Who Owns SMTH?
ALPS Funds Smith Core Plus Bond ETF — Institutional Ownership & 13F Holdings
$25.88
+0.04 (+0.15%)
Market Cap
$2.6B
Shares Outstanding
100,239,379
Institutional Holders
58
Total Inst. Value
$1.6B
% of Float Held
—
QoQ Holder Change
+46
Institutional data as of Q1 2025
New Positions
23
Closed Positions
9
Increased
23
Decreased
10
Institutional Ownership Trend
Top 10 Institutional Holders(Q1 2025)
| # | Fund | Value | Shares |
|---|---|---|---|
| 1 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.0B | 38,822,260 |
| 2 | SHUFRO ROSE & CO LLC | $117.6M | 4,543,908 |
| 3 | Annex Advisory Services, LLC | $90.5M | 3,496,658 |
| 4 | Stratos Investment Management, LLC | $68.6M | 2,651,970 |
| 5 | Bank of New York Mellon CorpNew | $50.0M | 1,932,956 |
| 6 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CONew | $42.5M | 1,642 |
| 7 | Principle Wealth Partners LLC | $25.8M | 997,835 |
| 8 | Traction Financial Partners, LLCNew | $17.6M | 680,889 |
| 9 | ADAPT WEALTH ADVISORS, LLC | $15.4M | 593,317 |
| 10 | Advisory Resource Group | $14.1M | 545,393 |
Biggest Buyers & Sellers This Quarter
Top Buyers
| Fund | Shares Added | Value |
|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | +11.9M | $1.0B |
| SHUFRO ROSE & CO LLC | +2.7M | $117.6M |
| Annex Advisory Services, LLC | +530K | $90.5M |
| Stratos Investment Management, LLC | +692K | $68.6M |
| Bank of New York Mellon CorpNew | +1.9M | $50.0M |
Top Sellers
| Fund | Shares Removed | Value |
|---|---|---|
| Sovereign Investment Advisors, LLC | -318K | $1.5M |
| Strategic Financial Concepts, LLC | -191K | $233K |
| Principle Wealth Partners LLC | -85K | $25.8M |
| Integrated Wealth Concepts LLC | -78K | $7.1M |
| JANE STREET GROUP, LLC | -50K | $1.2M |
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Frequently Asked Questions
How many institutional investors hold SMTH?
As of Q1 2025, 58 institutional investors report holding SMTH (ALPS Funds Smith Core Plus Bond ETF) in their 13F filings.
Which hedge fund owns the most SMTH?
The largest institutional holder of SMTH is WEALTH ENHANCEMENT ADVISORY SERVICES, LLC with $1.0B in shares.
Are institutions buying or selling SMTH?
This quarter, 23 institutions opened new positions in SMTH and 9 closed their positions.
What is 13F institutional ownership?
SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.
How often is institutional ownership data updated?
13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.