Who Owns Guggenheim Active Allocation Fund (GUG)?Hedge Fund & Institutional Holders

$15.33-0.12 (-0.78%)TechnologyNYSE

Institutional Holders

50

as of Q4 2025

Total Institutional Value

$4.2000140001400016e+130T

% of Float Held

—

QoQ Change in Holders

+15 / -5

Price History

$13.98$14.65$15.31$15.98$16.65Aug 24Jun 25Mar 26

GUG — Biggest New Institutional Buyers This Quarter

FundActionShares AddedValue Added
CORRADO ADVISORS, LLCNew Position+180K+$2.8M
Focus Partners WealthNew Position+143K+$2.0M
Closed-End Fund Advisors, Inc.New Position+110K+$1.7M
OPPENHEIMER & CO INCNew Position+71K+$1.1M
Golden State Equity PartnersNew Position+48K+$731K
Concurrent Investment Advisors, LLCNew Position+36K+$559K
Aviance Capital Partners, LLCNew Position+32K+$484K
J.W. COLE ADVISORS, INC.New Position+39K+$333K
1607 Capital Partners, LLCNew Position+13K+$193K
High Net Worth Advisory Group LLCNew Position+12K+$189K
SouthState Bank CorpNew Position+8K+$129K
Noble Wealth Management PBCNew Position+5K+$83K
Geneos Wealth Management Inc.New Position+3K+$45K
TSFG, LLCNew Position+2K+$27K
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLCNew Position+500+$7K

GUG — Institutions Reducing or Closing Positions

FundActionShares SoldValue Sold
Advisors Asset Management, Inc.Decreased-59K-$13.9B
RAYMOND JAMES FINANCIAL INCDecreased-28K-$10.5B
ROYAL BANK OF CANADADecreased-47K-$8.3B
Kovitz Investment Group Partners, LLCClosed Position-160K-$2.5B
OSAIC HOLDINGS, INC.Decreased-5K-$793.1M
STIFEL FINANCIAL CORPDecreased-1K-$771.8M
LPL Financial LLCDecreased-567-$423.2M
Kingsview Wealth Management, LLCDecreased-3K-$270.3M
MGB Wealth Management, LLCDecreased-2K-$247.9M
U.S. Capital Wealth Advisors, LLCDecreased-3K-$224.5M
Creative PlanningClosed Position-14K-$216.8M
Walleye Capital LLCClosed Position-11K-$179.4M
Laird Norton Wetherby Wealth Management, LLCClosed Position-11K-$175.2M
JPMORGAN CHASE & CODecreased-2K-$34.3M
Morse Asset Management, IncClosed Position-1K-$20.4M

Top Institutional Holders(Q4 2025)

#FundSharesValue% of PortfolioType
1MORGAN STANLEY2,773,048$42.0M0.00%Share
2GUGGENHEIM CAPITAL LLC950,000$14.0M0.10%Share
3Pathstone Holdings, LLC970,914$14.0M0.05%Share
4BANK OF AMERICA CORP /DE/885,035$13.0M0.00%Share
5Advisors Asset Management, Inc.835,944$12.0M0.20%Share
6COHEN & STEERS, INC.748,149$11.5M0.02%Share
7Baird Financial Group, Inc.708,042$10.0M0.02%Share
8ROYAL BANK OF CANADA484,360$7.0M0.00%Share
9RAYMOND JAMES FINANCIAL INC431,929$6.0M0.00%Share
10RAYMOND JAMES FINANCIAL INC196,383$3.0M0.00%Share
11WELLS FARGO & COMPANY/MN256,933$3.0M0.00%Share
12CORRADO ADVISORS, LLC180,342$2.8M1.39%Share
13Steward Partners Investment Advisory, LLC137,379$2.0M0.01%Share
14Focus Partners Wealth142,693$2.0M0.00%Share
15Closed-End Fund Advisors, Inc.110,396$1.7M1.00%Share
16Invesco Ltd.78,358$1.2M0.00%Share
17OPPENHEIMER & CO INC71,031$1.1M0.02%Share
18Kestra Advisory Services, LLC104,026$1.0M0.00%Share
19Golden State Equity Partners47,694$731K0.12%Share
20Concurrent Investment Advisors, LLC36,477$559K0.01%Share
21Aviance Capital Partners, LLC31,620$484K0.06%Share
22World Investment Advisors30,967$474K0.01%Share
23DAVENPORT & Co LLC24,363$373K0.00%Share
24J.W. COLE ADVISORS, INC.39,015$333K0.01%Share
25UBS Group AG19,175$293K0.00%Share
26MGB Wealth Management, LLC14,146$216K0.06%Share
271607 Capital Partners, LLC12,600$193K0.01%Share
28High Net Worth Advisory Group LLC12,373$189K0.04%Share
29U.S. Capital Wealth Advisors, LLC11,802$180K0.00%Share
30SouthState Bank Corp8,425$129K0.01%Share
31Geneos Wealth Management Inc.3,000$45K0.00%Share
32Noble Wealth Management PBC2,700$42K0.02%Share
33Noble Wealth Management PBC2,700$41K0.02%Share
34TSFG, LLC1,734$27K0.00%Share
35HARBOUR INVESTMENTS, INC.1,500$22K0.00%Share
36BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC500$7K0.00%Share
37Cambridge Investment Research Advisors, Inc.15,027$00.00%Share
38MORGAN STANLEY9,244$00.00%Share
39MORGAN STANLEY1$00.00%Share
40JPMORGAN CHASE & CO550$00.00%Share
41WELLS FARGO & COMPANY/MN19,562$00.00%Share
42RAYMOND JAMES FINANCIAL INC19,820$00.00%Share
43WEDBUSH SECURITIES INC10,758$00.00%Share
44Cetera Investment Advisers27,333$00.00%Share
45OSAIC HOLDINGS, INC.45,540$00.00%Share
46COMMONWEALTH EQUITY SERVICES, LLC15,133$00.00%Share
47Rockefeller Capital Management L.P.30,004$00.00%Share
48XTX Topco Ltd10,861$00.00%Share
49STIFEL FINANCIAL CORP48,281$00.00%Share
50Marex Group plc27,847$00.00%Share

GUG Institutional Ownership History

QuarterHoldersTotal ValueChange
Q4 202553$151.6M+17
Q3 202536$143.6B-9
Q2 202545$80.7B-7
Q1 202552$132.2B-3
Q4 202455$2.8T+15
Q3 202440$70.1T-2
Q2 202442$67.1T+4
Q1 202438$68.0T—

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As of Q4 2025, 50 institutional investors hold GUG (Guggenheim Active Allocation Fund). The largest holder is MORGAN STANLEY with $42.0M in shares. This quarter, 15 institutions opened new positions and 5 closed their positions.

Frequently Asked Questions

How many hedge funds own GUG?

As of Q4 2025, 50 institutional investors report holding GUG (Guggenheim Active Allocation Fund) in their 13F filings.

Who is the largest institutional holder of GUG?

The largest institutional holder of GUG is MORGAN STANLEY with $42.0M in shares.

Is institutional ownership of GUG increasing or decreasing?

This quarter, 15 institutions opened new positions in GUG and 5 closed their positions.