Who Owns First Trust Small Cap Core AlphaDEX Fund (FYX)?Hedge Fund & Institutional Holders

$116.27-0.33 (-0.28%)Financial ServicesNASDAQ

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$7.500068000650004e+203T

% of Float Held

—

QoQ Change in Holders

+15 / -0

Price History

$79.22$90.63$102.04$113.45$124.85Aug 24Jun 25Mar 26

FYX — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
Janney Montgomery Scott LLCNew Position+239K+$27.0M
TD Capital Management LLCNew Position+132+$14.9M
Main Line Retirement Advisors, LLCNew Position+101K+$9.2M
Chicago Partners Investment Group LLCNew Position+71K+$8.6M
Concurrent Investment Advisors, LLCNew Position+75K+$8.5M
Crusonia Wealth Advisors LLCNew Position+73K+$8.3M
Genesee Capital Advisors, LLCNew Position+68K+$7.7M
Sanctuary Advisors, LLCNew Position+73K+$7.2M
COMMONWEALTH EQUITY SERVICES, LLCNew Position+67K+$7.0M
Geneos Wealth Management Inc.New Position+53K+$6.0M
D.A. DAVIDSON & CO.New Position+47K+$5.4M
Mainsail Financial Group, LLCNew Position+40K+$4.5M
MTM Investment Management, LLCNew Position+36K+$4.0M
Troutman Wealth Management, LLCNew Position+32K+$3.7M
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCNew Position+30K+$3.6M

FYX — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
LPL Financial LLCDecreased-3K-$63.8B
WELLS FARGO & COMPANY/MNDecreased-12K-$61.0B
BANK OF AMERICA CORP /DE/Decreased-12K-$41.8B
UBS Group AGDecreased-39K-$31.7B
RAYMOND JAMES FINANCIAL INCDecreased-16K-$31.2B
Cetera Investment AdvisersDecreased-11K-$15.5B
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CODecreased-71K-$9.6B
OSAIC HOLDINGS, INC.Decreased-18K-$6.6B
Kestra Advisory Services, LLCDecreased-766-$6.2B
Hapanowicz & Associates Financial Services, IncDecreased-981-$5.1B
STIFEL FINANCIAL CORPDecreased-6K-$4.8B
JPMORGAN CHASE & CODecreased-6K-$4.7B
HighTower Advisors, LLCDecreased-901-$4.1B
Regal Investment Advisors LLCDecreased-79-$3.3B
PARK NATIONAL CORP /OH/Decreased-580-$2.6B

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1MORGAN STANLEY666,835$75.0M0.00%Share
2ROYAL BANK OF CANADA602,607$68.0M0.01%Share
3LPL Financial LLC583,241$65.0M0.02%Share
4WELLS FARGO & COMPANY/MN344,464$38.0M0.01%Share
5UBS Group AG252,075$28.5M0.00%Share
6Janney Montgomery Scott LLC238,963$27.0M0.06%Share
7BANK OF AMERICA CORP /DE/235,547$26.0M0.00%Share
8WELLS FARGO & COMPANY/MN203,962$23.0M0.00%Share
9RAYMOND JAMES FINANCIAL INC140,383$15.0M0.00%Share
10BANK OF AMERICA CORP /DE/135,197$15.0M0.00%Share
11TD Capital Management LLC132$14.9M0.00%Share
12Cetera Investment Advisers131,196$14.0M0.02%Share
13RAYMOND JAMES FINANCIAL INC124,511$14.0M0.00%Share
14Main Line Retirement Advisors, LLC101,000$9.2M8.03%Share
15Cambridge Investment Research Advisors, Inc.85,314$9.0M0.02%Share
16Chicago Partners Investment Group LLC71,341$8.6M0.21%Share
17Concurrent Investment Advisors, LLC75,125$8.5M0.10%Share
18Crusonia Wealth Advisors LLC73,421$8.3M1.82%Share
19Genesee Capital Advisors, LLC68,215$7.7M3.11%Share
20Wealth Alliance Advisory Group, LLC62,303$7.0M1.21%Share
21COMMONWEALTH EQUITY SERVICES, LLC66,641$7.0M0.01%Share
22Geneos Wealth Management Inc.53,081$6.0M0.15%Share
23Kestra Advisory Services, LLC55,928$6.0M0.02%Share
24D.A. DAVIDSON & CO.47,422$5.4M0.03%Share
25Hapanowicz & Associates Financial Services, Inc46,231$5.2M2.05%Share
26Mainsail Financial Group, LLC40,169$4.5M1.89%Share
27MTM Investment Management, LLC35,640$4.0M1.29%Share
28HighTower Advisors, LLC36,391$4.0M0.00%Share
29OSAIC HOLDINGS, INC.41,325$4.0M0.01%Share
30STIFEL FINANCIAL CORP38,188$4.0M0.00%Share
31JPMORGAN CHASE & CO35,654$4.0M0.00%Share
32Per Stirling Capital Management, LLC.33,255$3.8M0.42%Share
33Troutman Wealth Management, LLC32,340$3.7M3.02%Share
34WEALTH ENHANCEMENT ADVISORY SERVICES, LLC30,424$3.6M0.00%Share
35SILVER OAK SECURITIES, INCORPORATED31,011$3.5M0.24%Share
36Regal Investment Advisors LLC30,516$3.5M0.21%Share
37CWM, LLC26,923$3.0M0.01%Share
38Western Wealth Management, LLC27,443$3.0M0.14%Share
39ENVESTNET ASSET MANAGEMENT INC32,302$3.0M0.00%Share
40Baird Financial Group, Inc.33,733$3.0M0.00%Share
41CITY HOLDING CO25,783$2.9M0.36%Share
42PARK NATIONAL CORP /OH/23,375$2.6M0.08%Share
43COMERICA BANK18,650$2.1M0.01%Share
44Sanctuary Advisors, LLC18,117$2.0M0.01%Share
45JONES FINANCIAL COMPANIES LLLP18,683$2.0M0.00%Share
46IFG Advisory, LLC20,211$2.0M0.09%Share
47Milestones Private Investment Advisors LLC17,068$1.9M1.33%Share
48Lakeridge Wealth Management LLC16,971$1.9M0.87%Share
49Sanctuary Advisors, LLC18,334$1.8M0.01%Share
50B. Riley Wealth Advisors, Inc.14,957$1.7M0.08%Share

FYX Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 2025169$632.1M+83
Q3 202586$467.4B-58
Q2 2025144$409.4B-11
Q1 2025155$509.6B+14
Q4 2024141$22.3T+27
Q3 2024114$346.0T+9
Q2 2024105$310.3T+5
Q1 2024100$326.1T—

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As of Q4 2025, 50 institutional investors hold FYX (First Trust Small Cap Core AlphaDEX Fund). The largest holder is MORGAN STANLEY with $75.0M in shares. This quarter, 15 institutions opened new positions and 0 closed their positions.

Frequently Asked Questions

How many hedge funds own FYX?

As of Q4 2025, 50 institutional investors report holding FYX (First Trust Small Cap Core AlphaDEX Fund) in their 13F filings.

Who is the largest institutional holder of FYX?

The largest institutional holder of FYX is MORGAN STANLEY with $75.0M in shares.

Is institutional ownership of FYX increasing or decreasing?

This quarter, 15 institutions opened new positions in FYX and 0 closed their positions.