Who Owns GUG?
Guggenheim Active Allocation Fund — Institutional Ownership & 13F Holdings
$15.62
+0.01 (+0.06%)
Market Cap
$527.0M
Shares Outstanding
32,980,083
Institutional Holders
52
Total Inst. Value
$129.1M
% of Float Held
—
QoQ Holder Change
+15
Institutional data as of Q1 2025
New Positions
8
Closed Positions
11
Increased
23
Decreased
14
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | MORGAN STANLEY | $37.2M | 2,471,797 |
| 2 | GUGGENHEIM CAPITAL LLC | $14.3M | 950,000 |
| 3 | Baird Financial Group, Inc. | $11.5M | 766,124 |
| 4 | COHEN & STEERS, INC. | $11.1M | 736,149 |
| 5 | Advisors Asset Management, Inc. | $10.7M | 708,910 |
| 6 | BANK OF AMERICA CORP /DE/ | $9.3M | 615,034 |
| 7 | RAYMOND JAMES FINANCIAL INC | $8.9M | 592,568 |
| 8 | ROYAL BANK OF CANADA | $7.8M | 517,900 |
| 9 | WELLS FARGO & COMPANY/MN | $3.8M | 250,898 |
| 10 | CORRADO ADVISORS, LLC | $2.4M | 162,224 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| MORGAN STANLEY | +62K | $37.2M |
| Baird Financial Group, Inc. | +30K | $11.5M |
| Advisors Asset Management, Inc. | +114K | $10.7M |
| BANK OF AMERICA CORP /DE/ | +39K | $9.3M |
| RAYMOND JAMES FINANCIAL INC | +86K | $8.9M |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| COHEN & STEERS, INC. | -50K | $11.1M |
| J.W. COLE ADVISORS, INC. | -17K | $405K |
| HighTower Advisors, LLC | -8K | $363K |
| OSAIC HOLDINGS, INC. | -8K | $788K |
| JOURNEY STRATEGIC WEALTH LLC | -8K | $445K |
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Frequently Asked Questions
How many institutional investors hold GUG?
As of Q1 2025, 52 institutional investors report holding GUG (Guggenheim Active Allocation Fund) in their 13F filings.
Which hedge fund owns the most GUG?
The largest institutional holder of GUG is MORGAN STANLEY with $37.2M in shares.
Are institutions buying or selling GUG?
This quarter, 8 institutions opened new positions in GUG and 11 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.