Who Owns First Trust Multi Cap Growth AlphaDEX Fund (FAD)?Hedge Fund & Institutional Holders

$158.73-0.46 (-0.29%)Financial ServicesNASDAQ

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$4.900021000200002e+185T

% of Float Held

—

QoQ Change in Holders

+15 / -1

Price History

$114.67$128.84$143.01$157.18$171.35Aug 24May 25Mar 26

FAD — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
COMMONWEALTH EQUITY SERVICES, LLCNew Position+58K+$9.0M
TRUIST FINANCIAL CORPNew Position+47K+$7.6M
Keystone Wealth Services, LLCNew Position+54K+$6.5M
Wealth Management Partners, LLCNew Position+25K+$4.0M
WEDBUSH SECURITIES INCNew Position+26K+$4.0M
Geneos Wealth Management Inc.New Position+22K+$3.6M
Sanctuary Advisors, LLCNew Position+17K+$2.3M
ENVESTNET ASSET MANAGEMENT INCNew Position+14K+$2.0M
JONES FINANCIAL COMPANIES LLLPNew Position+17K+$2.0M
Vantus Wealth LLCNew Position+8K+$1.3M
Stonebridge Financial Group, LLC / MONew Position+8K+$1.2M
Janney Montgomery Scott LLCNew Position+10K+$1.0M
WILLNER & HELLER, LLCNew Position+6K+$975K
Virtu Financial LLCNew Position+6K+$959K
Proactive Wealth Strategies LLCNew Position+5K+$863K

FAD — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
LPL Financial LLCDecreased-1K-$20.3B
Plotkin Financial Advisors, LLCDecreased-726-$7.3B
SUSQUEHANNA INTERNATIONAL GROUP, LLPDecreased-28K-$5.7B
RPg Family Wealth Advisory, LLCDecreased-860-$5.2B
BANK OF AMERICA CORP /DE/Decreased-133-$4.9B
Creative PlanningDecreased-52-$4.1B
CITADEL ADVISORS LLCClosed Position-20K-$3.2B
Baird Financial Group, Inc.Decreased-251-$2.3B
WCG Wealth Advisors LLCDecreased-461-$2.2B
626 Financial, LLCDecreased-200-$1.5B
Kestra Advisory Services, LLCDecreased-62-$1.4B
IFP Advisors, IncDecreased-624-$1.1B
Certified Advisory CorpDecreased-149-$1.0B
Apeiron RIA LLCDecreased-86-$841.7M
OneDigital Investment Advisors LLCDecreased-942-$384.2M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1MORGAN STANLEY308,384$49.0M0.00%Share
2WELLS FARGO & COMPANY/MN133,734$21.0M0.00%Share
3LPL Financial LLC125,108$20.0M0.01%Share
4RAYMOND JAMES FINANCIAL INC122,422$19.0M0.01%Share
5COMMONWEALTH EQUITY SERVICES, LLC58,043$9.0M0.01%Share
6GOLDMAN SACHS GROUP INC50,000$8.0M0.00%Share
7TRUIST FINANCIAL CORP47,162$7.6M0.01%Share
8Plotkin Financial Advisors, LLC44,906$7.3M3.55%Share
9OSAIC HOLDINGS, INC.47,781$7.0M0.01%Share
10RPg Family Wealth Advisory, LLC31,779$5.1M1.13%Share
11ROYAL BANK OF CANADA31,756$5.0M0.00%Share
12Synergy Investment Management, LLC26,450$4.3M1.52%Share
13Wealth Management Partners, LLC25,026$4.0M1.16%Share
14Creative Planning25,376$4.0M0.00%Share
15WEDBUSH SECURITIES INC26,204$4.0M0.12%Share
16Geneos Wealth Management Inc.21,942$3.6M0.09%Share
17BANK OF AMERICA CORP /DE/18,931$3.0M0.00%Share
18UBS Group AG17,744$2.9M0.00%Share
19Keystone Wealth Services, LLC20,191$2.4M0.50%Share
20WCG Wealth Advisors LLC13,410$2.2M0.06%Share
21Baird Financial Group, Inc.13,792$2.0M0.00%Share
22Cambridge Investment Research Advisors, Inc.12,523$2.0M0.01%Share
23ENVESTNET ASSET MANAGEMENT INC14,147$2.0M0.00%Share
24RAYMOND JAMES FINANCIAL INC16,130$2.0M0.00%Share
25JONES FINANCIAL COMPANIES LLLP17,250$2.0M0.00%Share
26STIFEL FINANCIAL CORP12,671$2.0M0.00%Share
27Private Advisor Group, LLC14,180$2.0M0.01%Share
28FIFTH THIRD SECURITIES, INC.10,876$1.8M0.12%Share
29Keystone Wealth Services, LLC10,780$1.7M0.36%Share
30Stonebridge Financial Planning Group, LLC10,415$1.7M0.61%Share
31626 Financial, LLC9,068$1.5M0.63%Share
32Vantus Wealth LLC8,275$1.3M0.99%Share
33Advyzon Investment Management, LLC8,110$1.3M0.15%Share
34Stonebridge Financial Group, LLC / MO7,595$1.2M1.06%Share
35Keystone Wealth Services, LLC8,162$1.0M0.22%Share
36SUSQUEHANNA INTERNATIONAL GROUP, LLP7,128$1.0M0.00%Share
37IFP Advisors, Inc6,268$1.0M0.02%Share
38Janney Montgomery Scott LLC9,839$1.0M0.00%Share
39Kestra Advisory Services, LLC8,818$1.0M0.00%Share
40Cetera Investment Advisers11,223$1.0M0.00%Share
41BANK OF AMERICA CORP /DE/11,294$1.0M0.00%Share
42Certified Advisory Corp6,132$992K0.09%Share
43WILLNER & HELLER, LLC6,027$975K0.70%Share
44Nova Wealth Management, Inc.5,943$961K0.66%Share
45Virtu Financial LLC5,924$959K0.04%Share
46Private Advisory Group LLC5,705$923K0.07%Share
47Proactive Wealth Strategies LLC5,337$863K0.34%Share
48Apeiron RIA LLC5,133$859K0.17%Share
49Keystone Wealth Services, LLC9,509$819K0.17%Share
50Golden State Wealth Management, LLC5,053$817K0.09%Share

FAD Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 202593$236.7M+34
Q3 202559$188.6B-8
Q2 202567$117.1B-2
Q1 202569$108.3B+6
Q4 202463$7.1T+16
Q3 202447$53.5T+3
Q2 202444$50.7T+6
Q1 202438$40.6T—

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As of Q4 2025, 50 institutional investors hold FAD (First Trust Multi Cap Growth AlphaDEX Fund). The largest holder is MORGAN STANLEY with $49.0M in shares. This quarter, 15 institutions opened new positions and 1 closed their positions.

Frequently Asked Questions

How many hedge funds own FAD?

As of Q4 2025, 50 institutional investors report holding FAD (First Trust Multi Cap Growth AlphaDEX Fund) in their 13F filings.

Who is the largest institutional holder of FAD?

The largest institutional holder of FAD is MORGAN STANLEY with $49.0M in shares.

Is institutional ownership of FAD increasing or decreasing?

This quarter, 15 institutions opened new positions in FAD and 1 closed their positions.