Who Owns FYC?
First Trust Small Cap Growth AlphaDEX Fund — Institutional Ownership & 13F Holdings
$109.91
-0.60 (-0.54%)
Market Cap
$899.1M
Shares Outstanding
9,349,797
Institutional Holders
106
Total Inst. Value
$276.7M
% of Float Held
—
QoQ Holder Change
+57
Institutional data as of Q1 2025
New Positions
30
Closed Positions
14
Increased
33
Decreased
31
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $60.1M | 873 |
| 2 | MORGAN STANLEY | $33.2M | 483,175 |
| 3 | WELLS FARGO & COMPANY/MN | $25.4M | 369,856 |
| 4 | FIRST TRUST ADVISORS LP | $17.1M | 247,842 |
| 5 | Cetera Investment Advisers | $10.7M | 154,934 |
| 6 | ECLECTIC ASSOCIATES INC /ADVNew | $9.3M | 135,863 |
| 7 | STIFEL FINANCIAL CORP | $9.2M | 134,407 |
| 8 | ROYAL BANK OF CANADA | $9.0M | 130,645 |
| 9 | RAYMOND JAMES FINANCIAL INC | $8.9M | 129,404 |
| 10 | BANK OF AMERICA CORP /DE/ | $8.8M | 127,693 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | +442 | $60.1M |
| Cetera Investment Advisers | +45K | $10.7M |
| ECLECTIC ASSOCIATES INC /ADVNew | +136K | $9.3M |
| STIFEL FINANCIAL CORP | +82K | $9.2M |
| Concurrent Investment Advisors, LLC | +15K | $6.9M |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| MORGAN STANLEY | -241K | $33.2M |
| Cambridge Investment Research Advisors, Inc. | -50K | $2.4M |
| GOLDMAN SACHS GROUP INC | -43K | $2.6M |
| WELLS FARGO & COMPANY/MN | -40K | $25.4M |
| MARSHALL INVESTMENT MANAGEMENT, LLC | -31K | $2.4M |
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Frequently Asked Questions
How many institutional investors hold FYC?
As of Q1 2025, 106 institutional investors report holding FYC (First Trust Small Cap Growth AlphaDEX Fund) in their 13F filings.
Which hedge fund owns the most FYC?
The largest institutional holder of FYC is NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO with $60.1M in shares.
Are institutions buying or selling FYC?
This quarter, 30 institutions opened new positions in FYC and 14 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.