Who Owns SWZ?

Total Return Securities Fund — Institutional Ownership & 13F Holdings

$6.06

+0.03 (+0.50%)

Market Cap

$79.9M

Shares Outstanding

12,973,900

Institutional Holders

37

Total Inst. Value

$36.1M

% of Float Held

QoQ Holder Change

+5

Institutional data as of Q1 2025

New Positions

6

Closed Positions

5

Increased

7

Decreased

13

Institutional Ownership Trend

Top 10 Institutional Holders(Q1 2025)

#FundValueShares
1Allspring Global Investments Holdings, LLC$17.8M1,930,805
2CSS LLC/IL$3.5M377,658
3GARDNER RUSSO & QUINN LLC$2.7M293,403
4Karpus Management, Inc.$2.3M247,460
5Saba Capital Management, L.P.$2.2M242,139
6Bulldog Investors, LLP$2.2M237,472
7Uncommon Cents Investing LLCNew$923K100,130
8Shaker Financial Services, LLC$794K86,088
9MORGAN STANLEY$557K60,460
10RIVERNORTH CAPITAL MANAGEMENT, LLCNew$413K44,833

Biggest Buyers & Sellers This Quarter

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Frequently Asked Questions

How many institutional investors hold SWZ?

As of Q1 2025, 37 institutional investors report holding SWZ (Total Return Securities Fund) in their 13F filings.

Which hedge fund owns the most SWZ?

The largest institutional holder of SWZ is Allspring Global Investments Holdings, LLC with $17.8M in shares.

Are institutions buying or selling SWZ?

This quarter, 6 institutions opened new positions in SWZ and 5 closed their positions.

What is 13F institutional ownership?

SEC Form 13F is a quarterly report filed by institutional investment managers with over $100M in qualifying assets. It discloses their US equity holdings, providing transparency into what the largest investors are buying and selling.

How often is institutional ownership data updated?

13F filings are due 45 days after each calendar quarter end (May 15, Aug 14, Nov 14, Feb 14). Data is updated on HedgeTrace as new filings are processed.