Who Owns First Trust Utilities AlphaDEX Fund (FXU)?Hedge Fund & Institutional Holders

$50.49+0.51 (+1.02%)Financial ServicesNYSE_ARCA

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$7.6000014200076e+215T

% of Float Held

—

QoQ Change in Holders

+15 / -2

Price History

$37.13$40.60$44.06$47.53$51.00Sep 24Jun 25Mar 26

FXU — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
TRUIST FINANCIAL CORPNew Position+307K+$13.8M
BENJAMIN EDWARDS INCNew Position+300K+$13.5M
&PARTNERSNew Position+263K+$11.0M
Csenge Advisory GroupNew Position+243K+$10.9M
ENVESTNET ASSET MANAGEMENT INCNew Position+179K+$8.0M
Janney Montgomery Scott LLCNew Position+157K+$7.0M
COMMONWEALTH EQUITY SERVICES, LLCNew Position+160K+$7.0M
DAYMARK WEALTH PARTNERS, LLCNew Position+136K+$6.1M
Milestones Private Investment Advisors LLCNew Position+118K+$5.3M
D.A. DAVIDSON & CO.New Position+103K+$4.6M
OPPENHEIMER & CO INCNew Position+92K+$4.2M
FOUNDATIONS INVESTMENT ADVISORS, LLCNew Position+93K+$4.0M
GREENUP STREET WEALTH MANAGEMENT LLCNew Position+82K+$3.7M
Arkadios Wealth AdvisorsNew Position+79K+$3.0M
CWM, LLCNew Position+63K+$2.8M

FXU — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
WELLS FARGO & COMPANY/MNDecreased-220K-$85.6B
NewEdge Advisors, LLCDecreased-65K-$24.1B
NewSquare Capital LLCDecreased-155K-$21.2B
Advisory Services Network, LLCDecreased-34K-$20.5B
PGIM Custom Harvest LLCDecreased-10K-$8.3B
Vestmark Advisory Solutions, Inc.Decreased-3K-$5.9B
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CODecreased-83K-$5.3B
Baird Financial Group, Inc.Decreased-6K-$4.9B
World Investment AdvisorsDecreased-7K-$4.8B
Sigma Planning CorpDecreased-845-$4.0B
Rockefeller Capital Management L.P.Decreased-542-$2.6B
Financial Management Professionals, Inc.Closed Position-51K-$2.3B
Transamerica Financial Advisors, LLCDecreased-2K-$2.3B
Integrated Wealth Concepts LLCClosed Position-43K-$1.9B
Cyndeo Wealth Partners, LLCDecreased-940-$1.5B

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1FIRST TRUST ADVISORS LP16,901,242$760.0M0.55%Share
2MORGAN STANLEY3,169,169$142.0M0.01%Share
3LPL Financial LLC1,707,256$76.0M0.02%Share
4WELLS FARGO & COMPANY/MN858,131$38.0M0.01%Share
5WELLS FARGO & COMPANY/MN807,567$36.0M0.01%Share
6RAYMOND JAMES FINANCIAL INC675,460$30.0M0.01%Share
7BANK OF AMERICA CORP /DE/654,455$29.0M0.00%Share
8UBS Group AG542,061$24.4M0.00%Share
9Nilsine Partners, LLC499,969$22.5M1.95%Share
10NewEdge Advisors, LLC466,244$20.0M0.07%Share
11Advisory Services Network, LLC417,881$18.0M0.25%Share
12WCG Wealth Advisors LLC371,681$16.7M0.47%Share
13SUSQUEHANNA INTERNATIONAL GROUP, LLP365,290$16.0M0.00%Share
14NewSquare Capital LLC312,244$14.1M1.24%Share
15STIFEL FINANCIAL CORP326,105$14.0M0.01%Share
16TRUIST FINANCIAL CORP306,980$13.8M0.02%Share
17BENJAMIN EDWARDS INC298,853$13.5M0.15%Share
18Cetera Investment Advisers296,097$13.0M0.01%Share
19RAYMOND JAMES FINANCIAL INC293,702$13.0M0.00%Share
20&PARTNERS263,064$11.0M0.06%Share
21Csenge Advisory Group243,279$10.9M0.50%Share
22ROYAL BANK OF CANADA222,197$10.0M0.00%Share
23OSAIC HOLDINGS, INC.239,525$10.0M0.01%Share
24BANK OF AMERICA CORP /DE/216,426$9.0M0.00%Share
25ENVESTNET ASSET MANAGEMENT INC178,767$8.0M0.00%Share
26PGIM Custom Harvest LLC172,215$7.8M0.11%Share
27COMMONWEALTH EQUITY SERVICES, LLC159,589$7.0M0.01%Share
28Summit Financial, LLC160,041$7.0M0.10%Share
29Janney Montgomery Scott LLC157,317$7.0M0.02%Share
30Delos Wealth Advisors, LLC155,511$7.0M4.62%Share
31DAYMARK WEALTH PARTNERS, LLC136,213$6.1M0.20%Share
32Cambridge Investment Research Advisors, Inc.143,282$6.0M0.02%Share
33Vestmark Advisory Solutions, Inc.127,886$5.8M0.08%Share
34Milestones Private Investment Advisors LLC118,378$5.3M3.66%Share
35D.A. DAVIDSON & CO.102,899$4.6M0.03%Share
36World Investment Advisors99,227$4.5M0.09%Share
37OPPENHEIMER & CO INC92,449$4.2M0.06%Share
38Baird Financial Group, Inc.100,925$4.0M0.01%Share
39FOUNDATIONS INVESTMENT ADVISORS, LLC92,703$4.0M0.05%Share
40Sigma Planning Corp86,597$3.9M0.11%Share
41GREENUP STREET WEALTH MANAGEMENT LLC81,616$3.7M0.57%Share
42Private Advisor Group, LLC66,940$3.0M0.01%Share
43Qube Research & Technologies Ltd67,200$3.0M0.00%Share
44Arkadios Wealth Advisors76,841$3.0M0.06%Share
45CWM, LLC62,727$2.8M0.01%Share
46Fiduciary Alliance LLC60,357$2.7M0.18%Share
47Merit Financial Group, LLC57,398$2.6M0.02%Share
48Proactive Wealth Strategies LLC54,214$2.4M0.97%Share
49TriaGen Wealth Management LLC50,104$2.3M0.58%Share
50Transamerica Financial Advisors, LLC47,940$2.2M0.18%Share

FXU Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 2025197$1.5B+85
Q3 2025112$1.4T-67
Q2 2025179$532.4B+12
Q1 2025167$1.5T+52
Q4 2024115$16.1T+30
Q3 202485$147.2T+1
Q2 202484$123.4T+15
Q1 202469$83.0T—

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As of Q4 2025, 50 institutional investors hold FXU (First Trust Utilities AlphaDEX Fund). The largest holder is FIRST TRUST ADVISORS LP with $760.0M in shares. This quarter, 15 institutions opened new positions and 2 closed their positions.

Frequently Asked Questions

How many hedge funds own FXU?

As of Q4 2025, 50 institutional investors report holding FXU (First Trust Utilities AlphaDEX Fund) in their 13F filings.

Who is the largest institutional holder of FXU?

The largest institutional holder of FXU is FIRST TRUST ADVISORS LP with $760.0M in shares.

Is institutional ownership of FXU increasing or decreasing?

This quarter, 15 institutions opened new positions in FXU and 2 closed their positions.