stocks
Frequently Asked Questions
How many institutional investors hold FAD?
As of Q1 2025, 69 institutional investors report holding FAD (First Trust Multi Cap Growth AlphaDEX Fund) in their 13F filings.
Which hedge fund owns the most FAD?
The largest institutional holder of FAD is NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO with $163.4M in shares.
Are institutions buying or selling FAD?
This quarter, 15 institutions opened new positions in FAD and 9 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.