Who Owns FNY?
First Trust Mid Cap Growth AlphaDEX Fund — Institutional Ownership & 13F Holdings
$100.21
-0.27 (-0.27%)
Market Cap
$519.2M
Shares Outstanding
4,804,608
Institutional Holders
99
Total Inst. Value
$193.1M
% of Float Held
—
QoQ Holder Change
+40
Institutional data as of Q1 2025
New Positions
27
Closed Positions
15
Increased
32
Decreased
26
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | $48.8M | 652,316 |
| 2 | MORGAN STANLEY | $26.3M | 350,671 |
| 3 | NewEdge Advisors, LLC | $15.5M | 206,918 |
| 4 | UBS Group AG | $14.0M | 187,324 |
| 5 | RAYMOND JAMES FINANCIAL INC | $10.2M | 136,523 |
| 6 | BENJAMIN EDWARDS INC | $6.7M | 89,784 |
| 7 | FIRST TRUST ADVISORS LPNew | $4.8M | 64,021 |
| 8 | Cetera Investment Advisers | $4.3M | 57,710 |
| 9 | GOLDMAN SACHS GROUP INC | $4.0M | 52,795 |
| 10 | Janney Montgomery Scott LLCNew | $3.8M | 50,468 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| WELLS FARGO & COMPANY/MN | +77K | $48.8M |
| UBS Group AG | +14K | $14.0M |
| BENJAMIN EDWARDS INC | +23K | $6.7M |
| FIRST TRUST ADVISORS LPNew | +64K | $4.8M |
| Cetera Investment Advisers | +7K | $4.3M |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| OSAIC HOLDINGS, INC. | -58K | $3.1M |
| RAYMOND JAMES FINANCIAL INC | -41K | $10.2M |
| MORGAN STANLEY | -19K | $26.3M |
| Kingsview Wealth Management, LLC | -10K | $5K |
| STIFEL FINANCIAL CORP | -7K | $2.0M |
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Frequently Asked Questions
How many institutional investors hold FNY?
As of Q1 2025, 99 institutional investors report holding FNY (First Trust Mid Cap Growth AlphaDEX Fund) in their 13F filings.
Which hedge fund owns the most FNY?
The largest institutional holder of FNY is WELLS FARGO & COMPANY/MN with $48.8M in shares.
Are institutions buying or selling FNY?
This quarter, 27 institutions opened new positions in FNY and 15 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.