Who Owns SEPP?

PGIM ROCK ETF TR — Institutional Ownership & 13F Holdings

BATS

$31.59

-0.03 (-0.08%)

Market Cap

Shares Outstanding

Institutional Holders

6

Total Inst. Value

$650K

% of Float Held

QoQ Holder Change

Institutional data as of Q1 2025

Top 10 Institutional Holders(Q1 2025)

#FundValueShares
1COMMONWEALTH EQUITY SERVICES, LLC$304K11,532
2OLD MISSION CAPITAL LLC$291K11,036
3HARBOUR INVESTMENTS, INC.$24K900
4ROYAL BANK OF CANADA$17K642
5DHJJ Financial Advisors, Ltd.$11K400
6PRUDENTIAL FINANCIAL INC$3K114,660

Biggest Buyers & Sellers This Quarter

Top Buyers

FundShares AddedValue
PRUDENTIAL FINANCIAL INC+36K$3K

Top Sellers

FundShares RemovedValue
ROYAL BANK OF CANADA-3K$17K

Frequently Asked Questions

How many institutional investors hold SEPP?

As of Q1 2025, 6 institutional investors report holding SEPP (PGIM ROCK ETF TR) in their 13F filings.

Which hedge fund owns the most SEPP?

The largest institutional holder of SEPP is COMMONWEALTH EQUITY SERVICES, LLC with $304K in shares.

Are institutions buying or selling SEPP?

This quarter, 3 institutions opened new positions in SEPP and 1 closed their positions.

What is 13F institutional ownership?

SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.

How often is institutional ownership data updated?

13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.